Comments on Proposed Rule and Concept Release: Publication or Submission of Quotations Without Specified Information

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 12

Filter comments

Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a January 21, 2020, meeting with representatives of Mitchell Partners, LP
Public Comment Sherwood E. Neiss, Co-Founder, GUARDD and Principal, Crowdfund Capital Advisors; Douglas Ellenoff, Esq., Co-Founder, GUARDD and Founding Partner, Ellenoff Grossman & Schole LLP; James P. Dowd, CPA, CFA, Co-Founder, GUARDD and CEO North Capital Private Securities Corporation
Public Comment Richard Krejcarek
Public Comment Peter Hayman
Public Comment Ariel Ozick
Public Comment Dan Kanter, President, and Craig Carlino, Chief Compliance Officer, Monroe Financial Partners
Public Comment Daniel Zinn, General Counsel, and Cass Sanford, Associate General Counsel, OTC Markets Group Inc.
Public Comment Dennis M. Kelleher, President and CEO, and Lev Bagramian, Senior Securities Policy Advisor, Better Markets
Public Comment Erik S. Nelson, President, Coral Capital Partners, Inc.
Public Comment Leonard W. Burningham, Esquire
Public Comment Steven Barber, PhD, Professor of Finance, Keuka College
Public Comment William F. Galvin, Secretary of the Commonwealth, Commonwealth of Massachusetts
Public Comment Jean-Paul Tres
Public Comment Christopher Gerold, President, North American Securities Administrators Association, Inc. (NASAA)
Public Comment Franklin Antonio
Public Comment Stephen M. Brophy, President, Aztec Land and Cattle Company, Ltd.
Public Comment Erik Nelson, President, Sterling Holdings Investments, LLC
Public Comment James Duade
Public Comment Joseph Helmer, CFA, Caldwell Sutter
Public Comment Aseel Rabie, Managing Director and Associate General Counsel, and Bernard V. Canepa, Vice President and Assistant General Counsel; SIFMA
Public Comment Darian B. Andersen, General Counsel, PC
Public Comment Debby Valentijn
Public Comment Carlton A. Getz, Winter Harbor Advisors, L.L.C
Public Comment Dan Canter, President, and Craig Carlino, Chief Compliance Officer, Monroe Financial Partners, Inc.
Public Comment David W. Wright
Public Comment Michael K. Goode, Managing Member, MorningLightMountain, LLC
Public Comment Joep vd Berg
Public Comment F. Mark Reuter, Partner, Keating, Muething & Klekamp
Public Comment Larry E. Bergmann, Partner, Murphy McGonigle, P.C.
Public Comment Robert E. Schermer, CEO, Meritage Hospitality

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-14-19
Release Number
34-87115
Related Materials
How to submit comments