Comments on Request for Comment on the Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers

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Date Received
Date Letter Type Commenter Name
Public Comment Paul P. Andrews, Managing Director, Research, Advocacy and Standards, CFA Institute, Matt Orsagh, Senior Director, Policy Advocacy, CFA Institute and Jeff Mahoney, General Counsel, Council of Institutional Investors
Public Comment Principles for Responsible Investment
Public Comment Robert Stewart, Tax and Disclosure Advocate, Public Citizen
Public Comment Sarah Bessin, Associate General Counsel, and Susan Olson, General Counsel, Investment Company Institute
Public Comment Sean D. Reyes, Attorney General of Utah, Marlo M. Oaks, CFA, CAIA, Treasurer, State of Utah and John Dougall, Utah State Auditor
Public Comment Stephan Wolf, CEO, GLEIF
Public Comment Stephen W. Hall, Legal Director and Securities Specialist, Better Markets, Inc. and Jason Grimes, Senior Counsel, Better Markets, Inc.
Public Comment Steven M. Rothstein, Managing Director, Ceres Accelerator for Sustainable Capital Markets
Public Comment Tom Quaadman, Executive Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Public Comment Frederick Alexander, Chief Executive Officer, The Shareholder Commons and Holly Ensign-Barstow, Director of Stakeholder Governance and Policy, B Lab US/CAN
Public Comment Gary Goldsholle, Executive Vice President, Chief Regulatory Officer & General Counsel, Long-Term Stock Exchange, Inc.
Public Comment James McRitchie, Shareholder Advocate and Publisher, Corporate Goverance
Public Comment James McRitchie, Shareholder Advocate and Publisher, Corporate Governance
Public Comment Michelle Dunstan SVP, Global Head of Responsible Investment, and Diana Lee, Director of Corporate Governance, AllianceBernstein
Public Comment Morningstar, Inc.
Public Comment Scott Shepard, Director, Free Enterprise Project, National Center for Public Policy Research, The National Center
Public Comment Jeffrey S. Davis, Executive Director, Seattle City Employees' Retirement System
Public Comment Mari-Anne Pisarri, Pickard Djinis and Pisarri LLP
Public Comment John C. Friess, University of Michigan Law School
Public Comment Heather Rhee
Public Comment Caleb N. Griffin, Assistant Professor, University of Arkansas School of Law, Brian R. Knight, Director and Senior Research Fellow, Program on Innovation and Governance, Mercatus Center at George Mason University and Andrew N. Vollmer, Senior Affiliated Scholar, Mercatus Center at George Mason University
Meeting with SEC Officials Memorandum from the Office of Commissioner Allison Herren Lee regarding a November 8, 2021, virtual meeting with representatives from Betterment
Public Comment Martin Schmalz
Public Comment John A. Jensen, Retail Investor
Public Comment Alan Reid, Financial Services
Public Comment Kyle Ratcliff
Public Comment Ali-Reza Vahabzadeh, Vice President - Head of Membership, Chief of Staff, ESG Policy Co-Lead American Sustainable Business Council
Public Comment Anonymous
Public Comment Anonymous
Public Comment Christopher Pearce

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-11-21
Release Number
34-93169
IC-34389
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