Comments on Short Position and Short Activity Reporting by Institutional Investment Managers; Notice of Proposed Amendments to the National Market System Plan Governing the Consolidated Audit Trail for Purposes of Short Sale-related Data Collection

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Comment
A: 1,926
B: 9
C: 33
D: 27

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Date Received
Date Letter Type Commenter Name
Public Comment Ruben
Public Comment Michael Jabbra
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a September 16, 2023 meeting with Managed Funds Association
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a September 8, 2023 meeting with representatives of SIFMA
Meeting with SEC Officials Memorandum from the Office of the Chair regarding an August 29, 2023 meeting with representatives of Goldman Sachs
Public Comment Nathan Barron
Public Comment Eric J. Pan, President & CEO and Susan Olson, General Counsel, Investment Company Institute
Public Comment Brandon Smith
Public Comment Dave Cazza
Public Comment Jiri Krol, Deputy CEO, Global Head of Government Affairs, Alternative Investment Management Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding an August 3, 2023 meeting with the Managed Funds Association
Public Comment Jennifer W. Han, Executive Vice President, Chief Counsel & Head of Global Regulatory Affairs, Managed Funds Association
Meeting with SEC Officials Memorandum from the Office Of Commissioner Caroline Crenshaw regarding a June 26, 2023 meeting with representatives of MFA
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a June 28, 2023 meeting with representatives of the Managed Funds Association
Public Comment Robert Bishop, Associate Professor, Duke Law School, and Frank Partnoy, Adrian A. Kragen Professor of Law, UC Berkeley School of Law, Berkeley Haas (Affiliated Faculty)
Public Comment Jennifer W. Han, Executive Vice President, Managed Funds Association
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a May 17, 2023 meeting with Bank Policy Institute
Public Comment Enkathralt Berrywhisker, Lumberjack
Public Comment Alistair Charles Faircloth, Creative Designer
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 1, 2023 meeting with representatives of SIFMA
Public Comment Alreisbrah, Enagic Affiliate
Public Comment Jimmy Devial
Public Comment Dan Harri
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a January 26, 2023 meeting with representatives from HSBC
Public Comment Mark A. Steffensen, Senior Executive Vice President and General Counsel, HSBC Bank USA, N.A.
Public Comment Brandon O'Shaughnessy
Public Comment Stephan J. Cunningham, III, Professional Machinist and Part-Time Fitness Influencer
Public Comment Mark A. Steffensen, Senior Executive Vice President and General Counsel, HSBC Bank USA, N.A.
Public Comment Brian Herrmann
Public Comment Jacob Droste

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-08-22
Release Number
34-94313
34-94314
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