Amendments to Regulation SHO

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 6
B: 41
C: 5,608
D: 7
E: 223
F: 13
G: 6

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Date Received
Date Letter Type Commenter Name
Public Comment Pete Williams
Public Comment Ravi Patel, Berwick, Pennsylvania
Public Comment Richard W. Sabor, Flippin, Arkansas
Public Comment Stephen McMillan
Public Comment Steve Pratt, Economist, Anchorage, Alaska
Public Comment Wade Stevenson, Private Investor, Buffalo, New York
Public Comment Wayne McAmis, Wedowee, Alabama
Public Comment William A. Moore, Atlantic City, Wyoming
Public Comment William W. Hamilton, Jr., Macon, Georgia
Public Comment Anthony Cecil, Retired Financial Advisor, Charleston, South Carolina
Public Comment Carl R. Ray, Engineer, Merritt Island, Florida
Public Comment Catherine Richard, Kennebunkport, Maine
Public Comment Chuck Wall, Ordinary Individual Trader/Investor
Public Comment David C. Morse, Raleigh, North Carolina
Public Comment David E. Hungerford, II, Waldoboro, Maine
Public Comment Debbie Jen, Massachusetts
Public Comment Dennis M. Smith, Windsor, Canada
Public Comment Dipak B. Dalwadi, Owings Mills, Maryland
Public Comment Donald O. Keitel, Economics Instructor University of La Verne, Oak Park, California
Public Comment Donald R. Davis, Austin, Texas
Public Comment Doug Taylor, CFP, Williston, North Dakota
Public Comment Duane D. Gayanelo, M.D., Pearl River, New York
Public Comment Duane D. Gayanelo, M.D., Pearl River, New York
Public Comment Elizabeth A. Pearce, CFA, Mill Valley, California
Public Comment Gary Mundy, MD, Banner, Wyoming
Public Comment Gary Sterle, Private Investor, Solon, Ohio
Public Comment Greg Phillips, Reno, Nevada
Public Comment Harold Vogel, Ph.D, CFA, Vogel Capital Management/ Adjunct Prof. Finance Columbia U., New York, New York
Public Comment Hugh P. Hamilton, Ridgefield, Connecticut
Public Comment J.R. Ratliff, Fort Sumner, New Mexico

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-08-09
Release Number
34-59748
How to submit comments