Amendments to Regulation SHO

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 6
B: 41
C: 5,608
D: 7
E: 223
F: 13
G: 6

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment James C. Campbell, Monroe, North Carolina
Public Comment James K. Brandt, Pearl River, New York
Public Comment James M. Bird, Investor, New Haven, Connecticut
Public Comment John Bundschuh, President BLC, Grand Blanc, Michigan
Public Comment John C. Leming, Punta Gorda, Florida
Public Comment John DeMasi, CFA, CPA, Del Mar, California
Public Comment John L. Parmigiani, Registered Investment Advisor, Huntington, New York
Public Comment John Morrison, Small Investor, Bethesda, Maryland
Public Comment John Schatz, Oakland, California
Public Comment Ken O'Shell
Public Comment Larry W. Hougen, Mead, Washington
Public Comment Lawrence Agbezuge, Webster, New York
Public Comment Leonard Glick, Glen Cove, New York
Public Comment Pat O'Malley
Public Comment Paul E. Donovan, Halifax, Canada
Public Comment Paul L. Brindze, Attorney, Los Angeles, California
Public Comment Peter C. Hanson, Seattle, Washington
Public Comment Philip J. Rush, CFP(R), Quakertown, Pennsylvania
Public Comment Phillip M. Brauckmann, none, Athens, Georgia
Public Comment Richard G. Hale, retired Morgan Stanley Financial Advisor, Charlotte, North Carolina
Public Comment Robert A. Wilson, Comox, Canada
Public Comment Robert Pulliam, Small Investor, Otto, North Carolina
Public Comment Ronald Filippone
Public Comment Sang M. Lee, Andover, Massachusetts
Public Comment Todd A. Spence, Former CEO, St Louis, Missouri
Public Comment Tom Levin, Portfolio Management Director, Phoenix, Arizona
Public Comment William F. Taylor, retired, Gloucester, Massachusetts
Public Comment Aleck Che-Mponda, Bowie, Maryland
Public Comment Andrew Polsky, New York
Public Comment B. E. Cagle, Investor, California

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-08-09
Release Number
34-59748
How to submit comments