Amendments to Regulation SHO

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 6
B: 41
C: 5,608
D: 7
E: 223
F: 13
G: 6

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Date Received
Date Letter Type Commenter Name
Public Comment Linda S. Lee
Public Comment Thomas R. Greenwood
Public Comment Nan Krish
Public Comment Nan Krish
Public Comment Anonymous
Public Comment Anonymous
Public Comment Nan Krish
Public Comment Greg Newman
Public Comment Howard Meyerson, General Counsel, Liquidnet, Inc., New York, New York
Public Comment Richard Gerdy, Hartford, Michigan
Public Comment Glen Shipway
Meeting with SEC Officials Memorandum from the Office of Commissioner Troy A. Paredes regarding studies received on May 29, 2009 from D.E. Shaw & Co.
Public Comment Gaylord Rohloff, CFP, Western International Securities
Public Comment Pauline A. Myers, Johnstown, New York
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a December 9, 2009 Meeting with Representatives of Direct Edge
Public Comment Nan Krish
Public Comment T. Torchia
Public Comment Derek J. Nemeth, Fairfield, Ohio
Public Comment Dan D. Shelburne, Westlake Village, California
Public Comment Anonymous
Public Comment Roxana Noriega, Miami, Florida
Public Comment Nan Krish
Public Comment Felipe Jimenez
Public Comment Jonathan E. Johnson, III, President, Overstock.com, Inc., Salt Lake City, Utah
Public Comment Martin L. Burger, NASD, Investment Adviser, Paradise, California
Public Comment Steve Thill
Public Comment David Furr
Public Comment Stephen Moore, Chateauguay, Canada
Public Comment Dan J. Nguyen, CFA, Midwest Professional Planners, Wausau, Wisconsin
Public Comment Jose Almenara, Peru

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-08-09
Release Number
34-59748
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