Comments on Proposed rule: Transaction Fee Pilot for NMS Stocks

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Date Received
Date Letter Type Commenter Name
Public Comment Susan M. Olson, General Counsel, Investment Company Institute
Public Comment Thomas K. Lee, Executive Director and CIO, et al., NYS Teachers' Retirement System
Public Comment Eric Swanson, CEO, XTX Markets LLC (Americas)
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara Stein regarding a May 1, 2018, meeting with reqpresentatives of Morgan Stanley
Public Comment Karl Polen, Chief Investment Officer, Arizona State Retirement System
Public Comment Anthony W. Godonis, Director of Trading, Copeland Capital Management, LLC
Public Comment George Hessler, CEO, Magma Trading
Public Comment Brent Robertson, Managing Director, Trading, and Robert Gouley, Principal, Trading, OMERS Administration Corporation
Public Comment Marc L. Lipson, Professor of Business Administration, University of Virginia
Public Comment Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
Public Comment Timothy J. Mahoney, Chief Executive Officer, BIDS Trading L.P.
Public Comment Chris Barnard
Public Comment David Mechner, Chief Executive Officer, Pragma Securities
Public Comment Kelvin To, Founder and President, Data Boiler Technologies, LLC
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 14, 2018, meeting with reqpresentatives of IEX
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 10, 2018, meeting with representatives of various buy-side firms
Public Comment Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 10, 2018, meeting with representatives of Royal Bank of Canada and Buy-Side Representatives
Public Comment Tim Quast, President and founder, ModernNetworks IR LLC
Public Comment Sean D. Paylor, Trader, AJO, L.P.
Public Comment Tim Quast, President, ModernNetworks IR LLC
Public Comment Institutional Equity Division, Morgan Stanley
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 1, 2018, meeting with representatives of Morgan Stanley
Public Comment Sal Arnuk and Joe Saluzzi, Partners, Co-Founders and Co-Heads of Equity Trading, Themis Trading LLC
Public Comment Brent Woods, Chief Executive Officer, and Joseph Scafidi, Director of Trading, Brandes Investment Partners, L.P.
Public Comment Adam D. Clark-Joseph, Assistant Professor of Finance, University of Illinois at Urbana-Champaign
Public Comment O. Mason Hawkins, Chairman & CEO, et al., Southeastern Asset Management, Inc.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an April 3, 2018, conference call with representatives of State Street Global Advisors
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 28, 2018, meeting with representatives of Vanguard
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 27, 2018, meeting with representatives of TD Ameritrade

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-05-18
Release Number
34-82873
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