Comments on Proposed rule: Transaction Fee Pilot for NMS Stocks

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Date Received
Date Letter Type Commenter Name
Public Comment Heidi W. Hardin, Executive Vice President and General Counsel, MFS Investment Management
Public Comment James J. Angel, Associate Professor, Georgetown University
Public Comment Jason Clague, Executive Vice President, Operational Services, Charles Schwab & Co., Inc.
Public Comment Joseph Brennan, Principal and Global Head of Equity Investment Group, Vanguard
Public Comment Joseph Kinahan, Managing Director, Client Advocacy and Market Structure, TD Ameritrade, Inc.
Public Comment Kevin Cronin, Global Head of Trading, Invesco Ltd.
Public Comment Kevin Duggan, Managing Director, Execution & Treasury, Capital Markets, Ontario Teachers' Pension Plan, and Don W. Pontes, Investment Director, Financial Markets, Sustainable Investment, CalPERS
Public Comment Lisa Mahon Lynch, Director, Trading and Counterparty Services, Wellington Management Company LLP
Public Comment Marc R. Bryant, Deputy General Counsel, Fidelity Investments
Public Comment Micah Hauptman, Financial Services Counsel, Consumer Federation of America
Public Comment Michael Jacejko, Partner, Birch Bay Capital, LLC
Public Comment Paul M. Russo, Managing Director, Goldman Sachs Co. LLC
Public Comment Ray Ross, Chief Technology Officer, Clearpool Group
Public Comment Stephen Berger, Managing Director, Government and Regulatory Policy, Citadel Securities
Public Comment Tim Gately, Managing Director, Head of Americas Equities, Citigroup Global Markets Inc.
Public Comment Timothy J. Coyne, Global Head of ETF Capital Markets, and Nathaniel N. Evarts, Head of Trading, Americas; State Street Global Advisors
Public Comment William H. Hebert, Managing Director, Financial Information Forum
Public Comment Dennis M. Kelleher President & CEO, et al., Better Markets, Inc.
Public Comment Joanna Mallers, Secretary, FIA Principal Traders Group (PTG)
Public Comment Linda M. Giordano, Co-Founder & CEO, and Jeffrey M. Alexander, Co-Founder & President; Babelfish Analytics, Inc.
Public Comment Patrick J. Healy, Founder and CEO, Issuer Network
Public Comment Rich Steiner, Electronic Trading Strategist, RBC Capital Markets
Public Comment Theodore R. Lazo, Managing Director, Associate General Counsel, SIFMA
Public Comment Tyler Gellasch, Executive Director, Healthy Markets Association
Public Comment Douglas A. Cifu, Chief Executive Officer, Virtu Financial Inc.
Public Comment Frank L. Jobert, Executive Director, Louisiana Trustee Education Council (LATEC)
Public Comment Hubert De Jesus, Global Head of Market Structure and Electronic Trading, and Joanne Medero, U.S. Head of Global Public Policy; BlackRock, Inc.
Public Comment Mary E. Keefe, Managing Director, Regulatory Affairs , Nuveen, LLC
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 23, 2018, meeting with representatives of JPMorgan Chase & Co.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 23, 2018, meeting with representatives of T. Rowe Price and Glenmede

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-05-18
Release Number
34-82873
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