Comments on Proposed rule: Transaction Fee Pilot for NMS Stocks

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Date Received
Date Letter Type Commenter Name
Public Comment Fiona Reynolds, Chief Executive Officer, Principles for Responsible Investment
Public Comment Walter K. Compton, EVP and General Counsel, Murphy Oil Corporation
Meeting with SEC Officials Memorandum from the Office of Commissioner Robert J. Jackson, Jr. regarding a May 14, 2018, discussion with representatives of IEX
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a August 9, 2018, meeting with representatives of the Issuer Network
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara Stein regarding a August 6, 2018, meeting with representatives of IEX
Public Comment John Ramsay, Chief Market Policy Officer, Investors Exchange LLC
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an August 7, 2018, meeting with representatives of the Investment Company Institute
Public Comment Glenn E. Tynan, Vice President & Chief Financial Officer, Curtiss-Wright Corporation
Public Comment James J. Angel, McDonough School of Business, Georgetown University
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a July 10, 2018, meeting with representatives of NASDAQ
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a July 2, 2018, meeting with Chester Spatt, Visiting Professor at the MIT Sloan School
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a July 23, 2018, meeting with representatives of Fidelity
Public Comment Ruairidh Ross, Deputy General Counsel and Assistant Secretary, HP Inc.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 23, 2018, meeting with representatives of Fidelity Investments
Public Comment R. Scott Mahoney, Senior Vice President, General Counsel & Secretary, Avangrid, Inc.
Public Comment Patrick Healy, Founder and CEO, Issuer Network
Public Comment John K. Lines, SVP/Secretary and General Counsel, National HealthCare Corporation
Public Comment Ted Dosch, Executive Vice President, Finance and Chief Financial Officer, Anixter International Inc.
Public Comment Maria Trainor, Vice President, General Counsel and Secretary, Ampco-Pittsburgh Corporation
Public Comment Danny Mulson
Public Comment Elizabeth K. King, General Counsel and Corporate Secretary, New York Stock Exchange
Public Comment Security Traders Association
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 9, 2018, meeting with representatives of Citadel Securities
Public Comment R. Dale Lynch, Executive Vice President, Chief Financial Officer and Treasurer, Federal Agricultural Mortgage Corporation
Public Comment Tyler Gellasch, Executive Director, Healthy Markets Association
Public Comment Adam W. Miller, Chief Financial Officer and Treasurer, Knight-Swift Transportation Holdings Inc.
Public Comment Jenny H. Parker, Senior Vice President, Finance, Secretary and Trea, Haverty Furniture Companies, Inc.
Public Comment John S. Fischer, General Counsel, Natural Grocers by Vitamin Cottage, Inc.
Public Comment Mark J. Airola, Senior Vice President, General Counsel, Chief Administrative Officer and Corporate Secretary, Newpark Resources, Inc.
Public Comment Christopher T. Weber, Executive Vice President, Chief Financial Officer, Halliburton

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-05-18
Release Number
34-82873
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