Comments on Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews

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Date Received
Date Letter Type Commenter Name
Public Comment Lindsey Weber Keljo, Esq., Head, Asset Management Group, Securities Industry and Financial Markets Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Peirce regarding a June 13, 2022 meeting with members of IAA's Board of Governors
Public Comment Pathway Capital Management, LP
Public Comment Seth Magaziner, General Treasurer of Rhode Island, For the Long Term and Michael W. Frerichs, Illinois State Treasure, For the Long Term
Public Comment Structured Finance Association
Public Comment The Alaska Permanent Fund Corporation, Chief Investment Officer, Alaska Permanent Fund Corporation
Public Comment University System of Maryland Foundation
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a March 24, 2022 meeting with representatives of the Alternative Investment Management Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Lee regarding a June 6, 2022 Meeting with Representatives from the Managed Funds Association.
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a June 3, 2022 videoconference with representatives of the Investment Adviser Association
Public Comment German Private Equity and Venture Capital Association e.V.
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a June 2, 2022 meeting with representatives of the Healthy Markets Association
Public Comment The Delois Albert Brassell Estate and the Robert James Brassell Estate
Public Comment Anzu Partners LLC, et al.
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a May 26, 2022 meeting with representatives of Goldman Sachs Group, Inc
Public Comment David Rapp
Public Comment PROOF Management, LLC
Public Comment Anonymous
Public Comment J. Scott Colesanti, LL.M., Professor of Legal Writing, Hofstra University School of Law
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a May 12, 2022 meeting with representatives of Cravath, Swaine & Moore LLP
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a May 19, 2022 meeting with representatives of OPERS
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a May 13, 2022 meeting with representatives of the Institutional Limited Partners Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Allison Herren Lee regarding a May 4, 2022 virtual meeting with representatives from Alternative Investment Management Association (“AIMA”)
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a May 12, 2022 meeting with representatives of the Securities Industry and Financial Markets Association
Public Comment Michael W. Frerichs, Illinois State Treasurer
Public Comment Federated Hermes, Inc.
Public Comment Tim Swast
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a May 9, 2022 videoconference with representatives of the Standards Board for Alternative Investments (the “SBAI”)
Public Comment Tim Swast
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 5, 2022 Videoconference with Representatives of the Alternative Investment Management Association

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-03-22
Release Number
IA-5955
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