Prohibition Against Conflicts of Interest in Certain Securitizations

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Comment
A: 7
B: 126
C: 57
D: 6

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Date Received
Date Letter Type Commenter Name
Public Comment Andy, Business educator
Public Comment Anonymous
Public Comment Bob Gernhofer
Public Comment Jarrod Knudson
Public Comment Jimit Raithatha
Public Comment John Sherman
Public Comment Micah Vincent
Public Comment Cara Tunstall, ERP Administrator
Public Comment Florian Rhyn
Public Comment Jamahri Johnson, Pharmacy Technician, Advanced Infusion Care
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a March 7, 2023 virtual meeting with representatives of Mindset
Public Comment Tyler Davis
Public Comment Holden
Public Comment D. Skewis
Public Comment Anonymous
Public Comment Bob Dole
Public Comment Curtis Higgins, Household Investor
Public Comment Tony
Public Comment Anonymous
Public Comment Chris Carrington
Public Comment Michael Krupczak
Public Comment Aaron N
Public Comment Ken M, PrawnHub
Public Comment Gregory Allen, Army
Public Comment Josh Brade, IT Professional
Public Comment Kevin C
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a March 2, 2023, meeting with representatives of Pentalpha Global Advisors
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 2, 2023 meeting with representatives of the European Banking Federation
Public Comment Pete L, Teacher
Public Comment Singaraju

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-01-23
Release Number
33-11151
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