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Comments on Other Initiatives to be Undertaken by the SEC in Response to the Dodd-Frank Wall Street Reform and Consumer Protection Act

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Date Sort descending	Letter Type	Commenter Name
March 25, 2011	Public Comment	Mary Pitman, Author, The Little Book of Missing Money
March 14, 2011	Meeting with SEC Officials	Memorandum from the Office of the Chairman regarding a March 14, 2011, meeting with representatives of PIMCO
Feb. 3, 2011	Meeting with SEC Officials	Memorandum from the Office of the Chairman regarding a January 26, 2011, meeting with representatives of Fidelity
Jan. 31, 2011	Public Comment	Andrew Waring, Chief Executive, Merchant Navy Officers Pension Fund Trustees Ltd.
Jan. 12, 2011	Public Comment	J. Lang, Bloomington, Minnesota
Jan. 12, 2011	Public Comment	Mary Richardson, Director of Regulatory & Tax Department, Alternative Investment Management Association Limited
Dec. 15, 2010	Public Comment	Corinne Cordon, President, Capella Commercial Mortgage
Dec. 15, 2010	Public Comment	Jeramy Heath
Dec. 8, 2010	Public Comment	Rob Wilson, CIMC, President & CEO, Statement Clarity, Dallas, Texas
Dec. 6, 2010	Public Comment	American Bankers Association, ABA Securities Association, The Clearing House Association L.L.C., Financial Services Forum, Financial Services Roundtable, Futures Industry Association, Institute of International Bankers, International Swaps and Derivatives Association, Investment Company Institute, Managed Funds Association, Securities Industry and Financial Markets Association
Dec. 3, 2010	Public Comment	Richard Ostrander, Managing Director, Morgan Stanley
Dec. 1, 2010	Meeting with SEC Officials	Memorandum from the Office of the Chairman regarding a December 1, 2010, meeting with representatives of BlackRock
Nov. 7, 2010	Public Comment	Barbara Novick, Vice Chairman, Black Rock
Oct. 29, 2010	Public Comment	Robert W. Row, Palo Alto, California
Oct. 17, 2010	Public Comment	Anonymous
Oct. 13, 2010	Meeting with SEC Officials	Memorandum from the Office of Commissioner Walter regarding a October 4, 2010 meeting with Representative of the Advanced Practice Advisors
Sept. 27, 2010	Meeting with SEC Officials	Memorandum from the Office of Commissioner Walter regarding a September 14, 2010, meeting with representatives of AFSCME and AFL-CIO
Sept. 22, 2010	Public Comment	Richard H. Baker, President and CEO, Managed Funds Association
Sept. 20, 2010	Public Comment	D. J. Heaton, Kalamazoo, Michigan
Sept. 15, 2010	Meeting with SEC Officials	Memorandum from the Office of Commissioner Troy A. Paredes regarding an August 31, 2010 meeting with representatives of the Managed Funds Association
Sept. 13, 2010	Public Comment	Tom O'Hara, Edward Jones
Sept. 8, 2010	Public Comment	Shane Bird
Sept. 4, 2010	Public Comment	William Bristol
Sept. 2, 2010	Public Comment	Herbert Milstein, Cohen Milstein Sellers & Toll PLLC, Washington, D.C.
Sept. 1, 2010	Public Comment	Joan E. Schaller, Realtor, investor, Brooklyn Park, Minnesota
Aug. 30, 2010	Public Comment	Edward Resnick, Jr., Nautic Partners, LLC, Providence, Rhode Island
Aug. 30, 2010	Public Comment	Joe Jefferis, Compliance Accountant, Dayton, Ohio
Aug. 30, 2010	Public Comment	Knud Lindgard
Aug. 27, 2010	Public Comment	Donna Patton, Financial Advisor, Fairway, Kansas
Aug. 26, 2010	Public Comment	L D Hartman, CPA (retired), Carmel, Indiana

Last Reviewed or Updated: Dec. 18, 2025

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