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Comments on Other Initiatives to be Undertaken by the SEC in Response to the Dodd-Frank Wall Street Reform and Consumer Protection Act

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Date Sort descending	Letter Type	Commenter Name
March 6, 2017	Public Comment	Robert E. Rutkowski
Aug. 3, 2015	Public Comment	Charles Poland Jr.
May 22, 2015	Public Comment	Terry Prentice
Dec. 10, 2014	Public Comment	Norman B. Arnoff, Esq., Law Offices Norman Arnoff, NYC, New York
Nov. 26, 2014	Public Comment	Seymour Sacks, President, Sacks Equalization Model Inc., New York, New Yor
Aug. 20, 2013	Public Comment	Jon Mark Morgan, Portland, Oregon
Nov. 6, 2012	Public Comment	Peter Rowley
Aug. 29, 2012	Public Comment	Martin Eakes, Center for Responsible Lending; Antonio González, William C. Velasquez Institute; Lisa Hasegawa, National Coalition for Asian Pacific American Community Development; Wade Henderson, Leadership Council on Civil and Human Rights; Marc Morial, National Urban League; Hilary O. Shelton, National Association for the Advancement of Colored People; and Shanna Smith, National Fair Housing Association
Aug. 24, 2012	Public Comment	Larry D. Hardin
July 23, 2012	Public Comment	Jeff Mahoney, General Counsel, Council of Institutional Investors
Dec. 23, 2011	Public Comment	Mora P. Johnson, Government of Canada, Foreign Affairs and International Trade, Ottawa, Canada
Dec. 9, 2011	Public Comment	Edna Sussman, Esq., Distinguished ADR Practitioner in Residence, Fordham Law School, Immediate Past Chair, New York State Bar Association
Nov. 27, 2011	Public Comment	Katherine R. Roberts, Certified Financial Planner, former instructor U of C, Berkeley
Nov. 16, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a July 15, 2011, meeting with representatives from Thomson Reuters
Nov. 16, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a September 21, 2011, meeting with representatives from HSBC
Nov. 15, 2011	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a June 7, 2011, meeting with representatives from Assured Guaranty
Oct. 5, 2011	Public Comment	Maneesh Pangasa, Yuma, Arizona
Sept. 1, 2011	Public Comment	Thomas McNamara, Ph.D., The ESC Rennes School of Business, Rennes, France
Aug. 26, 2011	Meeting with SEC Officials	Memorandum from the Office of the Chairman regarding an August 25, 2011, meeting with representatives of the U.S. Chamber of Commerce Center for Capital Markets Competitiveness
July 31, 2011	Public Comment	S. Gregory Lipton, Ph.D, Researcher, Mercer Island, Washington
June 28, 2011	Meeting with SEC Officials	Memorandum from the Office of Commissioner Walter regarding a June 28, 2011, meeting with representatives of Nomura
June 20, 2011	Public Comment	Sally Decelis, Williamson County Board of REALTORS, Round Rock, Texas
June 20, 2011	Public Comment	Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association
June 17, 2011	Public Comment	P. Georgia Bullitt and Michael A. Piracci, Morgan Lewis Counselors at Law, on behalf of Pershing LLC
May 9, 2011	Meeting with SEC Officials	Memorandum from the Office of the Chairman regarding a May 5, 2011, meeting with representatives of PIMCO
May 5, 2011	Meeting with SEC Officials	Memorandum from the Office of Commissioner Walter regarding a May 5, 2011, meeting with representatives of Barclays
May 1, 2011	Public Comment	Keally L. DeWitt, University of Cincinnati, Cincinnati, Ohio
April 21, 2011	Meeting with SEC Officials	Memorandum from the Office of Commissioner Walter regarding an April 21, 2011, meeting with representatives of Jefferies & Company, Inc.
April 13, 2011	Meeting with SEC Officials	Memorandum from the Office of Commissioner Walter regarding an April 13, 2011, meeting with representatives of the Institute of International Bankers, Davis Polk & Wardwell LLP, and Cleary Gottlieb Steen & Hamilton, LLP
March 28, 2011	Public Comment	National Corn Growers Association and Natural Gas Supply Association

Last Reviewed or Updated: Dec. 18, 2025

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