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Comments on Response to Questions Posed by Commissioners Aguilar, Paredes, and Gallagher

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Date Sort descending	Letter Type	Commenter Name
Dec. 23, 2013	Meeting with SEC Officials	Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a December 19, 2012, meeting with representatives of BlackRock
May 30, 2013	Meeting with SEC Officials	Memorandum from the Office of Commissioner Gallagher regarding a May 28, 2013, meeting with representatives of Federated Investors, Inc.
May 30, 2013	Meeting with SEC Officials	Memorandum from the Office of the Chairman regarding a May 28, 2013, meeting with representatives of Federated
May 28, 2013	Meeting with SEC Officials	Memorandum from the Office of the Chairman regarding a May 24, 2013, meeting with representatives of the Systemic Risk Council
May 17, 2013	Public Comment	J. Christopher Donahue, President & CEO, Federated Investors, Inc.
April 29, 2013	Meeting with SEC Officials	Memorandum from the Office of Commissioner Gallagher regarding an April 23, 2013, meeting with representatives of the Investment Company Institute
April 10, 2013	Meeting with SEC Officials	Memorandum from the Division of Investment Management regarding an April 9, 2013, meeting with representatives of the Investment Company Institute
April 9, 2013	Meeting with SEC Officials	Memorandum from the Office of the Chairman regarding a March 18, 2013, meeting with representatives of Fidelity
March 28, 2013	Public Comment	David T. Hirschmann, President and Chief Executive Officer, U.S. Chamber of Commerce, Washington, District of Columbia
March 22, 2013	Meeting with SEC Officials	Memorandum from the Division of Investment Management regarding a March 18, 2013, meeting with representatives of Fidelity
March 22, 2013	Meeting with SEC Officials	Memorandum from the Division of Investment Management regarding a March 20, 2013, meeting with representatives of the National Association of State Treasurers
March 14, 2013	Meeting with SEC Officials	Memorandum from the Division of Investment Management regarding a March 13, 2013, meeting with representatives of Vanguard
March 14, 2013	Meeting with SEC Officials	Memorandum from the Division of Investment Management regarding a March 14, 2013, meeting with representatives of Association for Financial Professionals, MetLife, Purdue University, Z Capital Partners, LLC, and Northrop Grumman
March 13, 2013	Meeting with SEC Officials	Memorandum from the Office of the Chairman regarding a March 4, 2013, meeting with representatives of the National Asian American Coalition
March 12, 2013	Meeting with SEC Officials	Memorandum from the Office of the Chairman regarding a February 19, 2013, meeting with representatives of the Investment Company Institute
March 7, 2013	Meeting with SEC Officials	Memorandum from the Division of Investment Management regarding a March 4, 2013, meeting with representatives of the U.S. Chamber of Commerce Center for Capital Markets Competitiveness
Feb. 26, 2013	Meeting with SEC Officials	Memorandum from the Division of Investment Management regarding a February 19, 2013, meeting with representatives of Federated Investors
Feb. 26, 2013	Meeting with SEC Officials	Memorandum from the Division of Investment Management regarding a February 20, 2013, meeting with staff from the Treasury department
Feb. 26, 2013	Meeting with SEC Officials	Memorandum from the Division of Investment Management regarding a February 21, 2013, meeting with staff from the Treasury department
Feb. 15, 2013	Public Comment	John D. Hawke, Jr., Arnold and Porter LLP on behalf of Federated Investors, Inc.
Feb. 14, 2013	Public Comment	Scott C. Goebel, Senior Vice President General Counsel, Fidelity Management & Research Co., Boston, Massachusetts
Feb. 13, 2013	Public Comment	Peter E. Madden, Chairman, Federated Funds Board of Directors on behalf of the Independent Trustees of the Federated Funds
Feb. 11, 2013	Public Comment	John W. McGonigle, Vice Chairman, Federated Investors, Inc., Pittsburgh, Pennsylvania
Feb. 8, 2013	Meeting with SEC Officials	Memorandum from the Division of Investment Management regarding a February 6, 2013, meeting with representatives of the Investment Company Institute
Feb. 7, 2013	Meeting with SEC Officials	Memorandum from the Office of the Chairman regarding a February 1, 2013, meeting with representatives of Charles Schwab & Co.
Feb. 6, 2013	Public Comment	James J. Angel, Ph.D., CFA, Visiting Associate Professor, The Wharton School, University of Pennsylvania
Feb. 5, 2013	Meeting with SEC Officials	Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a February 4, 2013, meeting with representatives of the Investment Company Institute
Feb. 5, 2013	Meeting with SEC Officials	Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a February 5, 2013, telephone call with a representative of BlackRock
Jan. 30, 2013	Meeting with SEC Officials	Memorandum from the Office of the Chairman regarding a January 16, 2013, meeting with representatives of Federated Investors
Jan. 28, 2013	Meeting with SEC Officials	Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a January 24, 2013, meeting with representatives of Charles Schwab & Co., Inc.

Last Reviewed or Updated: Dec. 18, 2025

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