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Comments on Response to Questions Posed by Commissioners Aguilar, Paredes, and Gallagher


Submitted Comments

(Click here for meetings with SEC officials)
May 17, 2013 J. Christopher Donahue, President & CEO, Federated Investors, Inc.
Mar. 28, 2013 David T. Hirschmann, President and Chief Executive Officer, U.S. Chamber of Commerce, Washington, District of Columbia
Feb. 15, 2013 John D. Hawke, Jr., Arnold and Porter LLP on behalf of Federated Investors, Inc.
Feb. 14, 2013 Scott C. Goebel, Senior Vice President General Counsel, Fidelity Management & Research Co., Boston, Massachusetts
Feb. 13, 2013 Peter E. Madden, Chairman, Federated Funds Board of Directors on behalf of the Independent Trustees of the Federated Funds
Feb. 11, 2013 John W. McGonigle, Vice Chairman, Federated Investors, Inc., Pittsburgh, Pennsylvania
Feb. 6, 2013 James J. Angel, Ph.D., CFA, Visiting Associate Professor, The Wharton School, University of Pennsylvania
Jan. 25, 2013 John D. Hawke, Jr., Arnold and Porter LLP on behalf of Federated Investors, Inc.
Jan. 25, 2013 John D. Hawke, Jr., Arnold and Porter LLP on behalf of Federated Investors, Inc.
Jan. 25, 2013 John D. Hawke, Jr., Arnold and Porter LLP on behalf of Federated Investors, Inc.
Jan. 25, 2013 John D. Hawke, Jr., Arnold and Porter LLP on behalf of Federated Investors, Inc.
Jan. 25, 2013 John D. Hawke, Jr., Arnold and Porter LLP on behalf of Federated Investors, Inc.
Jan. 24, 2013 Scott C. Goebel, Senior Vice President, General Counsel, Fidelity Management & Research Co., Boston, Massachusetts
Jan. 18, 2013 Richard Whiting, Executive Director and General Counsel, Financial Services Roundtable
Jan. 15, 2013 F. William McNabb III, Chairman and Chief Executive Officer, Vanguard
Jan. 14, 2013 Timothy W. Cameron, Managing Director, Asset Management Group, and John Maurello, Managing Director, Private Client Group, SIFMA
Jan. 9, 2013 Melanie L. Fein, Fein Law Offices, District of Columbia
Jan. 7, 2013 John W. McGonigle, Vice Chairman, Federated Investors, Inc., Pittsburgh, Pennsylvania
Dec. 18, 2012 Daniel Nagy, CFA
Dec. 8, 2012 Terry L. Stagman
 

Meetings with SEC Officials

(
Click here for submitted comments from the public)
May 30, 2013 Memorandum from the Office of Commissioner Gallagher regarding a May 28, 2013, meeting with representatives of Federated Investors, Inc.
May 30, 2013 Memorandum from the Office of the Chairman regarding a May 28, 2013, meeting with representatives of Federated
May 28, 2013 Memorandum from the Office of the Chairman regarding a May 24, 2013, meeting with representatives of the Systemic Risk Council
Apr. 29, 2013 Memorandum from the Office of Commissioner Gallagher regarding an April 23, 2013, meeting with representatives of the Investment Company Institute
Apr. 10, 2013 Memorandum from the Division of Investment Management regarding an April 9, 2013, meeting with representatives of the Investment Company Institute
Apr. 9, 2013 Memorandum from the Office of the Chairman regarding a March 18, 2013, meeting with representatives of Fidelity
Mar. 22, 2013 Memorandum from the Division of Investment Management regarding a March 18, 2013, meeting with representatives of Fidelity
Mar. 22, 2013 Memorandum from the Division of Investment Management regarding a March 20, 2013, meeting with representatives of the National Association of State Treasurers
Mar. 14, 2013 Memorandum from the Division of Investment Management regarding a March 14, 2013, meeting with representatives of Association for Financial Professionals, MetLife, Purdue University, Z Capital Partners, LLC, and Northrop Grumman
Mar. 14, 2013 Memorandum from the Division of Investment Management regarding a March 13, 2013, meeting with representatives of Vanguard
Mar. 13, 2013 Memorandum from the Office of the Chairman regarding a March 4, 2013, meeting with representatives of the National Asian American Coalition
Mar. 12, 2013 Memorandum from the Office of the Chairman regarding a February 19, 2013, meeting with representatives of the Investment Company Institute
Mar. 7, 2013 Memorandum from the Division of Investment Management regarding a March 4, 2013, meeting with representatives of the U.S. Chamber of Commerce Center for Capital Markets Competitiveness
Feb. 26, 2013 Memorandum from the Division of Investment Management regarding a February 21, 2013, meeting with staff from the Treasury department
Feb. 26, 2013 Memorandum from the Division of Investment Management regarding a February 20, 2013, meeting with staff from the Treasury department
Feb. 26, 2013 Memorandum from the Division of Investment Management regarding a February 19, 2013, meeting with representatives of Federated Investors
Feb. 8, 2013 Memorandum from the Division of Investment Management regarding a February 6, 2013, meeting with representatives of the Investment Company Institute
Feb. 7, 2013 Memorandum from the Office of the Chairman regarding a February 1, 2013, meeting with representatives of Charles Schwab & Co.
Feb. 5, 2013 Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a February 5, 2013, telephone call with a representative of BlackRock
Feb. 5, 2013 Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a February 4, 2013, meeting with representatives of the Investment Company Institute
Jan. 30, 2013 Memorandum from the Office of the Chairman regarding a January 16, 2013, meeting with representatives of Federated Investors
Jan. 28, 2013 Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a January 25, 2013, meeting with representatives of Fidelity Investments
Jan. 28, 2013 Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a January 24, 2013, meeting with representatives of Charles Schwab & Co., Inc.
Jan. 25, 2013 Memorandum from the Division of Investment Management regarding a January 25, 2013, meeting with representatives of Fidelity
Jan. 25, 2013 Memorandum from the Division of Risk, Strategy, and Financial Innovation regarding a January 24, 2013, meeting with representatives of Fidelity Investment
Jan. 24, 2013 Memorandum from the Division of Investment Management regarding a January 9, 2013, meeting with representatives of Fidelity
Jan. 24, 2013 Memorandum from the Division of Investment Management regarding a December 12, 2012, meeting with representatives of Fidelity
Jan. 24, 2013 Memorandum from the Division of Investment Management regarding a December 19, 2012, meeting with representatives of BlackRock
Jan. 17, 2013 Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a January 16, 2013, meeting with representatives of Federated Investors, Inc.
Jan. 10, 2013 Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a January 9, 2013, meeting with representatives of Arnold & Porter LLP
Jan. 4, 2013 Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a December 21, 2012, meeting with representatives of Fidelity Investments
Dec. 23, 2013 Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a December 19, 2012, meeting with representatives of BlackRock
Dec. 12, 2012 Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a December 12, 2012, meeting with representatives of Fidelity Investments

 

http://www.sec.gov/comments/mms-response/mms-response.shtml

Modified: 10/16/2014