Comments on Response to Questions Posed by Commissioners Aguilar, Paredes, and Gallagher


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Date Received
Date Sort descending Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a January 25, 2013, meeting with representatives of Fidelity Investments
Public Comment John D. Hawke, Jr., Arnold and Porter LLP on behalf of Federated Investors, Inc.
Public Comment John D. Hawke, Jr., Arnold and Porter LLP on behalf of Federated Investors, Inc.
Public Comment John D. Hawke, Jr., Arnold and Porter LLP on behalf of Federated Investors, Inc.
Public Comment John D. Hawke, Jr., Arnold and Porter LLP on behalf of Federated Investors, Inc.
Public Comment John D. Hawke, Jr., Arnold and Porter LLP on behalf of Federated Investors, Inc.
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a January 25, 2013, meeting with representatives of Fidelity
Meeting with SEC Officials Memorandum from the Division of Risk, Strategy, and Financial Innovation regarding a January 24, 2013, meeting with representatives of Fidelity Investment
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a December 12, 2012, meeting with representatives of Fidelity
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a December 19, 2012, meeting with representatives of BlackRock
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a January 9, 2013, meeting with representatives of Fidelity
Public Comment Scott C. Goebel, Senior Vice President, General Counsel, Fidelity Management & Research Co., Boston, Massachusetts
Public Comment Richard Whiting, Executive Director and General Counsel, Financial Services Roundtable
Meeting with SEC Officials Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a January 16, 2013, meeting with representatives of Federated Investors, Inc.
Public Comment F. William McNabb III, Chairman and Chief Executive Officer, Vanguard
Public Comment Timothy W. Cameron, Managing Director, Asset Management Group, and John Maurello, Managing Director, Private Client Group, SIFMA
Meeting with SEC Officials Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a January 9, 2013, meeting with representatives of Arnold & Porter LLP
Public Comment Melanie L. Fein, Fein Law Offices, District of Columbia
Public Comment John W. McGonigle, Vice Chairman, Federated Investors, Inc., Pittsburgh, Pennsylvania
Meeting with SEC Officials Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a December 21, 2012, meeting with representatives of Fidelity Investments
Public Comment Daniel Nagy, CFA
Meeting with SEC Officials Memorandum from the Office of Commissioner Daniel M. Gallagher regarding a December 12, 2012, meeting with representatives of Fidelity Investments
Public Comment Terry L. Stagman

Last Reviewed or Updated: Dec. 18, 2025