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Mandatory Exchange Trading and Swap Execution Facilities: Title VII Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act

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Date Sort descending	Letter Type	Commenter Name
Oct. 6, 2010	Meeting with SEC Officials	Memorandum from the Office of Commissioner Aguilar regarding an October 5, 2010 meeting with representatives of JPMorgan Chase & Co.
Oct. 5, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an October 4, 2010 meeting with representatives of the Association of Institutional Investors
Oct. 5, 2010	Meeting with SEC Officials	Memorandum from the Office of Commissioner Paredes regarding an October 5, 2010 meeting with representatives of JPMorgan
Oct. 5, 2010	Meeting with SEC Officials	Memorandum from the Office of Commissioner Walter regarding an October 5, 2010 meeting with representatives of J.P. Morgan
Oct. 1, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an October 1, 2010 phone conference with dealer members of the Securities Industry and Financial Markets Association
Oct. 1, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an October 1, 2010 phone conference with representatives of the International Swaps and Derivatives Association
Sept. 30, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a September 30, 2010 meeting with representatives of the Securities Industry and Financial Markets Association
Sept. 28, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a September 28, 2010 meeting with representatives of Goldman Sachs
Sept. 23, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a September 23, 2010, meeting with representatives of Javelin Capital Markets, LLC
Sept. 22, 2010	Public Comment	Ben Macdonald, Global Head Fixed Income, Bloomberg L.P.
Sept. 22, 2010	Public Comment	Mark D. Young, Skadden, Arps, Slate, Meagher & Flom LLP
Sept. 22, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets re: U.S. Chamber of Commerce, Center for Capital Markets Competitiveness event on "Over the Counter (OTC) Derivatives Reform: Preparing for a Changing Marketplace."
Sept. 22, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an August 26, 2010, meeting with representatives of JPMorgan
Sept. 22, 2010	Public Comment	Richard H. Baker, President and CEO, Managed Funds Association
Sept. 20, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting with certain industry representatives
Sept. 17, 2010	Public Comment	David Geen, General Counsel, International Swaps and Derivatives Association, Inc.
Sept. 17, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting (a.m.) with representatives of Morgan Stanley
Sept. 17, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a September 17, 2010 meeting (p.m.) with representatives of Morgan Stanley
Sept. 10, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a September 9, 2010 meeting with representatives of the Alternative Investment Management Association (AIMA)
Sept. 8, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a September 8, 2010 meeting with representatives of Tradeweb, LLC
Sept. 3, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an August 26, 2010 meeting with representatives of USB
Sept. 2, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an August 25, 2010 meeting with representatives of MarkitSERV
Sept. 1, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding a September 1, 2010 meeting with representatives from the Conference of State Bank Supervisors ("CSBS"), the National Association of Insurance Commissioners ("NAIC"), and the North American Securities Administrators Association ("NASAA")"
Aug. 31, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an August 31, 2010 meeting with representatives of the Managed Funds Association
Aug. 30, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an August 27, 2010 meeting with representatives of Americans for Financial Reform, et al.
Aug. 26, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an August 26, 2010 meeting with representatives of the International Swaps and Derivatives Association (ISDA)
Aug. 25, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an August 25, 2010 meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA), et al.
Aug. 25, 2010	Meeting with SEC Officials	Memorandum from the Office of International Affairs regarding an August 25, 2010 meeting with a representative of the Institute of International Finance
Aug. 24, 2010	Public Comment	Kevin C McPartland, Senior Analyst, TABB Group, New York, New York
Aug. 24, 2010	Meeting with SEC Officials	Memorandum from the Division of Trading and Markets regarding an August 23, 2010 meeting with representatives of the National Association of College and University Business Officers (NACUBO)

Last Reviewed or Updated: Dec. 18, 2025

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