Comments on Comment Request on Existing Private and Public Efforts to Educate Investors

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Date Sort descending	Letter Type	Commenter Name
June 21, 2011	Public Comment	M.Cindy Hounsell, President, Women's Institute for a Secure Retirement
June 21, 2011	Public Comment	Marcia E. Asquith, Senior Vice President and Corporate Secretary, Financial Industry Regulatory Authority, Washington, District of Columbia
June 21, 2011	Public Comment	Melanie C. Mortimer, SIFMA Foundation, New York, New York
June 21, 2011	Public Comment	National Endowment for Financial Education
June 21, 2011	Public Comment	Ronald C. Long, Director, Regulatory Affairs, Wells Fargo Advisors, LLC
June 21, 2011	Public Comment	Scott C. Goebel, Senior Vice President and General Counsel, Fidelity Investments
June 21, 2011	Public Comment	Thomas J. Kriger, PhD, VP for Academic Affairs and Provost, National Labor College
June 20, 2011	Public Comment	Cathy F. Bowen, Ph.D., Facutly/Extension Specialist, Penn State University, University Park, Pennsylvania
June 20, 2011	Public Comment	Sue Duncan, Vice President, Investment Company Institute Education Foundation, Washington, District of Columbia
June 18, 2011	Public Comment	Lila D. Washington, Baltimore, Maryland
June 17, 2011	Public Comment	Elizabeth Gorham, PhD, Associate Proffessor, South Dakota State University, Extension Family Resource Management Specialist, Brookings, South Dakota
June 17, 2011	Public Comment	Francis Investment Counsel LLC
June 17, 2011	Public Comment	Joe Mansueto, Chairman and Chief Executive Officer, Morningstar, Inc., Chicago, Illinois
June 17, 2011	Public Comment	Justin Southern, Communications Director, West Virginia State Auditor's Office, Charleston, West Virginia
June 17, 2011	Public Comment	Karen Wuertz, Senior Vice President, Strategic Planning and Communications, National Futures Association
June 17, 2011	Public Comment	State of Hawaii Department of Commerce and Consumer Affairs
June 16, 2011	Public Comment	Martin Bischoff, CEO, Labrador Regulated Information Transparency
June 15, 2011	Public Comment	American Savings Education Council
June 15, 2011	Public Comment	Robert O. Weagley, PhD, University of Missouri, Columbia, Missouri
June 13, 2011	Public Comment	Andrew Roth, MPA, Director of Education and Outreach, California Department of Corporations
June 9, 2011	Public Comment	Ariel Investments, Chicago, Illinois
June 7, 2011	Public Comment	Kurt N. Schacht, CFA, Managing Director, Standards & Financial Market Integrity, and Linda L. Rittenhouse, Esq., Director, Capital Markets Policy, CFA Institute
June 6, 2011	Public Comment	Jeffrey D. Morgan, President and CEO, National Investor Relations Institute, Vienna, Virginia
June 3, 2011	Public Comment	Cynthia M. Fornelli, Executive Director, Center for Audit Quality
June 2, 2011	Public Comment	Abraham Kohen, MBA-Finance, Former Trader, New York, New York
June 1, 2011	Public Comment	Jeffrey D. Morgan, President & CEO, National Investor Relations Institute, Vienna, Virginia
June 1, 2011	Public Comment	Mike F. Zhu, California
May 27, 2011	Public Comment	Merlin R. Cavallin, CPA, AICPA, Chicago, Illinois
May 26, 2011	Public Comment	Anonymous, Retired Bank Trust Investment Officer, Arkansas
May 23, 2011	Public Comment	John A. Bescoe, Livonia, Michigan

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-626

Release Number

34-64306

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Comments on Comment Request on Existing Private and Public Efforts to Educate Investors

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Comments on Comment Request on Existing Private and Public Efforts to Educate Investors

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