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Comments on: Roundtable Discussion Regarding Rule 12b-1

Comments have been received from individuals and entities using a variety of Letter Types:


Comment
A: 258
B: 737

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Date Sort descending	Letter Type	Commenter Name
July 19, 2007	Public Comment	Jim Van Hollebeke, Shelgren Financial Group, Inc., Bremerton, Washington
July 19, 2007	Public Comment	Kris Cloyd, Financial Planner, Successful Financial Strategies
July 19, 2007	Public Comment	Lois Anthonisen, President, LAFC Advisory Corp., Flossmoor Illinois
July 19, 2007	Public Comment	Marie Coyle, CFP
July 19, 2007	Public Comment	Mark Hemphill, Lincoln Investment Planning Inc., Bethlehem Pennsylvania
July 19, 2007	Public Comment	Mary S. Podesta, Acting General Counsel, Investment Company Institute
July 19, 2007	Public Comment	Michael J. Sharp, General Counsel, Citi Global Wealth Management
July 19, 2007	Public Comment	Michael Williams, Williams Financial Management, Carmel Valley, California
July 19, 2007	Public Comment	Mike Mulcahy, Bridgeway Funds, Inc., Bridgeway Capital Management, Inc.
July 19, 2007	Public Comment	Randal Fields, Registered Representative, Royal Alliance Associates, Inc.
July 19, 2007	Public Comment	Richard Brown, CPA, RL Brown Financial
July 19, 2007	Public Comment	Robert A. Hazard, Registered Representative, Gold Coast Securities, Inc., Thousand Oaks, California
July 19, 2007	Public Comment	Robert Lyons, OSJ, Beacon Capital Management
July 19, 2007	Public Comment	Robert W. Uek, Chair, IDC Governing Council, Independent Directors Council
July 19, 2007	Public Comment	Sandra Pohutsky
July 19, 2007	Public Comment	Sutherland Asbill & Brennan LLP
July 19, 2007	Public Comment	Tim Cooper, CRFA, Creative Wealth Systems
July 18, 2007	Public Comment	Charlotte Rodriguez, Registered Rep., ING Financial Partners, Inc
July 18, 2007	Public Comment	Matt D' Arcy, Greybridge Financial Group
July 18, 2007	Public Comment	Pam McNelly, Northwestern Mutual Financial Network, Pittsfield, Illinois
July 18, 2007	Public Comment	Robert D. Lowrey, CLU, ChFC, Northwestern Mutual Financial Network, Sioux Falls, South Dakota
July 17, 2007	Public Comment	Edwin P. Morrow, CLU, ChFC, CFP, RFC, Chairman and CEO, IARFC
July 17, 2007	Public Comment	Larry H. Goldbrum, Esq., The SPARK Institute
July 17, 2007	Public Comment	Richard Bellmer, Chair, NAPFA and Ellen Turf, CEO, NAPFA
July 17, 2007	Public Comment	Robert A. Pierce, CLU, ChFC, CFP, MSFS, Winning Money Strategies LLC
July 16, 2007	Public Comment	Donald K. Kirk, CLU, ChFC, Northwestern Mutual Financial Network, Pittsfield, Illinois
July 16, 2007	Public Comment	Erin Freize, Financial Representative, Strategic Planning Associates, Commack, New York
July 16, 2007	Public Comment	Francis J. Clement, Northwestern Mutual Financial Network, Fairport, New York
July 16, 2007	Public Comment	George Lambrix, CLU, Chartered Financial Consultant, Napa, California
July 16, 2007	Public Comment	John Morris, Senior Vice President, Charles Schwab & Co., Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-538

How to submit comments