Comments on: Roundtable Discussion Regarding Rule 12b-1

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Public Comment Anthony Reguero, Chairman, Actions Inc.
Public Comment Barry Phillips, Royal Alliance Associates, Kew Gardens Hills, New York
Public Comment Brian J. McMahon, President & Chief Investment Officer, Thornburg Investment Management
Public Comment Charles WN Thompson, Jr., Lawyer, Santa Fe, New Mexico
Public Comment Cheryl Janik
Public Comment Daryl R. Nitkowski, CFP, Phoenix, Arizona
Public Comment David J. Lutz Jr., Financial Advisor, Ameritas Investment Corp., Pittsburgh, Pennsylvania
Public Comment Dexter Phillips
Public Comment Donald H. Pratt, Independent Chairman, American Century Funds
Public Comment Erik M. Lindgren, CFP ChFC, Financial Dimensions Group, Inc., St. Anthony, Minnesota
Public Comment Fred L. Huse CLU, ChFC, Investment Adviser Representative
Public Comment Gloria Foote, Partner, Financial Focus
Public Comment Howard Kramer, President, H. A. Kramer & Associates, PA
Public Comment Ira D. Hammerman, Senior Managing Director and General Counsel, Securities Industry and Financial Markets Association
Public Comment J. Alan Kerby, Kerby Financial Services, Escondido, California
Public Comment James J. Dolan, Chairman and CEO, Access Data Corp.
Public Comment James O. Davis, The Financial Advisory Group, San Francisco, California

Last Reviewed or Updated: Dec. 18, 2025

File Number
4-538
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