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Comments on: Roundtable Discussion Regarding Rule 12b-1

Comments have been received from individuals and entities using a variety of Letter Types:


Comment
A: 258
B: 737

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Date Sort descending	Letter Type	Commenter Name
June 20, 2007	Public Comment	Gilbert Armour, Financial Advisor, AIG Financial Advisors
June 20, 2007	Public Comment	Mary Farrand
June 20, 2007	Public Comment	Mr. Norman Knodt, Branch Manager, Financial Network Investment Corporation
June 20, 2007	Public Comment	Richard L Cox, Sr., Chief Investment Manager, Cox Wealth Management, LLC
June 20, 2007	Public Comment	Sandra Schneider CPA, CFP
June 19, 2007	Public Comment	Charles Nelson, Senior Vice President, Great-West Retirement Services
June 19, 2007	Public Comment	Eric Connors, Mutual Service Corp, Rep # 643, Principal
June 19, 2007	Public Comment	Jack Thomas
June 19, 2007	Public Comment	Jane Martin
June 19, 2007	Public Comment	Joseph R. Russo, Chairman and Chief Executive Officer, Financial Services Institute, Inc.
June 19, 2007	Public Comment	Mark Freeland
June 19, 2007	Public Comment	Mary Centa, Denver, Co.
June 19, 2007	Public Comment	Mike C. Spencer, Financial Advisor , El Dorado, Kansas
June 19, 2007	Public Comment	Neil J. McCarthy Jr., CFP, Self employed, state-registered investment advisor, Roswell, Georgia
June 19, 2007	Public Comment	Robert Keenan, CEO, St Bernard Financial Services, Inc., Member NASD & SIPC
June 19, 2007	Public Comment	Ron DeLegge, Index Investing Show, San Diego, California
June 19, 2007	Public Comment	Stephen Granger
June 19, 2007	Public Comment	Tom E. Burns, Financial Advisor, Ameriprise Financial Services, Inc.
June 19, 2007	Public Comment	Weiwen Ng
June 18, 2007	Public Comment	Allan S. Mostoff, President, Mutual Fund Directors Forum, Washington, D.C.
June 18, 2007	Public Comment	Geoffrey F. Foisie, Investments Manager, Shawbrook, Alexandria, Virginia
June 18, 2007	Public Comment	Joe Giordano, CFP, Joseph James Financial Services, Inc., Rochester, Michigan
June 18, 2007	Public Comment	Michael E. McCune, JD, CLU, Financial Consultant, Overland Park, Kansas
June 18, 2007	Public Comment	Michael E. McCune, JD, CLU, Financial Consultant, Overland Park, Kansas
June 18, 2007	Public Comment	Robert J. McClure, CFP, Independent Registered Investment Advisor, Peoria, Illinois
June 18, 2007	Public Comment	Robert T. Corrado, Mutual Securities, Inc., Sonora, California
June 18, 2007	Public Comment	Robert W. Helm, Dechert LLP, Washington, D.C.
June 18, 2007	Public Comment	Ron A. Rhoades, JD, CFP, Director of Research, CCO, Joseph Capital Management, LLC, Hernando, Florida
June 18, 2007	Public Comment	Scott M. Triola, Chief Operating Officer, Blue Fang Games, Bedford, Massachusetts
June 18, 2007	Public Comment	Stan Anderson, CFP, Financial Consultant, Financial Network Investment Corporation, Pasadena, California

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-538

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