Comments on Investors' Exchange LLC; Notice of Filing of Application, as Amended, for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 15

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Paul M. Russo, Managing Director, Equities, Goldman, Sachs & Co.
Public Comment Roger Loh, United Kingdom
Public Comment Michael R. Workman-Morelli, Newberg, Oregon
Public Comment James J. Gold, President, Neiman Marcus, Dallas, Texas
Public Comment Michael K Broder, Executive Managing Director, MKB Capital Appreciation Fund, LP, Dallas, Texas
Public Comment Francis Lee, Jamestown, Virginia
Public Comment George B. Bingham, CEO, 3 Sisters Sustainable Management LLC, Philadelphia, Pennsylvania
Public Comment Jeff Nagel, Laurel Hollow, New York
Public Comment Mark J. Nasca, Esquire, Partner, JDI Realty, LLC, Chagrin Falls, Ohio
Public Comment Michael A. Schroeder, Westlake, Ohio
Public Comment Paul Robeson, New York
Public Comment Phillip M. Plant, Partner, Herndon Plant Oakley, Corpus Christi, Texas
Public Comment Rep. Stephen F. Lynch, Member of Congress
Public Comment Robert Schwarz, Ceres, Boston, Massachusetts
Public Comment Robert Zevin, Chairman, Zevin Asset Management LLC
Public Comment Adam Nunes, Hudson River Trading LLC, New York, New York
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a January 7, 2016, meeting with representatives of Citadel
Public Comment Terry Mollner, Ed.D., Founder, Board Member of Family of Mutual Funds, Shutesbury, Massachusetts
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara Stein regarding a January 6, 2016, meeting with representatives of Citadel Securities
Public Comment Nicholas C. Stein, Irvine, California
Public Comment Blaine F. Aikin, AIFA, CFA, CFP, Executive Chairman, et al., fi360, Inc.
Public Comment David R. Powell, Individual investor, Sammamish, Washington
Public Comment Hazel Henderson, D.Sc.Hon., FRSA, President and Founder, Ethical Markets Media, Saint Augustine, Florida
Public Comment Hazel Henderson, D.Sc.Hon., FRSA, President and Founder, Ethical Markets Media, Saint Augustine, Florida
Public Comment Hazel Henderson, FRSA, CEO, Editor-in-Chief, Ethical Markets Media Certified B Corp., St. Augustine , Florida
Public Comment J.J. Conklin
Public Comment John E. Bateman, Chief Operating Officer, CPMG, Inc.
Public Comment Robert P. Rowley, Naples, Florida
Public Comment Don W. McGeorge, Bluffton, South Carolina
Public Comment Brian S. Sullivan, DPM, Doctor of Podiatric Medicine, Foot and Ankle Physicans, PA, Scotch Plains, New Jersey

Last Reviewed or Updated: Dec. 18, 2025

File Number
10-222
Release Number
34-75925
How to submit comments