Comments on Investors' Exchange LLC; Notice of Filing of Application, as Amended, for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934

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Comment
A: 15

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Date Received
Date Letter Type Commenter Name
Public Comment David A. Hand, Satellite Beach, Florida
Meeting with SEC Officials Memorandum from the Division of Economic and Risk Analysis regarding a January 21, 2016, meeting with representatives of Investors' Exchange, LLC and Hill Strategy LLC
Meeting with SEC Officials Memorandum from the Office of the Investor Advocate regarding a January 20, 2016, meeting with representatives of Investors' Exchange, LLC
Public Comment Nicholas Dwork, PhD Candidate at Stanford University, Stanford, California
Public Comment Sal Arnuk and Joe Saluzzi, Themis Trading LLC, Chatham, New Jersey
Public Comment Suzanne Shatto
Public Comment Eric S. Hunsader, CEO, Nanex, LLC, Winnetka, Illinois
Public Comment Binoo Goswami, Individual investor, Princeton, New Jersey
Public Comment Cale Smith, Managing Partner, Islamorada Investment Management, Islamorada, Florida
Public Comment Larry Daniels
Public Comment Benjamin B. Morrow, Manchester, New Hampshire
Public Comment Leslie A. Tidwell, President, Idaho Land Pine Inc., Hailey, Idaho
Public Comment Ryan Lupinski, Hardware Engineer, Michigan
Public Comment William S. Gough, Sunnyvale, California
Public Comment Winston Hammermill
Public Comment Rep. Sean P. Duffy, Member of Congress
Public Comment Robert Shaw, Marcola, Oregon
Public Comment Thomas Doyle, Individual Investor
Public Comment Eric S. Hunsader, CEO, Nanex, LLC, Winnetka, Illinois
Public Comment Brock Leeson, Toronto, Canada
Public Comment Kim Ann Curtin, Author of Transforming Wall Street: A Conscious Path for a New Future, Founder of The Wall Street Coach, New York, New York
Public Comment Richard Long
Public Comment Geoff Rayner, Toronto, Canada
Public Comment James E. Upson, Ph.D., Associate Professor of Finance, University of Texas at El Paso, El Paso, Texas
Public Comment Jefferies LLC
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a January 14, 2016, meeting with staff to members of the House Financial Services Committee
Public Comment Britt Harris, Chief Investment Officer, and Bernie Bozzelli, CFA, Head Trader, The Teacher Retirement System of Texas, Austin, Texas
Public Comment Byron Fields, Managing Partner, Austin, Texas
Public Comment Cameron F. Paulikot, J.D., Lawyer, Toronto, Canada
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a January 7, 2016, meeting with representatives of Citadel

Last Reviewed or Updated: Dec. 18, 2025

File Number
10-222
Release Number
34-75925
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