Comments on Investors' Exchange LLC; Notice of Filing of Application, as Amended, for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 15

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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Elizabeth K. King, General Counsel & Secretary, NYSE Group
Public Comment Joan C. Conley, Senior Vice President and Corporate Secretary, Nasdaq, Inc., Rockville, Maryland
Public Comment Ann Murphy, Associate Dean, Undergraduate Studies, School of Business, Stevens Institute of Technology
Public Comment David Lauer, Chairman, Healthy Markets Association
Public Comment Douglas A. Cifu, Chief Executive Officer, Virtu Financial
Public Comment John Nagel, Esq., Managing Director, Citadel LLC, Chicago, Illinois
Public Comment Mary Ann Burns, Chief Operating Officer, FIA Principal Traders Group
Public Comment Michael Jacejko, Chief Executive Manager, Birch Bay Capital, LLC, Blaine, Washington
Public Comment Krishna Memant, Executive Vice President & Chief Investment Officer, et al., OppenheimerFunds, Inc.
Public Comment Eric Swanson, EVP General Counsel, BATS Global Markets, Inc., Lenexa, Kansas
Public Comment Sal Arnuk and Joe Saluzzi, Themis Trading LLC, Chatham, New Jersey
Public Comment Jeffrey M. Solomon, President, et al., Cowen Group, Inc., New York, New York
Public Comment Patrick L. Young, CEO, DV Advisors
Public Comment David Navari
Public Comment Suzanne Shatto
Public Comment O. Mason Hawkins, CFA, Chairman & CEO, Southeastern Asset Management, Inc., Richard W. Hussey, Principal & COO, Southeastern Asset Management, Inc., Deborah L. Craddock, CFA, Principal & Head of Trading, Southeastern Asset Management, Inc., Jeffrey D. Engelberg, CFA, Principal & Senior Trader, Southeastern Asset Management, Inc. and W. Douglas Schrank, Principal & Senior Trader, Southeastern Asset Management, Inc.
Public Comment Timothy D. Armour, Chairman, The Capital Group Companies, Los Angeles, California
Public Comment Alex Simonelis, Montreal

Last Reviewed or Updated: Dec. 18, 2025

File Number
10-222
Release Number
34-75925