ALJ Orders: Administrative Law Judges

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date	Respondents
Date: Dec. 29, 2020	Respondents: Reynolds, Norman T., Esq. Release No. AP-6805 File Number: 3-20136
Date: Dec. 18, 2020	Respondents: Och-Ziff Capital Management Group LLC Oz Management LP Och, Daniel S. Frank, Joel M. Release No. AP-6804 File Number: 3-17595
Date: Dec. 10, 2020	Respondents: Och-Ziff Capital Management Group LLC Oz Management LP Och, Daniel S. Frank, Joel M. Release No. AP-6803 File Number: 3-17595
Date: Dec. 7, 2020	Respondents: Crest Radius, Inc. 7 Kaapa Tsolgo, Estonia, Services, Loyal Source Market, Inc. 13025 Klimovske Zilina, Slovakia, 01001 Release No. AP-6802 File Number: 3-20021, 3-20022
Date: Dec. 3, 2020	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6801 File Number: 3-18292
Date: Nov. 30, 2020	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6799 File Number: 3-18292
Date: Nov. 30, 2020	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6800 File Number: 3-18292
Date: Nov. 16, 2020	Respondents: Crest Radius, Inc. 7 Kaapa Tsolgo, Estonia, Services, Loyal Source Market, Inc. 13025 Klimovske Zilina, Slovakia, 01001 Release No. AP-6798 File Number: 3-20021, 3-20022
Date: Nov. 4, 2020	Respondents: Services, Loyal Source Market, Inc. 13025 Klimovske Zilina, Slovakia, 01001 Release No. AP-6796 File Number: 3-20022
Date: Nov. 4, 2020	Respondents: Crest Radius, Inc. 7 Kaapa Tsolgo, Estonia, Services, Loyal Source Market, Inc. 13025 Klimovske Zilina, Slovakia, 01001 Release No. AP-6797 File Number: 3-20021, 3-20022
Date: Nov. 2, 2020	Respondents: Mosshart, Joshua D. Release No. AP-6795 File Number: 3-18422
Date: Oct. 16, 2020	Respondents: Crest Radius, Inc. 7 Kaapa Tsolgo, Estonia Release No. AP-6794 File Number: 3-20021
Date: Oct. 15, 2020	Respondents: Services, Loyal Source Market, Inc. 13025 Klimovske Zilina, Slovakia, 01001 Release No. AP-6793 File Number: 3-20022
Date: Oct. 7, 2020	Respondents: Services, Loyal Source Market, Inc. 13025 Klimovske Zilina, Slovakia, 01001 Release No. AP-6792 File Number: 3-20022
Date: Oct. 6, 2020	Respondents: Crest Radius, Inc. 7 Kaapa Tsolgo, Estonia Release No. AP-6791 File Number: 3-20021
Date: Sept. 21, 2020	Respondents: Crest Radius, Inc. 7 Kaapa Tsolgo, Estonia Release No. AP-6788 File Number: 3-20021
Date: Sept. 21, 2020	Respondents: Services, Loyal Source Market, Inc. 13025 Klimovske Zilina, Slovakia, 01001 Release No. AP-6789 File Number: 3-20022
Date: Sept. 21, 2020	Respondents: Crest Radius, Inc. 7 Kaapa Tsolgo, Estonia Release No. AP-6790 File Number: 3-20021
Date: Sept. 10, 2020	Respondents: Mosshart, Joshua D. Release No. AP-6787 File Number: 3-18422
Date: Sept. 1, 2020	Respondents: Sears, William J. Release No. AP-6786 File Number: 3-17547
Date: Aug. 20, 2020	Respondents: Feathers, Mark Release No. AP-6785 File Number: 3-15755
Date: Aug. 17, 2020	Respondents: Feathers, Mark Release No. AP-6784 File Number: 3-15755
Date: Aug. 11, 2020	Respondents: Feathers, Mark Release No. AP-6783 File Number: 3-15755
Date: Aug. 7, 2020	Respondents: Feathers, Mark Release No. AP-6782 File Number: 3-15755
Date: July 29, 2020	Respondents: Sears, William J. Release No. AP-6781 File Number: 3-17547
Date: July 28, 2020	Respondents: Feathers, Mark Release No. AP-6780 File Number: 3-15755
Date: July 20, 2020	Respondents: Feathers, Mark Release No. AP-6779 File Number: 3-15755
Date: July 17, 2020	Respondents: Feathers, Mark Release No. AP-6777 File Number: 3-15755
Date: July 17, 2020	Respondents: Dittman, Scott M., CPA Release No. AP-6778 File Number: 3-17546
Date: July 15, 2020	Respondents: Bebo, Laurie Buono, John, CPA Release No. AP-6775 File Number: 3-16293
Date: July 15, 2020	Respondents: Feathers, Mark Release No. AP-6776 File Number: 3-15755
Date: July 14, 2020	Respondents: Feathers, Mark Release No. AP-6774 File Number: 3-15755
Date: July 8, 2020	Respondents: Dittman, Scott M., CPA Release No. AP-6773 File Number: 3-17546
Date: July 7, 2020	Respondents: Feathers, Mark Release No. AP-6772 File Number: 3-15755
Date: July 1, 2020	Respondents: Feathers, Mark Release No. AP-6771 File Number: 3-15755
Date: June 18, 2020	Respondents: Bebo, Laurie Buono, John, CPA Release No. AP-6770 File Number: 3-16293
Date: June 16, 2020	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6769 File Number: 3-18292
Date: June 12, 2020	Respondents: Feathers, Mark Release No. AP-6767 File Number: 3-15755
Date: June 12, 2020	Respondents: Feathers, Mark Release No. AP-6768 File Number: 3-15755
Date: June 10, 2020	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6766 File Number: 3-18292
Date: June 9, 2020	Respondents: Feathers, Mark Release No. AP-6765 File Number: 3-15755
Date: June 5, 2020	Respondents: Dittman, Scott M., CPA Release No. AP-6764 File Number: 3-17546
Date: June 2, 2020	Respondents: Feathers, Mark Release No. AP-6763 File Number: 3-15755
Date: May 29, 2020	Respondents: Feathers, Mark Release No. AP-6762 File Number: 3-15755
Date: May 27, 2020	Respondents: Sears, William J. Release No. AP-6761 File Number: 3-17547
Date: May 12, 2020	Respondents: Feathers, Mark Release No. AP-6760 File Number: 3-15755
Date: May 6, 2020	Respondents: Fusion Pharm, Inc., Dittman, Scott M., CPA, Sears, William J., Microcap Management LLC Bayside Realty Holdings LLC Meadpoint Venture Partners, LLC, Bodden, Cliffe R. Release No. AP-6759 File Number: 3-17545, 3-17546, 3-17547, 3-17548, 3-17549
Date: May 5, 2020	Respondents: Goulding, Randall, Esq. Release No. AP-6758 File Number: 3-19697
Date: May 1, 2020	Respondents: Fusion Pharm, Inc., Dittman, Scott M., CPA, Sears, William J., Microcap Management LLC Bayside Realty Holdings LLC Meadpoint Venture Partners, LLC, Bodden, Cliffe R. Release No. AP-6757 File Number: 3-17545, 3-17546, 3-17547, 3-17548, 3-17549
Date: April 29, 2020	Respondents: Goulding, Randall, Esq. Release No. AP-6756 File Number: 3-19697
Date: April 28, 2020	Respondents: Feathers, Mark Release No. AP-6755 File Number: 3-15755
Date: April 23, 2020	Respondents: Feathers, Mark Release No. AP-6754 File Number: 3-15755
Date: April 22, 2020	Respondents: Goulding, Randall, Esq. Release No. AP-6753 File Number: 3-19697
Date: April 17, 2020	Respondents: Feathers, Mark Release No. AP-6752 File Number: 3-15755
Date: April 14, 2020	Respondents: Fusion Pharm, Inc., Dittman, Scott M., CPA, Sears, William J., Microcap Management LLC Bayside Realty Holdings LLC Meadpoint Venture Partners, LLC, Bodden, Cliffe R. Release No. AP-6751 File Number: 3-17545, 3-17546, 3-17547, 3-17548, 3-17549
Date: April 7, 2020	Respondents: Feathers, Mark Release No. AP-6750 File Number: 3-15755
Date: April 6, 2020	Respondents: Feathers, Mark Release No. AP-6749 File Number: 3-15755
Date: March 27, 2020	Respondents: Fusion Pharm, Inc., Dittman, Scott M., CPA, Sears, William J., Microcap Management LLC Bayside Realty Holdings LLC Meadpoint Venture Partners, LLC, Bodden, Cliffe R. Release No. AP-6747 File Number: 3-17545, 3-17546, 3-17547, 3-17548, 3-17549
Date: March 27, 2020	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6748 File Number: 3-18292
Date: March 19, 2020	Respondents: Feathers, Mark Release No. AP-6746 File Number: 3-15755
Date: March 18, 2020	Respondents: Feathers, Mark Release No. AP-6745 File Number: 3-15755
Date: March 17, 2020	Respondents: Feathers, Mark Release No. AP-6744 File Number: 3-15755
Date: March 16, 2020	Respondents: Feathers, Mark Release No. AP-6743 File Number: 3-15755
Date: March 11, 2020	Respondents: Feathers, Mark Release No. AP-6742 File Number: 3-15755
Date: March 9, 2020	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6741 File Number: 3-18292
Date: March 6, 2020	Respondents: Raymond J. Lucia Companies, Inc. Lucia, Raymond J., Sr. Release No. AP-6740 File Number: 3-15006
Date: March 4, 2020	Respondents: Feathers, Mark Release No. AP-6739 File Number: 3-15755
Date: March 3, 2020	Respondents: China Biopharma, Inc. China Linen Textile Industry, Ltd. China Water Group, Inc. Scout Exploration, Inc. Teryl Resources Corp. Release No. AP-6738 File Number: 3-17886
Date: Feb. 27, 2020	Respondents: Feathers, Mark Release No. AP-6737 File Number: 3-15755
Date: Feb. 26, 2020	Respondents: Raymond J. Lucia Companies, Inc. Lucia, Raymond J., Sr. Release No. AP-6736 File Number: 3-15006
Date: Feb. 24, 2020	Respondents: Raymond J. Lucia Companies, Inc. Lucia, Raymond J., Sr. Release No. AP-6735 File Number: 3-15006
Date: Feb. 21, 2020	Respondents: Feathers, Mark Release No. AP-6734 File Number: 3-15755
Date: Feb. 18, 2020	Respondents: Gibson, Christopher M. Release No. AP-6733 File Number: 3-17184
Date: Feb. 14, 2020	Respondents: Feathers, Mark Release No. AP-6732 File Number: 3-15755
Date: Feb. 10, 2020	Respondents: Bebo, Laurie Buono, John, CPA Release No. AP-6731 File Number: 3-16293
Date: Feb. 5, 2020	Respondents: Harris, Talman, Alfaya, Victor Release No. AP-6730 File Number: 3-17874, 3-17875
Date: Jan. 31, 2020	Respondents: Anderson, Traci J., CPA Carnahan, Timothy W. CYIOS Corporation Release No. AP-6729 File Number: 3-16386
Date: Jan. 30, 2020	Respondents: Anderson, Traci J., CPA Carnahan, Timothy W. CYIOS Corporation Release No. AP-6728 File Number: 3-16386
Date: Jan. 29, 2020	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6727 File Number: 3-18292
Date: Jan. 28, 2020	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6726 File Number: 3-18292
Date: Jan. 17, 2020	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6725 File Number: 3-18292
Date: Jan. 15, 2020	Respondents: Feathers, Mark Release No. AP-6724 File Number: 3-15755
Date: Jan. 13, 2020	Respondents: Can-Cal Resources Ltd. China Fruits Corp. Skystar Bio-Pharmaceutical Co. Release No. AP-6723 File Number: 3-18017
Date: Jan. 9, 2020	Respondents: Anton & Chia, LLP Wahl, Gregory A., CPA Deutchman, Michael, CPA Chung, Georgia, CPA Shek, Tommy, CPA Release No. AP-6722 File Number: 3-18292