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Commission Speeches and Public Statements Archive: 2008

This index lists recent speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.

Speeches and Statements by:

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2008 Speeches and Statements by the Chairman and Commissioners

Date Title Author
Fourth Quarter
Dec. 17, 2008 Remarks Regarding Interactive Data Releases, Open Meeting, Washington, D.C. Commissioner
Luis A. Aguilar
Dec. 17, 2008 Statement at Open Meeting on XBRL/Interactive Data, Washington, D.C. Commissioner
Troy A. Paredes
Dec. 17, 2008 Opening Remarks and Dissent Regarding Final Rule 151A: Indexed Annuities and Certain Other Insurance Contracts, Open Meeting, Washington, D.C. Commissioner
Troy A. Paredes
Dec. 17, 2008 Indexed Annuities and Certain Other Insurance Contracts, Open Meeting, Washington, D.C.
Video of Chairman's Remarks:
*  Windows Media Player
*  QuickTime
Chairman
Christopher Cox
Dec. 17, 2008 Interactive Data to Improve Financial Reporting and Interactive Data for Mutual Fund Risk/Return Summary, Open Meeting, Washington, D.C.
Video of Chairman's Remarks:
*  Windows Media Player
*  QuickTime
Chairman
Christopher Cox
Dec. 17, 2008 Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2009, Open Meeting, Washington, D.C.
Video of Chairman's Remarks:
*  Windows Media Player
*  QuickTime
Chairman
Christopher Cox
Dec. 11, 2008 We Need a Bailout Exit Strategy
"Op-Ed" for the Wall Street Journal
Chairman
Christopher Cox
Dec. 8, 2008 Remarks Before the AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C Chairman
Christopher Cox
Dec. 4, 2008 Address to Joint Meeting of the Exchequer Club and Women in Housing and Finance, Washington, D.C Chairman
Christopher Cox
Dec. 3, 2008 Remarks at the Commission Open Meeting, Washington, D.C. Commissioner
Kathleen L. Casey
Dec. 3, 2008 Text of Chairman's Remarks:
Rulemaking for Credit Rating Agencies, at December 3, 2008, Open Meeting, Washington, D.C.
Video of Chairman's Remarks:
*  Windows Media Player
*  QuickTime
Chairman
Christopher Cox
Dec. 3, 2008 Statement at Open Meeting on Nationally Recognized Statistical Rating Organizations, Open Meeting, Washington, D.C. Commissioner
Troy A. Paredes
Nov. 19, 2008 Text of Chairman's Remarks:
Enhanced Disclosure for Mutual Fund Investors, November 19, 2008, Open Meeting, Washington, D.C.
Video of Chairman's Remarks:
*  Windows Media Player
*  QuickTime
Chairman
Christopher Cox
Nov. 19, 2008 Statement Regarding the Adoption of the Summary Prospectus Rules, Open Meeting, Washington, D.C. Commissioner
Troy A. Paredes
Nov. 18, 2008 'The Future of International Standards and Cooperation In Light of the Credit Crisis', FEI 2008 Current Financial Reporting Issues Conference, New York, New York Chairman
Christopher Cox
Nov. 17, 2008 Address to Institute of International Bankers, New York, NY Commissioner
Kathleen L. Casey
Nov. 14, 2008 "Message from the Chairman" in SECís 2008 Performance and Accountability Report Chairman
Christopher Cox
Nov. 13, 2008 Address to the 2008 CCOutreach National Seminar, Washington, D.C. Chairman
Christopher Cox
Nov. 12, 2008 'Building on Strengths in Designing the New Regulatory Structure', PLI 40th Annual Securities Regulation Institute, New York, New York Chairman
Christopher Cox
Nov. 7, 2008 The Importance of International Enforcement Cooperation in Today's Markets, SEC International Enforcement Institute, Washington, DC Chairman
Christopher Cox
Nov. 4, 2008 Reinventing a Markets Watchdog
"Op-Ed" for the Washington Post
Chairman
Christopher Cox
Oct. 31, 2008 Remarks Before the 14th Annual Securities Litigation and Regulatory Practice Seminar, Atlanta, Georgia Commissioner
Luis A. Aguilar
Oct. 29, 2008 Opening Remarks at SEC Roundtable on Mark-to-Market Accounting Chairman
Christopher Cox
Oct. 23, 2008 Remarks at “Live from the SEC 2008”, International Law Section of the American Bar Association, Washington, D.C. Commissioner
Troy A. Paredes
Oct. 18, 2008 Swapping Secrecy for Transparency
"Op-Ed" for the New York Times
Chairman
Christopher Cox
Oct. 8, 2008 Text of Chairman's Remarks:
Opening Remarks at SEC Roundtable on Modernizing the Securities and Exchange Commission’s Disclosure System, Washington, D.C.
Video of Chairman's Remarks:
*  Windows Media Player
*  QuickTime
Chairman
Christopher Cox
Third Quarter
Sep. 23, 2008 Remarks Before the CyberSecurities Fraud Forum, Washington, D.C. Commissioner
Troy A. Paredes
Sep. 22, 2008 Text of Chairman's Remarks:
Protecting Senior Investors in Today’s Markets, Senior Summit, Washington, D.C.
Video of Chairman's Remarks:
*  Windows Media Player
*  QuickTime
Chairman
Christopher Cox
Sep. 9, 2008 Remarks before the Transatlantic Corporate Governance Dialogue Conference on Corporate Governance Standards and Financial Stability, Brussels, Belgium Commissioner
Kathleen L. Casey
Aug. 27, 2008 Roadmap for the Potential Use of Financial Statements Prepared in Accordance with International Financial Reporting Standards from U.S. Issuers, Open Meeting, Washington, D.C. Commissioner Elisse B. Walter
Aug. 27, 2008 Text of Chairman's Remarks:
Proposing a Roadmap Toward IFRS, Open Meeting, Washington, D.C.
Video of Chairman's Remarks:
*  Windows Media Player (26 MB)
*  QuickTime (28 MB)
Chairman
Christopher Cox
Aug. 27, 2008 Statement at Open Meeting on Modernizing Disclosure Requirements for Foreign Issuers, Washington, D.C.
Video of Chairman's Remarks:
*  Windows Media Player (16 MB)
*  QuickTime (17 MB)
Chairman
Christopher Cox
Jul. 30, 2008 Text of Chairman's Remarks:
Statement at Open Meeting on Guidance to Fund Boards Regarding Investment Adviser Trading of Fund Portfolio Securities and Use of Soft Dollars, Washington, D.C.
Video of Chairman's Remarks:
*  Windows Media Player (14 MB)
*  QuickTime (15 MB)
Chairman
Christopher Cox
Jul. 30, 2008 Text of Chairman's Remarks:
Statement at Open Meeting on Municipal Securities Disclosure, Washington, D.C.
Video of Chairman's Remarks:
*  Windows Media Player (11 MB)
*  QuickTime (12 MB)
Chairman
Christopher Cox
Jul. 30, 2008 Text of Chairman's Remarks:
Statement at Open Meeting on the Use of Company Web Sites, Washington, D.C.
Video of Chairman's Remarks:
*  Windows Media Player (11 MB)
*  QuickTime (12 MB)
Chairman
Christopher Cox
Jul. 24, 2008 What the SEC Really Did on Short Selling,
"Op-Ed" for the Wall Street Journal
Chairman
Christopher Cox
Jul. 22, 2008 Shareholder Rights, the 2008 Proxy Season, and the Impact of Shareholder Activism, U.S. Chamber of Commerce, Washington, D.C. Commissioner
Paul S. Atkins
Jul. 18, 2008 Naked Short Selling Is One Problem a Slumping Market Shouldn't Have
"Op-Ed" for the Investor’s Business Daily
Chairman
Christopher Cox
Jul. 16, 2008 Remarks Before the Exchequer Club of Washington, D.C., Washington, D.C. Commissioner
Paul S. Atkins
Jul. 8, 2008 Statement at News Conference Announcing Release of Examination Report on Credit Rating Agencies, Washington, D.C. Chairman
Christopher Cox
Jul. 8, 2008 Remarks Before the U.S. Chamber of Commerce Mid-Market Elite Series, Cleveland, Ohio Commissioner
Paul S. Atkins
Second Quarter
Jun. 27, 2008 Corporate Governance in the USA against the Background of Recent Developments, Remarks to the 7th German Corporate Governance Code Conference, Berlin, Germany (English translation)
Speech as delivered in German
Commissioner
Paul S. Atkins
Jun. 25, 2008 Text of Chairman's Remarks:
Statement on Proposal to Increase Investor Protection by Reducing Reliance on Credit Ratings, Washington, D.C.
Video of Chairman's Remarks:
*  Windows Media Player (21 MB)
*  QuickTime (19 MB)
Chairman
Christopher Cox
Jun. 25, 2008 Text of Chairman's Remarks:
Statement at Open Meeting on Equity-Indexed Annuities, Washington, D.C.
Video of Chairman's Remarks:
*  Windows Media Player (28 MB)
*  QuickTime (46 MB)
Chairman
Christopher Cox
Jun. 25, 2008 Text of Chairman's Remarks:
Statement at Open Meeting on Amendments to Rule 15a-6, Washington, D.C.
Video of Chairman's Remarks:
*  Windows Media Player (12 MB)
*  QuickTime (13 MB)
Chairman
Christopher Cox
Jun. 25, 2008 Text of Chairman's Remarks:
Statement at Open Meeting on Streamlining the Review of SRO Rulemaking, Washington, D.C.
Video of Chairman's Remarks:
*  Windows Media Player (19 MB)
*  QuickTime (29 MB)
Chairman
Christopher Cox
Jun. 23, 2008 Making Disclosure More Useful for Public Company Directors, Keynote Address to the Stanford Law School Directors' College, Stanford University, Palo Alto, California Chairman
Christopher Cox
Jun. 19, 2008 A Brave New World For Financial Regulation — "Op-Ed" for the Wall Street Journal Christopher Cox
Jun. 16, 2008 Remarks Before the Irish Banking Federation, Dublin, Ireland Commissioner
Paul S. Atkins
Jun. 16, 2008 Remarks Before the Global Financial Services Centres Conference, Dublin, Ireland Commissioner
Paul S. Atkins
Jun. 12, 2008 Disclosure from the User's Perspective, Address to the CFA Institute Conference on Next Generation Asset Management, Washington, D.C. Chairman
Christopher Cox
Jun. 11, 2008 Statement at Open Meeting to Consider Proposed Rules under the Rating Agency Act, Washington, D.C. Commissioner
Paul S. Atkins
Jun. 11, 2008 Text of Chairman's Remarks:
Statement at Open Meeting on Rules for Credit Rating Agencies, Washington, D.C.
Video of Chairman's Remarks:
*  Windows Media Player (43 MB)
*  QuickTime (63 MB)
Chairman
Christopher Cox
Jun. 10, 2008 Opening Address to International Roundtable on Interactive Data, Washington, D.C. Chairman
Christopher Cox
May 29, 2008 Remarks Before the 35th General Assembly of the Geneva Association, Bermuda Commissioner
Paul S. Atkins
May 28, 2008 'International Financial Reporting Standards: The Promise of Transparency and Comparability for the Benefit of Investors Around the Globe', Address to the Annual Conference of the International Organization of Securities Commissions, Paris, France Chairman
Christopher Cox
May 28, 2008 Remarks at the President's Advisory Council on Financial Literacy Subcommittee Meeting on the Future of Responsible Subprime Lending, Washington, D.C. Commissioner
Paul S. Atkins
May 21, 2008 Text of Chairman's Remarks:
Opening Statement at Open Meeting on Requiring Mutual Funds to Provide Investor Information Using Interactive Data
Video of Chairman's Remarks:
*  Windows Media Player (11 MB)
*  QuickTime (11 MB)
Chairman
Christopher Cox
May 16, 2008 Remarks Before FINRA’s Market Regulation Annual Staff Meeting, Washington, D.C. Commissioner
Paul S. Atkins
May 14, 2008 Text of Chairman's Remarks:
Opening Statement — Open Meeting on the Use of Technology to Improve Financial Reporting
Video of Chairman's Remarks:
*  Windows Media Player (26 MB)
*  QuickTime (28 MB)
Chairman
Christopher Cox
May 7, 2008 Address to the Security Traders 12th Annual Washington Conference, Washington, D.C. Chairman
Christopher Cox
May 7, 2008 Text of Chairman's Remarks:
Videotaped Remarks at the 17th XBRL International Conference, Eindhoven, Netherlands
Video of Chairman's Remarks:
*  Windows Media Player (51 MB)
*  QuickTime (71 MB)
Chairman
Christopher Cox
May 7, 2008 Remarks Before the Security Traders Association, Washington, D.C. Commissioner
Paul S. Atkins
May 2, 2008 Northeastern University Commencement Address, Boston, Massachusetts Chairman
Christopher Cox
Apr. 30, 2008 Keynote Address to the Investment Company Institute 4th Annual Mutual Fund Leadership Dinner, Washington, D.C. Chairman
Christopher Cox
Apr. 23, 2008 Opening Remarks at Joint Regulatory Anti-Money Laundering Training, Washington, D.C. Commissioner
Kathleen L. Casey
Apr. 18, 2008 Remarks before the U.S. Chamber of Commerce, Washington, D.C. Chairman
Christopher Cox
Apr. 17, 2008 Improving Financial Markets, Remarks to the Vanderbilt University Financial Markets Research Center, Conference on Securitization, Nashville, Tennessee Commissioner
Paul S. Atkins
Apr. 14, 2008 Remarks Before the American Chamber of Commerce, Rio de Janeiro, Brazil Commissioner
Paul S. Atkins
Apr. 11, 2008 Remarks Before the Investment Advisers Association, New Orleans, Washington, DC Commissioner
Paul S. Atkins
Apr. 3, 2008 Remarks Before the Twentieth Annual Tulane Corporate Law Institute, New Orleans, Louisiana Commissioner
Paul S. Atkins
Apr. 3, 2008 An Agenda for Europe and the United States, Sixth Annual Symposium on Building the Financial System of the 21st Century, Armonk, New York Commissioner
Kathleen L. Casey
Apr. 1, 2008 Chairman's Address to the North American Securities Administrators Association 2008 Public Policy Conference, Washington, D.C. Chairman
Christopher Cox
Apr. 1, 2008 Remarks Before SIFMA’s 40th Annual Seminar, Orlando, Florida Commissioner
Paul S. Atkins
First Quarter
Mar. 27, 2008 Remarks Before the First Annual Southeast Securities Enforcement Conference, Atlanta, Georgia Commissioner
Kathleen L. Casey
Mar. 17, 2008 Remarks Before the Investment Company Institute's 2008 Mutual Funds and Investment Management Conference, Phoenix, Arizona Commissioner
Paul S. Atkins
Mar. 11, 2008 Furthering the German-American Relationship: Our Mutual Interest in Maintaining Strong and Vibrant Global Capital Markets, Remarks to AmCham Germany, Berlin, Germany (English translation)
Speech as delivered in German
Commissioner
Paul S. Atkins
Mar. 6, 2008 Remarks before the Conference on SEC Regulation Outside the United States, London, England Commissioner
Kathleen L. Casey
Mar. 4, 2008 Regulation S-P: Privacy of Consumer Financial Information
Video of Chairman's Remarks:
*  Windows Media Player (12 MB)
*  QuickTime (13 MB)
Chairman
Christopher Cox
Mar. 4, 2008 "Naked" Short Selling Anti-Fraud Rule
Video of Chairman's Remarks:
*  Windows Media Player (21 MB)
*  QuickTime (23 MB)
Chairman
Christopher Cox
Mar. 4, 2008 Exchange-Traded Funds, Commission Open Meeting, Washington, D.C.
Video of Chairman's Remarks:
*  Windows Media Player (19 MB)
*  QuickTime (20 MB)
Chairman
Christopher Cox
Mar. 3, 2008 Remarks to the Institute of International Bankers, Washington, D.C. Commissioner
Paul S. Atkins
Feb. 22, 2008 Remarks to the 28th Annual Northwest Securities Institute, Seattle, Washington Commissioner
Paul S. Atkins
Feb. 21, 2008 Remarks Before the ALI-ABA Conference on "Corporate Governance: The Changing Environment", Washington, D.C. Commissioner
Kathleen L. Casey
Feb. 13, 2008 Order Regarding Review of FASB Accounting Support Fee for 2008 under Section 109 of the Sarbanes-Oxley Act of 2002, Commission Open Meeting, Washington, D.C.
Video of Chairman's Remarks:
*  Windows Media Player (7 MB)
*  QuickTime (8 MB)
Chairman
Christopher Cox
Feb. 13, 2008 Amendments to Form ADV, Commission Open Meeting, Washington, D.C.
Video of Chairman's Remarks:
*  Windows Media Player (7 MB)
*  QuickTime (12 MB)
Chairman
Christopher Cox
Feb. 13, 2008 Exemption from Registration/Reporting Enhancements for Foreign Private Issuers, Commission Open Meeting, Washington, D.C.
Video of Chairman's Remarks:
*  Windows Media Player (12 MB)
*  QuickTime (13 MB)
Chairman
Christopher Cox
Feb. 8, 2008 Remarks Before SEC Speaks, Washington, D.C. Commissioner
Kathleen L. Casey
Feb. 8, 2008 "The 75th Anniversary of the Securities Act": Remarks to the Association of Securities and Exchange Alumni 16th Annual Dinner, Washington, D.C. Chairman
Christopher Cox
Feb. 8, 2008 Remarks to the 'SEC Speaks in 2008' Program of the Practising Law Institute, Washington, D.C. Commissioner
Paul S. Atkins
Feb. 8, 2008 "The SEC Agenda for 2008": Remarks to the 'SEC Speaks in 2008' Program of the Practising Law Institute, Washington, D.C. Chairman
Christopher Cox
Feb. 1, 2008 Remarks on Acceptance of the Atlantic Leadership Award from the European-American Business Council, Washington, D.C. Chairman
Christopher Cox
Jan. 25, 2008 Stoneridge and the Rule of Law — "Op-Ed" for the Wall Street Journal Commissioner
Paul S. Atkins
Jan. 18, 2008 Remarks at the Federalist Society Lawyers' Chapter of Dallas, Texas, Dallas, Texas Commissioner
Paul S. Atkins
Jan. 10, 2008 "International Business — An SEC Perspective" Address to the American Institute of Certified Public Accountants' International Issues Conference, Washington, D.C. Chairman
Christopher Cox

2008 Speeches and Statements by Commission Staff

Date Title Author
Fourth Quarter
Dec. 17, 2008 Opening Statement Regarding Interactive Data for Mutual Fund Risk/Return Summary, Open Meeting, Washington, D.C. Andrew J. Donohue, Director, Division of Investment Management
Dec. 17, 2008 Opening Remarks before the Commission Open Meeting — Interactive Data, Washington, D.C. Mark W. Green, Senior Special Counsel (Regulatory Policy), Division of Corporation Finance
Dec. 16, 2008 The Role That Surveillance Might Play in the Risk-Based Oversight of Mutual Funds, 2008 Securities Law Developments Conference, Investment Company Institute, Washington, D.C. Lori A. Richards, Director, Office of Compliance Inspections and Examinations
Dec. 15, 2008 Statement at News Conference Announcing Siemens AG Settlement, Washington, D.C. Linda Chatman Thomsen, Director, Division of Enforcement
Dec. 15, 2008 2008: Important Accomplishments, Meaningful Lessons and Getting Back to Basics, ICI 2008 Securities Law Developments Conference, Washington, D.C. Andrew J. Donohue, Director, Division of Investment Management
Dec. 10, 2008 Slide Presentation (PDF): Remarks before the 2008 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. Craig Olinger, Deputy Chief Accountant, Division of Corporation Finance
Dec. 9, 2008 Slide Presentation (PDF): Remarks before the 2008 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. Wayne Carnall, Chief Accountant, Division of Corporation Finance
Dec. 8, 2008 Remarks before the 2008 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. Adam Brown, Professional Accounting Fellow, Office of the Chief Accountant
Dec. 8, 2008 Remarks before the 2008 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. Muneera Carr, Professional Accounting Fellow, Office of the Chief Accountant
Dec. 8, 2008 Remarks before the 2008 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. Jeff Ellis, Professional Accounting Fellow, Office of the Chief Accountant
Dec. 8, 2008 Remarks before the 2008 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. Julie A. Erhardt, Deputy Chief Accountant, Office of the Chief Accountant
Dec. 8, 2008 Remarks before the 2008 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. Robert G. Fox III, Professional Accounting Fellow, Office of the Chief Accountant
Dec. 8, 2008 Remarks Before the 2008 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. Conrad W. Hewitt, Chief Accountant
Dec. 8, 2008 Remarks Before the 2008 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. James L. Kroeker, Deputy Chief Accountant, Office of the Chief Accountant
Dec. 8, 2008 Remarks before the 2008 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. Mark Mahar, Associate Chief Accountant, Office of the Chief Accountant
Dec. 8, 2008 Remarks before the 2008 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. Robert B. Malhotra, Professional Accounting Fellow
Dec. 8, 2008 Remarks before the 2008 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. Liza McAndrew Moberg, Professional Accounting Fellow, Office of the Chief Accountant
Dec. 8, 2008 Remarks before the 2008 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. Marc Panucci, Associate Chief Accountant, Office of the Chief Accountant
Dec. 3, 2008 Opening Remarks before the Commission Open Meeting: Final Rules and Proposed Rules Implementing the Credit Rating Agency Reform Act of 2006, Washington, D.C. Erik R. Sirri, Director, Division of Trading and Markets
Nov. 21, 2008 Don’t Throw Out the Baby with the Bathwater, Keynote Address at the ABA Section of Business Law Fall Meeting, Washington, D.C. John W. White, Director, Division of Corporation Finance
Nov. 17, 2008 Slide Presentation (PDF): SEC Staff Review of Common Financial Reporting Issues Facing Smaller Issuers, PCAOB Forums on Auditing in the Small Business Environment Wayne Carnall, Chief Accountant, Division of Corporation Finance
Nov. 14, 2008 Remarks Before the ALI-ABA (American Law Institute/American Bar Association) Conference on Life Insurance Company Products, Washington, D.C. Andrew J. Donohue, Director, Division of Investment Management
Nov. 6, 2008 True to Our Mission: Why We Need the SEC, Remarks at the Ninth Annual A.A. Sommer, Jr. Corporate, Securities and Financial Law Lecture, New York, New York Linda Chatman Thomsen, Director, Division of Enforcement
Oct. 30, 2008 "Incentivizing Good Compliance", 2008 Willamette Securities Regulation Conference, Willamette University College of Law, Portland, Oregon Lori A. Richards, Director, Office of Compliance Inspections and Examinations
Oct. 29, 2008 Keynote Address at the National Regulatory Services Twenty-third Annual Fall Compliance Conference, Scottsdale, Arizona Andrew J. Donohue, Director, Division of Investment Management
Oct. 21, 2008 Compliance Through Crisis: Focus Areas for SEC Examiners and Compliance Professionals, National Society of Compliance Professionals, National Meeting, Philadelphia, Pennsylvania Lori Richards, Director, Office of Compliance Inspections and Examinations
Oct. 21, 2008 Executive Compensation Disclosure: Observations on Year Two and a Look Forward to the Changing Landscape for 2009, The 3rd Annual Proxy Disclosure Conference, New Orleans, Louisiana John W. White, Director, Division of Corporation Finance
Oct. 15, 2008 Remarks at the XBRL International Conference, Washington, D.C.
See also: PowerPoint presentation
William Lutz, Director, 21st Century Disclosure Initiative
Third Quarter
Sep. 17, 2008 Remarks to the 2008 Bond Attorney’s Workshop of the National Association of Bond Lawyers, Chicago, Illinois Erik R. Sirri, Director, Division of Trading and Markets
Sep. 9, 2008 "Why Does Fraud Occur and What Can Deter or Prevent it?", Southwest Securities Enforcement Conference, Ft. Worth, Texas Lori Richards, Director, Office of Compliance Inspections and Examinations
Aug. 27, 2008 Opening Remarks before the Commission Open Meeting, Washington, D.C. Christina Chalk, Senior Special Counsel, Division of Corporation Finance
Aug. 27, 2008 Opening Remarks before the Commission Open Meeting, Washington, D.C. Conrad Hewitt, Chief Accountant, Office of Chief Accountant; John White, Director, Division of Corporation Finance; and Paul Dudek, Chief, Office of International Corporation Finance
Aug. 27, 2008 Opening Remarks before the Commission Open Meeting, Washington, D.C. Elliot B. Staffin,
Special Counsel,
Office of International Corporation Finance, Division of Corporation Finance
Aug. 27, 2008 Opening Remarks before the Commission Open Meeting, Washington, D.C. Felicia H. Kung,
Senior Special Counsel,
Office of International Corporation Finance, Division of Corporation Finance
Aug. 11, 2008 Corporation Finance in 2008 — A Year of Progress, American Bar Association, Section of Business Law, Committee on Federal Regulation of Securities, New York, New York John W. White, Director, Division of Corporation Finance
Aug. 7, 2008 Statement at News Conference Announcing Citigroup Preliminary Settlement, Washington, D.C.
See also: Press Release No. 2008-168
Linda Chatman Thomsen, Director, Division of Enforcement
Jul. 30, 2008 Commission Guidance on the Use of Company Web Sites: Opening Remarks at the SEC Open Meeting, Washington, D.C. Kim McManus, Special Counsel, Division of Corporation Finance
Second Quarter
Jun. 25, 2008 Opening Remarks before the Commission Open Meeting, Washington, D.C. Andrew J. Donohue, Director, Division of Investment Management
Jun. 25, 2008 Division Statement before the Commission Open Meeting, Washington, D.C. Steven Hearne, Special Counsel, Division of Corporation Finance
Jun. 25, 2008 Proposed Amendments to Exchange Act Rule 15a-6 — Conditional Exemption of Certain Foreign Brokers or Dealers, Commission Open Meeting, Washington, D.C. Erik R. Sirri, Director, Division of Trading and Markets
Jun. 25, 2008 Proposed Amendments Relating to References to Ratings of Nationally Recognized Statistical Rating Organizations, Commission Open Meeting, Washington, D.C. Erik R. Sirri, Director, Division of Trading and Markets
Jun. 25, 2008 Amendment to Rules Relating to Organization and Program Management Concerning Proposed Rule Changes Filed by Self-Regulatory Organizations, Commission Open Meeting, Washington, D.C. Erik R. Sirri, Director, Division of Trading and Markets
Jun. 19, 2008 Investors' Choice in the Regulation of Global Capital Markets?, 2008 International Corporate Governance Network Annual Conference, Seoul, Korea Ethiopis Tafara, Director, Office of International Affairs
Jun. 11, 2008 Opening Remarks before the Commission Open Meeting, Washington, D.C. Erik R. Sirri, Director, Division of Trading and Markets
Jun. 5, 2008 IFRS and U.S. Companies: A Look Ahead, Financial Executives International Global Financial Reporting Convergence Conference, New York, New York John W. White, Director, Division of Corporation Finance
Jun. 4, 2008 Keynote Address Before SIFMA's Institutional Brokerage Conference, New York, New York Andrew J. Donohue, Director, Division of Investment Management
Jun. 4, 2008 It's Always Something, Compliance Week Conference, Washington, D.C. Linda Chatman Thomsen, Director, Division of Enforcement
Jun. 2, 2008 Remarks Before the NAVA Compliance and Regulatory Affairs Conference, Washington, D.C. Andrew J. Donohue, Director, Division of Investment Management
May 29, 2008 IFRS and U.S. Companies, SEC and Financial Reporting Institute 27th Annual Conference, Pasadena, California Conrad Hewitt, Chief Accountant
May 19, 2008 Opening Remarks to the Securities Industry and Financial Markets Association Regulatory Symposium on Insider Trading, New York, New York Linda Chatman Thomsen, Director, Division of Enforcement
May 14, 2008 Division Statement before the Commission Open Meeting, Washington, D.C. James Lopez, Legal Branch Chief, Division of Corporation Finance
May 12, 2008 Keeping up with the Smartest Guys in the Room: Raising the Bar for Corporate Boards, Los Angeles, California Linda Chatman Thomsen, Director, Division of Enforcement
May 9, 2008 Luncheon Address at the SIFMA Market Structure Conference 2008: Maximizing Liquidity in the U.S. Equity Markets, New York, New York Erik R. Sirri, Director, Division of Trading and Markets
May 2, 2008 Remarks before the 2008 Options Industry Conference, Las Vegas, Nevada Erik R. Sirri, Director, Division of Trading and Markets
Apr. 30, 2008 Foreign Issuers & the U.S. Securities Laws 2008: Strategies for the Changing Regulatory Environment, New York, New York Erik R. Sirri, Director, Division of Trading and Markets
Apr. 24, 2008 Keynote Address at the Practicing Law Institute, Investment Management Institute 2008, New York, N.Y. Andrew J. Donohue, Director, Division of Investment Management
Apr. 12, 2008 Remarks Before the ABA Section of Business Law Committee on Federal Regulation of Securities, Dallas, Texas Brian G. Cartwright, General Counsel
Apr. 10, 2008 The Vigor of the S.E.C. — Letter to the Editor of the New York Times Linda Chatman Thomsen, Director, Division of Enforcement
First Quarter
Mar. 28, 2008 The Role of the States (Foreign and Domestic), Distinguished Scholar Address — Widener University School of Law, Wilmington, Delaware Brian G. Cartwright, General Counsel
Mar. 27, 2008 Remarks Before the Minority Corporate Counsel 2008 CLE Expo, Chicago, Illinois Linda Chatman Thomsen, Director, Division of Enforcement
Mar. 26, 2008 Regulatory Keynote Address — Outlook From the SEC, Second Annual Capital Markets Summit, U.S. Chamber of Commerce, Washington, D.C. Linda Chatman Thomsen, Director, Division of Enforcement
Mar. 21, 2008 Remarks before the IA Week and the Investment Adviser Association 10th Annual IA Compliance Best Practices Summit 2008, Washington, D.C. Andrew J. Donohue, Director, Division of Investment Management
Mar. 20, 2008 Focus Areas in SEC Examinations of Investment Advisers: the Top 10, Remarks before the IA Compliance Best Practices Summit 2008, Washington, DC Lori Richards, Director, Office of Compliance Inspections and Examinations
Mar. 10, 2008 Keynote Address at the 9th Annual International Conference on Private Investment Funds, London, England Andrew J. Donohue, Director, Division of Investment Management
Feb. 20, 2008 The New Frontier and The Man Who Shot Liberty Valance, ASIC Summer School 2008, Melbourne, Australia Ethiopis Tafara, Director, Office of International Affairs
Feb. 19, 2008 U.S. Experience of Insider Trading Enforcement , Remarks Before the Australian Securities and Investments Commission 2008 Summer School, Melbourne, Australia Linda Chatman Thomsen, Director, Division of Enforcement
Feb. 13, 2008 Opening Remarks before the Commission Open Meeting, Washington, D.C. Elliot B. Staffin, Special Counsel, and Felicia H. Kung, Senior Special Counsel, Office of International Corporation Finance, Division of Corporation Finance
Feb. 1, 2008 Keynote Speech at the SIFMA 2008 Dark Pools Symposium, New York, NY Erik R. Sirri, Director, Division of Trading and Markets
Jan. 23, 2008 Corporation Finance in 2008 — A Focus on Financial Reporting, 35th Annual Securities Regulation Institute, San Diego, California John W. White, Director, Division of Corporation Finance
Jan. 17, 2008 Frequently-Asked Questions About SEC Examinations, SIFMA Compliance and Legal Division January General Luncheon Meeting, New York, N.Y. Lori Richards, Director, Office of Compliance Inspections and Examinations
Jan. 15, 2008 Address at the Mutual Fund Directors Forum Second Annual Directors' Institute, Fort Myers, Florida Andrew J. Donohue, Director, Division of Investment Management
Jan. 14, 2008 Corporation Finance in 2008 Ė International Initiatives, London, England John W. White, Director, Division of Corporation Finance

 

http://www.sec.gov/news/speech/speecharchive/2008speech.shtml


Modified: 12/11/2009