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Commission Speeches and Public Statements Archive: 1963

This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.

Speeches and Statements by:

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1963 Speeches by the Chairman and Commissioners

Date Title Author
Fourth Quarter
Dec. 2, 1963 The Securities and Exchange Commission After the Special Study of Securities Markets, Investment Bankers Association of America, Hollywood Beach, Florida Chairman
William L. Cary
Oct. 8, 1963 Remarks, Financial Executives Institute, Boston, Massachusetts Chairman
William L. Cary
Third Quarter
No speeches are available for this quarter.
Second Quarter
Jun. 20, 1963 Resumé of the Report of the Special Study of Securities Markets and the Commission's Legislative Proposals, Seventeenth Annual Meeting of the American Society of Corporate Secretaries, Hot Springs, Virginia Commissioner
Byron D. Woodside
May 20, 1963 Current Problems in the Securities Field, The Association of the Bar of the City of New York, Joint Meeting of the Committee on Post-Admission Legal Education, Section on Banking, Corporate and Business Law and the Special Committee on Securities Regulation, New York, New York Commissioner
Manuel F. Cohen
May 15, 1963 Address, 16th Annual Convention of the Financial Analysts Federation, Chicago, Illinois Commissioner
Jack M. Whitney II
First Quarter
Feb. 5, 1963 Address, Washington Society of Investment Analysts, Washington, D.C. Commissioner
Jack M. Whitney II

1963 Speeches and Statements by Commission Staff

Date Title Author
Fourth Quarter
Oct. 18, 1963 The Influence of Government Agencies on Accounting Principles with Particular Reference to the Securities and Exchange Commission, 37th Annual Michigan Accounting Conference, Ann Arbor, Michigan Andrew Barr, Chief Accountant
Oct. 3, 1963 Protection or Oppression? The Investment Company Act Impact on the Publicly Held SBIC, Midwest Regional Association, Small Business Investment Companies, Chicago, Illinois Allan F. Conwill, Director, Division of Corporate Regulation
Third Quarter
Aug. 13, 1963 Reflections on the Special Study, Section of Corporation, Banking and Business Law, Annual Section Luncheon Meeting, Washington, D.C. Milton H. Cohen, Former Director, Special Study of Securities Markets
Jul. 18, 1963 Some Common Deficiencies in First Filings and Preparation for Conferences with SEC Staff, A Course on Filings with the SEC, American Institute of Certified Public Accountants, Chicago, Illinois Andrew Barr, Chief Accountant
Jul. 11, 1963 Some Common Deficiencies in First Filings and Preparation for Conferences with SEC Staff, A Course on Filings with the SEC, American Institute of Certified Public Accountants, Los Angeles, California Wallace B. Dunlap, Staff Accountant, San Francisco Regional Office
Jul. 8, 1963 Some Common Deficiencies in First Filings and Preparation for Conferences with SEC Staff, A Course on Filings with the SEC, American Institute of Certified Public Accountants, San Francisco, California Wallace B. Dunlap, Staff Accountant, San Francisco Regional Office
Second Quarter
Jun. 25, 1963 Financial Reporting Requirements in Regulation A Filings, American Institute of Certified Public Accountants, New York, New York Mr. Edward Epstein, Financial Analyst, New York Regional Office
Jun. 24, 1963 Some Common Deficiencies in First Filings and Preparation for Conferences with SEC Staff, A Course on Filings with the SEC, American Institute of Certified Public Accountants, New York, New York Sydney C. Orbach, Chief Accountant, Division of Corporation Finance
Jun. 18, 1963 Accounting Treatment of Investment Tax Credit on Corporate Financial Statements, American Management Association, Finance Briefing Session #1347-01, Final I.R.S./Treasury Department Corporate Tax Rules and Guidelines, New York City, New York Andrew Barr, Chief Accountant
May 16, 1963 The S.E.C. and Canadian Operations, Tenth Annual Western Canada Conference on Financial Management and Petroleum Accounting, The Banff School of Fine Arts and Centre for Continuing Education, Banff, Alberta, Canada Andrew Barr, Chief Accountant
May 10, 1963 Reflections on the Special Study of Securities Markets, Practising Law Institute, New York, New York Milton H. Cohen, Director, Special Study
Apr. 23, 1963 The Minority Menace to Mutual Fund Selling, New York Group of the Investment Bankers Association of America, Rye, New York Allan F. Conwill, Director, Division of Corporate Regulation
Apr. 16, 1963 Financial Statements -- How Reliable?, Long Island Chapter National Association of Accountants, Garden City, New York Andrew Barr, Chief Accountant
First Quarter
Mar. 23, 1963 Financial Statements -- How Reliable?, Alumni of the Graduate School of Business Administration of New York University, New York City, New York Andrew Barr, Chief Accountant
Jan. 30, 1963 Federal Regulation of Variable Annuity Issuers, Third South Carolina Insurance Forum, Columbia, South Carolina Allan F. Conwill, Director, Division of Corporate Regulation

http://www.sec.gov/news/speech/speecharchive/1963speech.shtml


Modified: 10/16/2014