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Commission Speeches and Public Statements Archive: 1989

This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.

Speeches and Statements by:

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1989 Speeches by the Chairman and Commissioners

Date Title Author
Fourth Quarter
Oct. 12, 1989 Integrity and Competition in Chicago's Futures Markets, Kent College Commodities Law Institute, Chicago, Illinois Commissioner
Joseph A. Grundfest
Oct. 11, 1989 M&A and R&D: Is Corporate Restructuring Stifling Research and Development?, National Academies of Sciences and Engineering, Academy Industry Program of the National Research Council Commissioner
Joseph A. Grundfest
Third Quarter
Sep. 20, 1989 Enforcement Initiatives of the SEC: 1989, Securities Law Committee of the Federal Bar Association, Washington, D.C. Commissioner
Mary L. Schapiro
Sep. 19, 1989 Remarks Before the 14th Annual Conference of the International Organization of Securities Commissions, Venice, Italy Chairman
David S. Ruder
Second Quarter
Jun. 26, 1989 Responsibility and Regulation in the Savings and Loan Industry, U.S. League of Savings Institutions, Washington, D.C. Commissioner
Joseph A. Grundfest
Jun. 14, 1989 Principles for Fashioning Inter-Agency Policy in the Transnational Financial Markets, Conference on Global Investment & Risk Management of the Futures Industry Association and Futures and Option World, London, England Commissioner
Edward H. Fleischman
May 22, 1989 Remarks Before the American Banker Bond Buyer Conference on Strategic Corporate Restructuring and Financing, New York City, New York Chairman
David S. Ruder
May 19, 1989 Securities Market Issues for 1989: Market Liquidity, Large Trader Information, and Holding Company Risk Assessment, Women's Economic Round Table, New York City, New York Chairman
David S. Ruder
May 15, 1989 Remarks on the Group of Thirty Report on International Clearance and Settlement, New York City Chairman
David S. Ruder
May 11, 1989 Remarks Before the National Association of Corporate Treasurers Annual Meeting, New York City, New York Chairman
David S. Ruder
Apr. 26, 1989 Luncheon Address Before the SEC/NASAA Section 19(c) Conference, Washington, D.C. Chairman
David S. Ruder
Apr. 5, 1989 Perspective from the Commission Table: Supervision, 1989 Compliance and Legal Division Seminar of the Securities Industry Association, Orlando, Florida Commissioner
Edward H. Fleischman
First Quarter
Feb. 27, 1989 Remarks Before the Annenberg Washington Program 1989 Forum on Technology and Financial Markets, Washington, D.C. Chairman
David S. Ruder
Feb. 17, 1989 Projections, Ninth Annual Southern Federal Securities Institute, Miami, Florida Commissioner
Edward H. Fleischman
Feb. 10, 1989 Regulation and the Technology of Finance, Inaugural Lecture, Center for the Study of Financial Markets and Institutions, Brown University Commissioner
Joseph A. Grundfest
Jan. 26, 1989 The Treadway Commission Report: Two Years Later, Sixteenth Annual Securities Regulation Institute, The University of California, San Diego, California Commissioner
Joseph A. Grundfest
Jan. 14, 1989 Remarks Before the North American Securities Administrators Association Enforcement Conference, Newport Beach, California Commissioner
Mary L. Schapiro
Jan. 10, 1989 Private Sector Accounting Standards: The SEC's Oversight Role, AICPA Sixteenth National Conference on Current SEC Developments, Washington, D.C. Chairman
David S. Ruder

1989 Speeches and Statements by Commission Staff

Date Title Author
Fourth Quarter
Dec. 7, 1989 Remarks, SEC/ICI Procedures Conference-1989, Washington, D.C. Kathryn B. McGrath, Director, Division of Investment Management
Third Quarter
No speeches are available for this quarter.
Second Quarter
Jun. 16, 1989 Challenges Facing the Securities Industry, Business Week and Securities Week Richard G. Ketchum, Director, Division of Market Regulation
First Quarter
Mar. 22, 1989 Future Issues in Market Regulation, D.C. Bar Corporation, Finance and Securities Law Section, Washington, D.C. Richard G. Ketchum, Director, Division of Market Regulation
Mar. 13, 1989 Remarks to the 1989 Mutual Funds and Investment Management Conference Kathryn B. MaGrath, Director, Division of Investment Management
Feb. 6, 1989 Legislative and Regulatory Update: Banks and Mutual Funds, 1989 American Bankers Association National Trust & Financial Services Conference, San Francisco, California Kathryn B. McGrath, Director, Division of Investment Mangament
Jan. 17-18, 1989 Regulation of International Securities Transactions, Institute for International Research, Inc., New York, New York Richard G. Ketchum, Director, Division of Market Regulation

http://www.sec.gov/news/speech/speecharchive/1989speech.shtml


Modified: 10/16/2014