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Commission Speeches and Public Statements Archive: 1975

This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.

Speeches and Statements by:

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1975 Speeches by the Chairman and Commissioners

Date Title Author
Fourth Quarter
Dec. 8, 1975 The Slippery Slope of Materiality, Practising Law Institute, New York, New York Commissioner
A. A. Sommer, Jr.
Dec. 5, 1975 A Report from the SEC, Securities Industry Association, Annual Convention, Boca Raton, Florida Chairman
Roderick M. Hills
Nov. 18, 1975 The Securities Acts Amendments of 1975, Self-Regulation and the National Market System, Joint Securities Conference 1975, The NASD, the Boston Stock Exchange and the SEC, Boston, Massachusetts Commissioner
Philip A. Loomis, Jr.
Nov. 17, 1975 Tell It Like It Is, Fall Meeting, Association of Registered Bank Holding Companies, Palm Beach, Florida Commissioner
John R. Evans
Nov. 10, 1975 Future-Oriented and Differential Disclosure, The New York State Society of Certified Public Accountants, New York, New York Commissioner
Philip A. Loomis, Jr.
Nov. 4, 1975 Two Problems for Lawyers, Dallas Bar Association, Corporate Counsel Section, Dallas, Texas Commissioner
A. A. Sommer, Jr.
Oct. 10, 1975 Rule 394: Standing on the Threshold, National Security Traders Association, 42nd Annual Convention, Boca Raton, Florida Commissioner
A. A. Sommer, Jr.
Oct. 9, 1975 Transfer Agents Meet the SEC, Southern Chapter, Western Stock Transfer Association, Los Angeles, California Commissioner
John R. Evans
Oct. 3, 1975 The Accounting Profession and Accounting Principles, Second Annual Robert M. Trueblood Memorial Conference, Illinois CPA Foundation, Chicago, Illinois Chairman
Ray Garrett, Jr.
Third Quarter
Sep. 30, 1975 The Uses of Disclosure, National Investor Relations Institute, Washington, D.C. Chairman
Ray Garrett, Jr.
Sep. 29, 1975 Can the SEC Help the Capital Crunch?, National Investor Relations Institute, Washington, D.C. Commissioner
A. A. Sommer, Jr.
Sep. 25, 1975 Public Relations and Corporate Disclosure, Public Relations Society of America (Los Angeles Chapter), Los Angeles, California Chairman
Ray Garrett, Jr.
Sep. 12, 1975 Confidence in Business, 1975 Midwest Public Relations Conference, University of Wisconsin, Madison, Wisconsin Chairman
Ray Garrett, Jr.
Sep. 12, 1975 Is the SEC Anti-Business?, Public Relations Society of America (Wisconsin Chapter) and Milwaukee Bar Association, Milwaukee, Wisconsin Chairman
Ray Garrett, Jr.
Sep. 8, 1975 The Delicate Balance of Regulation and Competition, North American Securities Administrators Association, Inc., Fifty-Eighth Annual Conference, Mackinac Island, Michigan Commissioner
A. A. Sommer, Jr.
Sep. 8, 1975 Future Securities Markets--Reform, not Revolution, North American Securities Administrators Conference, 58th Annual Conference, Mackinac Island, Michigan Chairman
Ray Garrett, Jr.
Aug. 12, 1975 Disclosure Through a Glass Darkly, American Bar Association Annual Meeting, Section of Administrative Law, Montreal, Quebec, Canada Commissioner
John R. Evans
Aug. 9, 1975 The New Day for Municipals, American Bar Association Annual Meeting, Local Government Law Section, Montreal, Quebec, Canada Commissioner
A. A. Sommer, Jr.
Jul. 21, 1975 Crisis and the Corporate Community, Midwest Securities Commissioners Association Conference, Aspen, Colorado Commissioner
A. A. Sommer, Jr.
Jul. 17, 1975 Banking and the SEC--Some Perspectives, National Governmental Affairs Conference, American Bankers Association, Washington, D.C. Chairman
Ray Garrett, Jr.
Second Quarter
Jun. 27, 1975 Homily on the Glories of Right Conduct and the Wages of Sin, American Society of Corporate Secretaries, Inc., White Sulphur Springs, West Virginia Chairman
Ray Garrett, Jr.
Jun. 24, 1975 The Limits of Disclosure, Wharton-AICPA Advanced Management Program for CPA Firm Partners, The Wharton School of the University of Pennsylvania, Philadelphia, Pennsylvania Commissioner
A. A. Sommer, Jr.
Jun. 13, 1975 A Keynote Address - Of Sorts, American Bar Association, Federal Regulation of Securities Committee Symposium, Warrenton, Virginia Commissioner
A. A. Sommer, Jr.
Jun. 5, 1975 Financial Reporting in a Troubled Industry, National Association of Real Estate Investment Trust's Annual Accounting and Tax Conference, Bermuda Commissioner
A. A. Sommer, Jr.
Jun. 3, 1975 Venture Capital Financing Under the Securities Laws, National Venture Capital Association, Washington, D.C. Chairman
Ray Garrett, Jr.
Jun. 3, 1975 Brokerage Commissions and Research After May Day, 1975 Annual Conference, The Financial Analysts Federation, Chicago, Illinois Commissioner
Philip A. Loomis, Jr.
May 29, 1975 Should Bank Investors Know, Cooperative Securities Conference, Seattle, Washington Commissioner
John R. Evans
May 28, 1975 Negotiated Rates: The Initial Experience, New York Society of Security Analysts, New York City, New York Chairman
Ray Garrett, Jr.
May 28, 1975 Proper Regulation Requires Understanding and Communication, Western Stock Transfer Association, Portland, Oregon Commissioner
John R. Evans
May 27, 1975 Interim Reflections on Mayday, Maryland Securities Bar Club, Baltimore, Maryland Commissioner
A. A. Sommer, Jr.
May 22, 1975 The Stepchild, PLI Conference, San Francisco, California Commissioner
A. A. Sommer, Jr.
May 16, 1975 May Day Plus Fifteen, Investment Counsel Association of America, Washington, D.C. Chairman
Ray Garrett, Jr.
May 15, 1975 Can the SEC Help Capital Markets?, The Conference Board, New York City, New York Commissioner
A. A. Sommer, Jr.
May 15, 1975 The New Breath of Competition, Seminar on the Analysis of Security Prices, University of Chicago, Chicago, Illinois Commissioner
A. A. Sommer, Jr.
May 15, 1975 Truth or Consequences, Securities Cooperative Enforcement Conference, Denver, Colorado Commissioner
John R. Evans
May 14, 1975 Have We Learned Anything?, Investment Company Institute, Washington, D.C. Commissioner
A. A. Sommer, Jr.
May 6, 1975 The Financial Press and the SEC, Society of American Business Writers, Washington, D.C. Chairman
Ray Garrett, Jr.
Apr. 17, 1975 Another Look at Insider Trading, The Southwestern Legal Foundation, Symposium on Securities Regulation, Dallas, Texas Commissioner
A. A. Sommer, Jr.
Apr. 15, 1975 Zero Minus Sixteen and Counting, Security Traders Association of Connecticut, Hartford, Connecticut Commissioner
John R. Evans
Apr. 14, 1975 Disclosures and Corporate Management, The Wharton Graduate Business School Club of New York, Inc. and Harvard Business School Club of New York, New York City, New York Chairman
Ray Garrett, Jr.
Apr. 10, 1975 An Inside Look at Rule 10b-5, American Law Institute, American Bar Association, Washington, D.C. Chairman
Ray Garrett, Jr.
Apr. 8, 1975 Director Responsibility -- A Government View, Loyola College, Baltimore, Maryland Commissioner
Phillip A. Loomis, Jr.
First Quarter
Mar. 20, 1975 The Markets: Nationalization or Centralization?, New York Chamber of Commerce and Industry, New York City, New York Chairman
Ray Garrett, Jr.
Mar. 18, 1975 Keep Your Eye on the Donut, National Association of Accountants, New York City, New York Commissioner
A. A. Sommer, Jr.
Mar. 14, 1975 Further Thoughts on "Going Private", Detroit Institute for Continuing Legal Education, Second Annual Securities Seminar, Troy, Michigan Commissioner
A. A. Sommer, Jr.
Mar. 14, 1975 To Create a Fair Field of Competition, Midwest Stock Exchange, Chicago, Illinois Commissioner
John R. Evans
Mar. 7, 1975 Commission Enforcement Policies: Where We Stand, Securities Institute, Cleveland, Ohio Commissioner
A. A. Sommer, Jr.
Feb. 20, 1975 The Disclosure Philosophy, Union League Club, Public Affairs Committee, New York City, New York Chairman
Ray Garrett, Jr.
Feb. 4, 1975 Biting the Bullet, Cleveland Chartered Financial Analysts Group, Cleveland, Ohio Commissioner
A. A. Sommer, Jr.
Jan. 28, 1975 Assuring the Economic Viability of the Securities Industry, ABA 56th National Trust Conference, Miami Beach, Florida Chairman
Ray Garrett, Jr.
Jan. 22, 1975 Capital Markets at the Crossroads, Economic Club of New York, New York, New York Chairman
Ray Garrett, Jr.
Jan. 16, 1975 Disclosure Rules and New Concerns, American Society of Corporate Secretaries, Inc., Southeastern Regional Group, Atlanta, Georgia Chairman
Ray Garrett, Jr.
Jan. 9, 1975 Thoughts on Approaching "Mayday", University of California, Securities Regulation Institute, San Diego, California Commissioner
A. A. Sommer, Jr.
Jan. 6, 1975 The Need for Change in Accounting Policies, American Institute of Certified Public Accountants, Second National Conference, Washington, D.C. Chairman
Ray Garrett, Jr.

1975 Speeches and Statements by Commission Staff

Date Title Author
Oct. 16, 1975 The SEC, the Banks and the Capital Markets, Carter Golembe Associates Executive Seminar Alan F. Blanchard, Executive Director
Oct. 7, 1975 The Capital "Crisis": Observations on its Existence and Solution, Economic Society of South Florida Alan F. Blanchard, Executive Director

http://www.sec.gov/news/speech/speecharchive/1975speech.shtml


Modified: 10/16/2014