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Commission Speeches and Public Statements Archive: 1974

This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.

Speeches and Statements by:

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1974 Speeches by the Chairman and Commissioners

Date Title Author
Fourth Quarter
Nov. 14, 1974 "Going Private": A Lesson in Corporate Responsibility, Law Advisory Council Lecture, Notre Dame Law School, South Bend, Indiana Commissioner
A. A. Sommer, Jr.
Nov. 12, 1974 Current Problems of Disclosure, National Association of Securities Dealers, Inc., Los Angeles, California Commissioner
A. A. Sommer, Jr.
Nov. 1, 1974 The Implementation of the Central Market System, Florida Security Dealers Association, Orlando, Florida Commissioner
Philip A. Loomis, Jr.
Oct. 31, 1974 Securities Markets Should not be "Trick or Treat", Municipal Finance Officers Association, Washington, D.C. Commissioner
John R. Evans
Oct. 26, 1974 Life Begins at Forty, Dean's Day Program, New York University Law School, Distinguished Citizen Award, New York, New York Chairman
Ray Garrett, Jr.
Oct. 22, 1974 Will Wall Street Come Tumbling Down?, "Money Marketeers", New York, New York Commissioner
John R. Evans
Oct. 6, 1974 The Year Ahead: Coping with Our Common Problems, National Security Traders Association, Scottsdale, Arizona Chairman
Ray Garrett, Jr.
Oct. 3, 1974 Corporate Directors and the Federal Securities Laws, The 13th Annual Corporate Counsel Institute, Northwestern University of Law, Chicago, Illinois Chairman
Ray Garrett, Jr.
Oct. 3, 1974 Changing Concepts of Business Ethics and the Responsibilities of Business Advisors, ABA National Institute, New York City, New York Chairman
Ray Garrett, Jr.
Oct. 3, 1974 Bank Securities Activities: Economic Evolution or Governmental Resolution, Practising Law Institute, San Francisco, California Commissioner
John R. Evans
Third Quarter
Sep. 24, 1974 "A Fool and His Gold Are Soon Parted": Do They Have To Be?, North American Institute Administrators, Portland, Oregon Commissioner
A. A. Sommer, Jr.
Sep. 18, 1974 The Securities and Exchange Commission and Foreign Issues in the United States, Keidanren Kaikan, Otemachi, Tokyo, Japan Chairman
Ray Garrett, Jr.
Sep. 12, 1974 How Good is the end of the Chain? A Look At Financial Reporting, Practising Law Institute, New York, New York Commissioner
A. A. Sommer, Jr.
Sep. 6, 1974 The Central Market System and Commission Rates, Pacific Northwest District, Securities Industry Association, Coeur D'Alene, Idaho Chairman
Ray Garrett, Jr.
Aug. 14, 1974 Thoughts for the Insurance Company Director, American Bar Association, 97th Annual Meeting, Honolulu, Hawaii Commissioner
A. A. Sommer, Jr.
Aug. 14, 1974 The Commission and the Bar: Forty Good Years, Annual Luncheon, Section of Corporation, Banking and Business Law, American Bar Association, 97th Annual Meeting, Honolulu, Hawaii Commissioner
A. A. Sommer, Jr.
Jul. 9, 1974 Savings and Loan Associations and the SEC, United States League of Savings Associations, Chicago, Illinois Chairman
Ray Garrett, Jr.
Jul. 4, 1974 Professional Responsibility and the Securities Laws, State Bar of Texas, San Antonio, Texas Chairman
Ray Garrett, Jr.
Jul. 2, 1974 Address, San Diego Mortgage Bankers Association, San Diego, California Chairman
Ray Garrett, Jr.
Second Quarter
Jun. 24, 1974 Current S.E.C. Projects in Accounting and Financial Reporting, Seminar of the Machinery and Allied Products Institute, Arlington, Virginia Commissioner
Philip A. Loomis, Jr.
Jun. 17, 1974 Ending Uncertainty, Sixth National Institutional Trader Conference, New York, New York Commissioner
A. A. Sommer, Jr.
Jun. 14, 1974 Address, Twenty-Eighth National Conference of the American Society of Corporate Secretaries, Dorado Beach, Puerto Rico Chairman
Ray Garrett, Jr.
Jun. 11, 1974 Commission Rates -- The World Ahead, New York Stock Exchange Third Bi-Annual Conference, New York City, New York Chairman
Ray Garrett, Jr.
Jun. 10, 1974 The SEC in the Midst of Revolution, New York Stock Exchange Marketing Conference: "Securities Industry Revolution," New York, New York Commissioner
A. A. Sommer, Jr.
Jun. 10, 1974 Is the SEC a Barrier to New York's Role in International Finance?, The Financial Times, New York, New York Chairman
Ray Garrett, Jr.
Jun. 4, 1974 A Fence on the Cliff--Or an Ambulance in the Valley, 68th Annual Municipal Finance Officers Association Conference, Las Vegas, Nevada Commissioner
John R. Evans
Jun. 3, 1974 The Attorney and Exemptions from Registration, New York, New York Commissioner
A. A. Sommer, Jr.
Jun. 1, 1974 Directors and Present Shock, New York, New York Commissioner
A. A. Sommer, Jr.
May 30, 1974 Accountants: A Flexible Standard, American Bar Association, National Institute on Professional Liability, Montreal, Quebec, Canada Commissioner
A. A. Sommer, Jr.
May 30, 1974 Problems of Professional Responsibility, American Bar Association, National Institute, Montreal, Quebec, Canada Chairman
Ray Garrett, Jr.
May 29, 1974 The Central Market System, Regional Member Firms' "Round Table," Atlanta, Georgia Commissioner
Philip A. Loomis, Jr.
May 22, 1974 The Future Is Now, Joint Conference Co-Sponsored By Boston Stock Exchange and Independent Broker Dealers Trade Association, Boston, Massachusetts Commissioner
John R. Evans
May 10, 1974 From Here to Modernity, Securities Industry Association, White Sulphur Springs, West Virginia Chairman
Ray Garrett, Jr.
May 8, 1974 Our Changing Capital Markets, Commonwealth Club of California, San Francisco, California Chairman
Ray Garrett, Jr.
May 7, 1974 A Commission Dilemma: Directors' Guidelines Revisited, The Conference Board, San Francisco, California Chairman
Ray Garrett, Jr.
May 3, 1974 Euro-Capital Markets After the Removal of American Restrictions, 1974 Annual General Meeting, The Association of International Bond Dealers, Amsterdam, The Netherlands Commissioner
A. A. Sommer, Jr.
May 3, 1974 The Analysts and the SEC, New York Society of Security Analysts, New York, New York Chairman
Ray Garrett, Jr.
May 2, 1974 The Individual Investor and the Stock Markets -- Some Observations, Women Investment Brokers, New York, New York Chairman
Ray Garrett, Jr.
May 2, 1974 Regulation of Bank Securities Activities, Ninth Annual Banking Law Institute, New York, New York Commissioner
John R. Evans
Apr. 30, 1974 Improved Exemptions and Improved Disclosure, Colorado Bar Association, Denver, Colorado Chairman
Ray Garrett, Jr.
Apr. 29, 1974 Improved Disclosure -- Opportunity and Responsibility for Financial Analysts, Financial Analysts Federation Annual Conference, Los Angeles, California Chairman
Ray Garrett, Jr.
Apr. 25, 1974 A Look at the SEC's Administrative Practice, Southwestern Legal Foundation, Dallas, Texas Chairman
Ray Garrett, Jr.
Apr. 23, 1974 Effective Regulation Requires Cooperation and Coordination, North American Securities Administrators Association, Washington, D.C. Commissioner
John R. Evans
Apr. 19, 1974 The SEC and the Accounting Profession: "Creative Tension", Twenty-Fifth Annual Meeting of the Northeast Regional Group of the American Accounting Association, Philadelphia, Pennsylvania Commissioner
A. A. Sommer, Jr.
First Quarter
Mar. 29, 1974 Forecasting: A Look at the Future, Corporate Financial Forecast and Disclosure Conference, Philadelphia, Pennsylvania Commissioner
A. A. Sommer, Jr.
Mar. 22, 1974 Capital Markets Today and Tomorrow, Executives Club of Chicago, Chicago, Illinois Chairman
Ray Garrett, Jr.
Mar. 20, 1974 Professional Responsibility: The Public Client, Columbus Chapter of Certified Public Accountants and Columbus Bar Association, Columbus, Ohio Commissioner
A. A. Sommer, Jr.
Mar. 19, 1974 Differential Disclosure: To Each His Own, The Second Emanuel Saxe Distinguished Accounting Lecture, Baruch College, New York, New York Commissioner
A. A. Sommer, Jr.
Mar. 15, 1974 The Role of Professionals, San Diego County Bar Association, San Diego, California Chairman
Ray Garrett, Jr.
Mar. 14, 1974 A Look Ahead, Mutual Funds and Investment Management Conference, San Diego, California Chairman
Ray Garrett, Jr.
Nar. 13, 1974 Improving Disclosure to Investors, Chicago Chapter, American Society of Corporate Secretaries, Chicago, Illinois Chairman
Ray Garrett, Jr.
Mar. 13, 1974 The Role of Financial Public Relations, Chicago Publicity Club, Chicago, Illinois Chairman
Ray Garrett, Jr.
Mar. 13, 1974 Applying Securities Laws to Banking Activities, 1974 Mutual Funds and Investment Management Conference, Money Management by Banks Panel, San Diego, California Commissioner
John R. Evans
Mar. 12, 1974 Confidence and Liquidity, PBW Membership Conference, Philadelphia, Pennsylvania Chairman
Ray Garrett, Jr.
Feb. 21, 1974 Directors and the Federal Securities Laws, Colorado Association of Corporate Counsel, Denver, Colorado Commissioner
A. A. Sommer, Jr.
Feb. 21, 1974 Efficiency in Transferring Securities, New York Regional Group, American Society of Corporate Secretaries, New York, New York Chairman
Ray Garrett, Jr.
Feb. 18, 1974 SEC Approach to Municipal Securities Regulation, Second Annual Bank Investments Conference, American Bankers Association, New Orleans, Louisiana Commissioner
John R. Evans
Feb. 12, 1974 A Look Ahead at the World of Competitive Commission Rates, Midwest Stock Exchange Conference, Chicago, Illinois Chairman
Ray Garrett, Jr.
Feb. 4, 1974 The SEC's Concern with Bank Trust Activities, 55th National Trust Conference, San Francisco, California Chairman
Ray Garrett, Jr.
Jan. 26, 1974 Institutional Investors and the Securities Market: A Regulator's View, The New School for Social Research, New York, New York Chairman
Ray Garrett, Jr.
Jan. 24, 1974 The Emerging Responsibilities of the Securities Lawyer, Banking Corporation and Business Law Section, New York State Bar Association, New York, New York Commissioner
A. A. Sommer, Jr.
Jan. 21, 1974 The SEC and the FASB: Their Roles, Accounting Day, University of Washington, Seattle, Washington Commissioner
A. A. Sommer, Jr.
Jan. 16, 1974 Continuity and new Challenges, Securities Regulation Institute, University of California, San Diego, California Chairman
Ray Garrett, Jr.
Jan. 16, 1974 It Was the Best of Times, Financial Management Division, Securities Industry Association, New York, New York Commissioner
John R. Evans
Jan. 15, 1974 The Consolidated Tape: A Perspective, National Association of Securities Dealers, Los Angeles, California Chairman
Ray Garrett, Jr.

1974 Speeches and Statements by Commission Staff

Date Title Author
October, 1974 Some Aspects of the Capital Markets and the Securities Industry, The Advisory Committee on the Implementation of a Central Market System Alan F. Blanchard, Executive Director
Mar. 12, 1974 A Look Forward, 1974 Mutual Fund and Investment Management Conference, San Diego, California Allan S. Mostoff, Director, Division of Investment Management Regulation

http://www.sec.gov/news/speech/speecharchive/1974speech.shtml


Modified: 10/16/2014