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Commission Speeches and Public Statements Archive: 1976

This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.

Speeches and Statements by:

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1976 Speeches by the Chairman and Commissioners

Date Title Author
Dec. 3, 1976 SEC's Role in "Municipal Fiscal Crises", National Institute: "Freedom From Fiscal Fiasco", American Bar Association, Section of Local Government Law, Washington, D.C. Commissioner
John R. Evans
Nov. 11, 1976 The Investment Company Board: Myth vs. Reality, ALI-ABA, Washington, D.C. Chairman
Roderick M. Hills
Nov. 8, 1976 Remarks, Economic Club of New York, New York, New York Chairman
Roderick M. Hills
Oct. 29, 1976 Responsibilities and Liabilities for Municipal Offerings, Public Finance Conference, Securities Industry Association, Scottsdale, Arizona Commissioner
John R. Evans
Oct. 5, 1976 Of Boycotts and Bribery, and Corporate Accountability, Seminar on Regulation of U.S. International Companies, International Management and Development Institute, Washington, D.C. Commissioner
John R. Evans
Sep. 30, 1976 Address, Investment Association of New York, New York, New York Chairman
Roderick M. Hills
Sep. 20, 1976 Address, North American Securities Administrators' Association, Annual Convention, Chicago, Illinois Chairman
Roderick M. Hills
Jun. 30, 1976 Address, New York Law Journal, New York, New York Chairman
Roderick M. Hills
Jun. 28, 1976 Some Current Developments in Accounting and Financial Reporting, Conference of the Machinery and Allied Products Institute, Arlington, Virginia Commissioner
Philip A. Loomis, Jr.
Jun. 21, 1976 Address, American Enterprise Institute, Washington, D.C. Chairman
Roderick M. Hills
Jun. 19, 1976 Remarks, National Conference of the American Society of Corporate Secretaries, Hot Springs, Virginia Commissioner
Philip A. Loomis, Jr.
Jun. 7-8, 1976 Disclosure -- The Name of the Game, 30th Western Regional Conference, Bank Administration Institute, Salt Lake City, Utah Commissioner
John R. Evans
May 26, 1976 Address, Investment Company Institute, Washington, D.C. Chairman
Roderick M. Hills
May 13, 1976 Turning the Tide, Northwest State-Federal-Provincial Securities Conference, Portland, Oregon Commissioner
John R. Evans
May 6, 1976 Some Reflections on Rule 10b-5 and Market Information, Second Annual ALI-ABA Course of Study, Securities Law Committee of the Federal Bar Association, San Francisco, California Commissioner
Philip A. Loomis, Jr.
Apr. 13, 1976 Corporate Morality -- Whose Business Is It?, Town Hall, Los Angeles, California Chairman
Roderick M. Hills
Apr. 2, 1976 A Parting Look at Foreign Payments, Ohio Legal Center Institute - Securities Law Seminar, Columbus, Ohio Commissioner
A. A. Sommer, Jr.
Mar. 25, 1976 SEC--Catalyst for Competitive Free Enterprise, Brookings Institution, Seminar on International Trade and Finance, Washington, D.C. Commissioner
John R. Evans
Mar. 18, 1976 A Glance at the Past, a Probe of the Future, Mid-Continental District of Securities Industry Association, Chicago, Illinois Commissioner
A. A. Sommer, Jr.
Mar. 17, 1976 Basic Questions: When Are We Going to Answer Them?, Financial Executives Institute, Michigan Association of CPA's - Indiana Association of CPA's and The National Accountants Association, University of Notre Dame, South Bend, Indiana Commissioner
A. A. Sommer, Jr.
Mar. 15, 1976 Address, Association of the Bar, New York, New York Chairman
Roderick M. Hills
Mar. 11, 1976 The Changing Scene for Municipal Securities, Executive Enterprises, Inc., Municipal Bonds Conference, New York City, New York Commissioner
A. A. Sommer, Jr.
Feb. 23, 1976 Good Municipal Markets Require Full Disclosure, National Governors' Conference, Seminar on State and Local Financial Emergencies, Washington, D.C. Commissioner
John R. Evans
Feb. 20, 1976 Disclosure -- A Most Effective Regulator, Florida Atlantic University, Bank Holding Company Seminar, Boca Raton, Florida Commissioner
John R. Evans
Feb. 17, 1976 Democracy and the Planned Economy -- Friends or Foes, Pitzer College, National Issues Forum Dinner, Beverly Hills, California Chairman
Roderick M. Hills
Feb. 16, 1976 Business Ethics and the Free Enterprise System, National Association of Truck Stop Operators Seminar, San Antonio, Texas Commissioner
A. A. Sommer, Jr.
Feb. 5, 1976 Some Reflections on Competition and the National Market System, Denver Institutional Securities Conference, Denver, Colorado Commissioner
Philip A. Loomis, Jr.
Jan. 14, 1976 Studies--Not Partisan Rhetoric--For Glass-Stegall Decisions, Third Annual Securities Regulation Institute, San Diego, California Commissioner
John R. Evans
Jan. 7, 1976 Address, American Institute of Certified Public Accountants, Washington, D.C. Chairman
Roderick M. Hills

http://www.sec.gov/news/speech/speecharchive/1976speech.shtml


Modified: 10/16/2014