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Commission Speeches and Public Statements Archive: 1993

This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.

Speeches and Statements by:

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1993 Speeches by the Chairman and Commissioners

Date Title Author
Fourth Quarter
Dec. 22, 1993 Opening Statement at the SEC Opening Meeting, Washington, D.C. Chairman
Arthur Levitt
Dec. 15, 1993 Opening Remarks at the SEC Public Meeting, Washington, D.C. Chairman
Arthur Levitt
Dec. 13, 1993 Remarks Before the Second Annual International Forum on Structuring, Servicing & Marketing Offshore Funds, New York, New York Commissioner
J. Carter Beese, Jr.
Dec. 3, 1993 Comments on Municipal Market Reforms and Rule 2a-7, Municipal Analysts Group of New York, New York, New York Commissioner
Richard Y. Roberts
Dec. 2, 1993 Remarks before the Securities Industry Association 1993 Annual Convention, Boca Raton, Florida Commissioner
J. Carter Beese, Jr.
Dec. 1, 1993 Remarks Before the Association for Public Corporations, Miami, Florida Commissioner
J. Carter Beese, Jr.
Nov. 30, 1993 The Role of Ethics in Protecting the U.S. Capital Markets, AIMR Conference on Ethics, Washington, D.C. Commissioner
J. Carter Beese, Jr.
Nov. 22, 1993 Opening Statement at the SEC Open Meeting, Washington, D.C. Chairman
Arthur Levitt
Nov. 17, 1993 Political Contributions, PSA's Regional Advisory Committee, Chicago, Illinois Commissioner
Richard Y. Roberts
Nov. 17, 1993 Opening Statement, SEC Open Meeting, Washington, D.C. Chairman
Arthur Levitt
Nov. 16, 1993 Transparency for the Municipal Market, Council of Development Finance Agencies 1993 Annual Meeting, Pittsburgh, Pennsylvia Commissioner
Richard Y. Roberts
Nov. 15, 1993 Stock Option Accounting and Securities Litigation Reform, The Association of Publicly Traded Companies, Palo Alto, California Commissioner
J. Carter Beese, Jr.
Nov. 9, 1993 Market 2000, T + 3 and the Future of U.S. Capital Markets, SIA Operations Update, New York, New York Commissioner
J. Carter Beese, Jr.
Nov. 8, 1993 Financial Reporting Issues of Interest, Financial Executives Institute Current Financial Reporting Issues Conference, New York, New York Commissioner
Richard Y. Roberts
Nov. 5, 1993 Municipal Market Reforms, CS First Boston 1993 Municipal Leadership Conference, Orlando, Florida Commissioner
Richard Y. Roberts
Nov. 3, 1993 Opening Statement, Washington, D.C. Chairman
Arthur Levitt
Nov. 3, 1993 A Roadmap to SEC Regulation of Derivatives Activities, International Swaps & Derivatives Association Conference, Washington, D.C. Commissioner
J. Carter Beese, Jr.
Nov. 1, 1993 Suggestions to Improve Corporate Governance, National Association of Corporate Directors Annual Corporate Governance Review, Washington, D.C. Commissioner
Richard Y. Roberts
Oct. 26, 1993 Toward A New Global Partnership: Integrity, Stability, and Opportunity, International Organization of Securities Commissions 1993 Annual Conference, Mexico City, Mexico Chairman
Arthur Levitt
Oct. 25, 1993 Remarks at the 2nd International Capital Markets Seminar of the Capital Markets Forum, Section on Business Law, International Bar Association, Mexico City, Mexico Commissioner
Mary L. Schapiro
Oct. 25, 1993 Keynote Speech Before the Investment Company Institute 1993, Foreign Marketing and Investing Conference, Washington, D.C. Commissioner
J. Carter Beese, Jr.
Oct. 24, 1993 Market 2000 and the Future of U.S. Capital Markets, Security Traders Association Annual Meeting, Boca Raton, Florida Commissioner
J. Carter Beese, Jr.
Oct. 19, 1993 The Role of the Regulator in Promoting Capital Formation, Beijing 1993 Finance And Securities Senior Symposium, Beijing, China Commissioner
J. Carter Beese, Jr.
Oct. 16, 1993 The Road Well Traveled, American Society of Corporate Secretaries New York Chapter's Fall Conference, Woodstock, Vermont Commissioner
Richard Y. Roberts
Oct. 15, 1993 Remarks at the Eighth Annual Symposium for the Foundation for Research in International Banking and Finance, Lugano, Switzerland Commissioner
Mary L. Schapiro
Oct. 14, 1993 The Derivatives Revolution and the World Financial System, Eighth Annual Symposium for the Foundation for Research in International Banking and Finance, Lugano, Switzerland Commissioner
Mary L. Schapiro
Oct. 13, 1993 SEC Update on Investment Company Issues & on Derivatives, State of Wisconsin Office of the Commissioner of Securities Eighth Annual SEC Update, Milwaukee, Wisconsin Commissioner
Richard Y. Roberts
Oct. 7, 1993 Failure to Supervise Revisited, National Society of Compliance Professionals 1993 National Membership Meeting, Washington, D.C. Commissioner
Richard Y. Roberts
Oct. 6, 1993 Opening Statements, SEC Opening Meeting, Washington, D.C. Chairman
Arthur Levitt
Oct. 5, 1993 Remarks at the National Association of Securities Dealers, Inc. Sixth Annual Educational Seminar, New York, New York Commissioner
Mary L. Schapiro
Oct. 1, 1993 More Speculation, Securities Industry Association Seventeenth Annual Sales & Marketing Conference, New York, New York Commissioner
Richard Y. Roberts
Oct. 1, 1993 Patterns of Integration In and Among International Financial Markets, Promethee/Euroclear Symposium, Brussels, Belgium Commissioner
J. Carter Beese, Jr.
Third Quarter
Sep. 29, 1993 Protecting the American Investor: A New Partnership, North American Securities Administrators Association Fall Conference, Orlando, Florida Chairman
Arthur Levitt
Sep. 29, 1993 Will You Still Love Me, Will You Still Need Me, (and Will You Still Feed Me), When I'm 64, T. Rowe Price Associates Plan Sponsor Conference, Baltimore, Maryland Commissioner
J. Carter Beese, Jr.
Sep. 28, 1993 Variable Annunities and Life Insurance: Products of the '90's?, Variable Products & Asset Management Conference, New York, New York Commissioner
J. Carter Beese, Jr.
Sep. 24, 1993 Honey Bees, Mohair and Investor Protection, Mutual Fund Conference, Chicago, Illinois Commissioner
J. Carter Beese, Jr.
Sep. 22, 1993 Opening Remarks Concerning Rules to Implement the Energy Policy Act of 1992, SEC Public Meeting, Washington, D.C. Chairman
Arthur Levitt
Sep. 20, 1993 Environmental Liability Disclosure, Litigation Reform, and Accounting Matters of Interest, National Association of Manufacturers 1993 Government Relations Committee Fall Meeting, Chatham, Massachusetts Commissioner
Richard Y. Roberts
Sep. 15, 1993 Alternatives for Improving Municipal Secondary Market Disclosure, The Southern Municipal Finance Society 13th Annual Fall Conference, St. Petersburg, Florida Commissioner
Richard Y. Roberts
Sep. 9, 1993 Remarks at the Twelfth Annual SEC Government-Business Forum on Small Business Capital Formation, Washington, D.C. Chairman
Arthur Levitt
Aug. 24, 1993 The Continuing Need for Municipal Secondary Market Disclosure, 78th Annual National Association of State Auditors, Comptrollers & Treasurers Conference, Baltimore, Maryland Commissioner
Richard Y. Roberts
Aug. 11, 1993 Opening Remarks Regarding the Adoption of Amendments to the Net Capital Rule for Commission Consideration, SEC Public Meeting, Washington, D.C. Chairman
Arthur Levitt
Aug. 9, 1993 Overview of Environmental Liability Disclosure Requirements, Recent Developments and Materiality, American Bar Association 1993 Annual Meeting, Toxic & Hazardous Substances & Enviromental Law Committee Program, New York, New York Commissioner
Richard Y. Roberts
Aug. 6, 1993 Opening Remarks Concerning Executive Compensation Disclosure, SEC Public Meeting, Washington, D.C. Chairman
Arthur Levitt
Jul. 27, 1993 Remarks On the Occasion of His Swearing In, Washington, D.C. Chairman
Arthur Levitt
Jul. 22, 1993 Remarks at the Standard & Poor's Corporate Colloquium, New York, New York Acting Chairman
Mary L. Schapiro
Jul. 8, 1993 Remarks at the Re-Dedication of the Chicago Stock Exchange, Chicago, Illinois Acting Chairman
Mary L. Schapiro
Second Quarter
Jun. 28, 1993 Litigation Reform, Simplification, And Internationalization, OCA Alumni Meeting, Washington, D.C. Commissioner
Richard Y. Roberts
Jun. 16, 1993 Examinations: A Cooperative Effort, NASAA and State of Florida Broker-Dealer Examination Training Program, Fort Lauderdale, Florida Commissioner
Richard Y. Roberts
Jun. 15, 1993 Cross-Border Access of Electronic Systems: An SEC Perspective, Federation Internationale des Bourses de Valeurs/Geneva Stock Exchange Workshop on Regulation of Electronic Securities Markets Commissioner
J. Carter Beese, Jr.
Jun. 12, 1993 Various Securities Issue Developments, Association of Professional Investment Consultants Third Annual Conference, Dallas, Texas Commissioner
Richard Y. Roberts
Jun. 10, 1993 Environmental Liability Accounting Developments, American Bar Association Fourth Annual Joint Conference On Enviromental Aspects of Corporate & Real Estate Transactions, New Orleans, Louisiana Commissioner
Richard Y. Roberts
Jun. 7, 1993 Current Issues of Interest, Association of Publicly Traded Companies First Annual Government Relations Conference, Washington, D.C. Commissioner
Richard Y. Roberts
Jun. 3, 1993 Remarks Before the Council of Securities Regulators for the Americas, Buenos Aires, Argentina Acting Chairman
Mary L. Shapiro
May 26, 1993 Customer Protection and Political Contributions, Public Securities Association, San Francisco, California Commissioner
Richard Y. Roberts
May 25, 1993 Keeping America's Markets Competitive, Corporate Financial Executive Roundtable, Institutional Investor, Washington, D.C. Commissioner
J. Carter Beese, Jr.
May 18, 1993 The New Proxy Rules: Fostering Mutually Beneficial Cooperation, National Association of Corporate Directors, Washington, D.C. Commissioner
J. Carter Beese, Jr.
May 8, 1993 Derivatives: Fundamentally Changing Corporate Finance, Asset Management ... and the Retail Industry?, 1993 Annual Meeting, Southern District, Securities Industry Association, Washington, D.C. Commissioner
J. Carter Beese, Jr.
May 6, 1993 Remarks, Chairman's Farewell Reception, Washington, D.C. Chairman
Richard C. Breeden
May 4, 1993 Opening Statement, SEC Open Meeting, Washington, D.C. Chairman
Richard C. Breeden
May 1, 1993 Education and Secondary Market Disclosure Will Help Preserve Growth of Municipal Securities Market, Public Securities Association, 1993 Annual Meeting, White Sulphur Springs, West Virginia Commissioner
Richard Y. Roberts
Apr. 29, 1993 Payment for Order Flow, The 1993 Ray Garrett Jr. Corporate and Securities Law Institute, Chicago, Illinois Commissioner
Richard Y. Roberts
Apr. 28, 1993 Remarks Before the National Investor Relations Institute Atlanta Chapter, Atlanta, Georgia Commissioner
Mary L. Schapiro
Apr. 27, 1993 The Role of the SEC, SEC International Institute, Washington, D.C. Commissioner
Mary L. Schapiro
Apr. 26, 1993 Globalization of Mutual Funds, International Bar Association and Investment Company Institute, Washington, D.C. Commissioner
J. Carter Beese, Jr.
Apr. 26, 1993 Remarks Before the NASAA/SEC Annual 19(c) Conference, Washington, D.C. Commissioner
Mary L. Schapiro
Apr. 21, 1993 Modernize Customer Protection Rules Too, The Municipal Forum of New York, New York, New York Commissioner
Richard Y. Roberts
Apr. 20, 1993 OTC Derivatives: Taking Risk Management to New Heights, London, England Commissioner
J. Carter Beese, Jr.
Apr. 19, 1993 The New Capital Order: American Competitiveness and Global Capital Flows, American Chamber of Commerce, United Kingdon Chapter, London, England Commissioner
J. Carter Beese, Jr.
Apr. 14, 1993 Remarks Before the II International Meeting on the Prevention of Credit Fraud, Buenos Aires, Argentina Commissioner
Mary L. Schapiro
Apr. 8, 1993 Environmental Liability Disclosure Developments, The Association of the Bar of the City of New York, New York, New York Commissioner
Richard Y. Roberts
First Quarter
Mar. 30, 1993 Remarks Regarding the Listing of Shares of Damiler-Benz in the U.S. Securities Market New York, New York Chairman
Richard C. Breeden
Mar. 26, 1993 Backtrack and Continue Small Business Initiative, The Regional Investment Brokers' 52nd Investment Banking Conference, Washington, D.C. Commissioner
Richard Y. Roberts
Mar. 24, 1993 Broker-Dealer Failure To Supervise: Determining Who is a "Supervisor", SIA Compliance and Legal Seminar, Orlando, Florida Commissioner
Mary L. Schapiro
Mar. 18, 1993 Opening Statement - Mutual Funds, SEC Opening Meeting, Washington, D.C. Chairman
Richard C. Breeden
Mar. 17, 1993 What's Hot And What's Not, The Exchequer Club of Washington, Washington, D.C. Commissioner
Richard Y. Roberts
Mar. 17, 1993 Excerpts from Remarks Before 1993 SIA Government Relations Conference, Willard Inter-Continental Hotel, Washington, D.C. Commissioner
J. Carter Beese, Jr.
Mar. 16, 1993 Speculation, Securities Industry Association, First Annual Government Relations Conference, Washington, D.C. Commissioner
Richard Y. Roberts
Mar. 11, 1993 Remarks Before the International Swap Dealers Association Annual Meeting, Washington, D.C. Chairman
Richard C. Breeden
Mar. 8, 1993 Mutual Funds -- America's Piggy Bank Now and ... Forever?, 1993 Mutual Funds and Investment Management Conference, Washington, D.C. Commissioner
J. Carter Beese, Jr.
Mar. 4, 1993 OTC Derivatives: Encouraging Innovation and Managing Risk, Federal Reserve Bank of Atlanta, Conference on Financial Markets Commissioner
J. Carter Beese, Jr.
Mar. 3, 1993 Secondary Market Disclosure and Swaps, National Association of State Treasurers' Legislative Conference, Washington, D.C. Commissioner
Richard Y. Roberts
Feb, 25, 1993 Commentary on Customer Protection Study Comments, Public Securities Association, Chicago, Illinois Commissioner
Richard Y. Roberts
Feb. 24, 1993 Remarks Before the Mexican Borrowers Conference, New York, New York Commissioner
Mary L. Schaprio
Feb. 11, 1993 Banks and Mutual Funds: Addressing Conflicts of Interest, American Bankers Association's Legislative Liaison Advisory Committee, Naples, Florida Commissioner
Richard Y. Roberts
Feb. 3, 1993 Adjust Investment Adviser Reform, Edward D. Jones & Company's Grassroots Task Force, Washington, D.C. Commissioner
Richard Y. Roberts
Feb. 3, 1993 Teach Me Now, Or Pay Me Later, Callan Investments Institute, Thirteenth Annual National Conference, San Francisco, California Commissioner
J. Carter Beese, Jr.
Jan. 26, 1993 Continue Secondary Market Disclosure Progress, Government Finance Officers Association's Committee on Governmental Debt & Fiscal Policy, Washington, D.C. Commissioner
Richard Y. Roberts
Jan. 20, 1993 New SEC Enforcement Remedies, Twentieth Annual Securities Regulation Institute, Coronado, California Commissioner
Mary L. Schapiro
Jan. 6, 1993 Post-Cold War Corporate Governance, National Investor Relations Institute, Chicago, Illinois Commissioner
J. Carter Beese, Jr.

1993 Speeches and Statements by Commission Staff

Date Title Author
Fourth Quarter
Nov. 5, 1993 Take Me Out to the Ball Game, 1993 Eighteenth Annual AICPA National Conference on Banking, Washington, D.C. Walter P. Schuetze, Chief Accountant
Oct. 29, 1993 A Note about Private-Sector Standard Setting, Fourth Annual Conference on Financial Reporting, Unversity of California at Berkeley, San Francisco, California Walter P. Schuetze, Chief Accountant
Oct. 25, 1993 The SEC's View on Govenment and Enforcement Activities, Business Issues And Audit Conference, The Institute of Internal Auditors, New York, New York Michael J. Kigin, Associate Chief Accountant, Office of Chief Accountant
Third Quarter
Sep. 10, 1993 What is the Future of Mutual Recognition of Financial Statements and is Comparability Really Necessary?, 3rd Congress, Federation des Experts Comptables, Copenhagen, Denmark Walter P. Schuetze, Chief Accountant
Aug. 10, 1993 Developing the Polish Securities Market, ABA, Section of International Law and Practice, 1993 New York Annual Meeting, Preparing and Implementing Financial Law in Emerging Markets: Eastern Europe, the Former Soviet Union and the Developing World Robert D. Strahota, Office of General Counsel
Jul. 19, 1993 Reporting by Independent Auditors on Internal Controls over Financial Reporting, Symposium Sponsored by The CPA Journal, National Press Club, Washington, D.C. Walter P. Schuetze, Chief Accountant
Jul. 1, 1993 Current Accounting Issues and Related Developments Affecting the Division of Corporation Finance (as of July 1, 1993) Teresa E. Iannaconi, Division of Corporation Finance
Second Quarter
Jun. 29, 1993 Electronic Filing and the EDGAR System: A Regulatory Overview James R. Budge, Office of Disclosure Policy, Division of Corporation Finance
Jun. 15, 1993 New Derivatives Instruments: The Role of the Regulator, Euromoney Seminar on Investing in Global Derivatives, Tokyo, Japan Howard L. Kramer, Senior Special Counsel, Division of Market Regulation
May 27, 1993 Comments on Certain Aspects of the Special Report of the AICPA's Public Oversight Board of March 5, 1993, SEC and Financial Reporting Institute, University of Southern California Walter P. Schuetze, Chief Accountant
Apr. 7, 1993 The Liability Crisis in the US and Its Impact on Accounting, Northwestern University J.L. Kellogg Graduate School of Management Walter P. Schuetze, Chief Accountant
First Quarter
Jan. 12, 1993 What Is An Asset?, American Institute of Certified Public Accountants' Twentieth Annual National Conference on Current SEC Developments, Walter P. Schuetze, Chief Accountant

http://www.sec.gov/news/speech/speecharchive/1993speech.shtml


Modified: 10/16/2014