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Commission Speeches and Public Statements Archive: 1990

This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.

Speeches and Statements by:

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1990 Speeches by the Chairman and Commissioners

Date Title Author
Fourth Quarter
Dec. 13, 1990 Remarks Before the Securities Industry Association Operations Update Conference, New York, New York Commissioner
Mary L. Schapiro
Nov. 30, 1990 Remarks, Securities Industry Association Annual Convention, Boca Raton, Florida Chairman
Richard C. Breeden
Nov. 29, 1990 The Proxy Rules: Reflections on Some Proposals for Change, ALI/ABA, New York, New York Commissioner
Philip R. Lochner, Jr.
Nov. 29, 1990 The Fourth Branch at Work, Women in Housing and Finance, Washington, D.C. Commissioner
Edward H. Fleischman
Nov. 14, 1990 Remarks Before the Board of Directors of the Options Clearing Corporation, Washington, D.C. Commissioner
Richard Y. Roberts
Nov. 2, 1990 Remarks Before the Securities Transfer Association, Boca Raton, Florida Commissioner
Mary L. Schapiro
Nov. 2, 1990 Challenges for the U.S. Financial System in the 1990s, E.J. Faulkner Lecture, College of Business Administration, University of Nebraska at Lincoln, Lincoln, Nebraska Chairman
Richard C. Breeden
Oct. 24, 1990 Setting the Course for the SEC's Relationship with its Practising Bar, Los Angeles County Bar Association, 23rd Annual Securities Regulation Seminar, Los Angeles, California Commissioner
Edward H. Fleischman
Oct. 22, 1990 Corporate Boards and Their Advisers, The 1990 Corporate Governance Review of the National Association of Corporate Directors, Chicago, Illinois Commissioner
Philip R. Lochner, Jr.
Oct. 19, 1990 Evaluating the Costs and Benefits of Accounting Standards, The First Annual Conference on Financial Reporting, University of California at Berkeley Commissioner
Philip R. Lochner, Jr.
Oct. 12, 1990 Remarks Before the Twenty-Third Annual Rocky Mountain State-Federal-Provincial Securities Conference, Denver, Colorado Commissioner
Mary L. Schapiro
Oct. 4, 1990 The SEC's New Powers Under the Securities Enforcement Remedies and Penny Stock Reform Act of 1990, The Association of General Counsel, St. Louis, Missouri Commissioner
Philip R. Lochner, Jr.
Third Quarter
Sep. 28, 1990 Competition in the 1990's, The Commonwealth Club of California, San Francisco, California Chairman
Richard C. Breeden
Sep. 21, 1990 Remarks, The Executives' Club of Chicago, Chicago, Illinois Chairman
Richard C. Breeden
Sep. 20, 1990 Improving Corporate Governance for the Nineties: The Role of Institutional Investors and Proxy Reform", City Club, Dallas, Texas Commissioner
Philip R. Lochner, Jr.
Sep. 14, 1990 The Proper Role of Financial Reporting: Market Based Accounting, Smith Barney's Fourth Annual Financial Services Conference, Washington, D.C. Chairman
Richard C. Breeden
Aug. 7, 1990 A Citizen's Concerns in the Jurisdictional Debate, Program: A New Era in Futures Regulation of the Committee on Futures Regulation, American Bar Association Section of Business Law, Chicago, Illinois Commissioner
Edward H. Fleischman
Aug. 1, 1990 Address to the Institute for Financial Affairs, Inc. (Kinzai), Tokyo, Japan Chairman
Richard C. Breeden
Second Quarter
Jun. 21, 1990 Remarks, Re-opening of the Budapest Stock Exchange, Budapest, Hungary Chairman
Richard C. Breeden
Jun. 14, 1990 Institutional Investors and Corporate Governance, Conference on the Fiduciary Responsibilities of Institutional Investors, New York University, New York, New York Commissioner
Philip R. Lochner, Jr.
Jun. 14, 1990 Colloquy on Globalization of Securities and Financial Market Regulation in the 1990s, Administrative Conference of the United States, Washington, D.C. Chairman
Richard C. Breeden
Jun. 7, 1990 The Securities Markets In The 1990's, New York Financial Writers Association, New York City, New York Chairman
Richard C. Breeden
Jun. 5, 1990 Remarks Before the National Economists Club, Washington, D.C. Commissioner
Mary L. Schapiro
May 24, 1990 The Current Debate Concerning Proxy Reform, Tenth Annual Ray Garrett Jr. Corporate and Securities Law Institute, Stamford, Connecticut Commissioner
Philip R. Lochner, Jr.
May 23, 1990 Remarks Before the Comision Nacional de Valores de Mexico, Mexico City, Mexico Commissoner Mary L. Schapiro
May 18, 1990 Internationalization of the Securities Markets: The Challenge and the Promise for the 1990s, Los Angeles World Affairs Council, Los Angeles, California Chairman
Richard C. Breeden
May 17, 1990 Commission Initiatives for the 1990s: Enhancing U.S. Competitiveness in the Global Marketplace, Ninth Annual SEC and Financial Reporting Institute Conference, Los Angeles, California Chairman
Richard C. Breeden
May 11, 1990 Remarks, The Mid-America Committee, Chicago, Illinois Chairman
Richard C. Breeden
May 10, 1990 Remarks to the ICI General Membership Meeting Chairman
Richard C. Breeden
May 3, 1990 Remarks Before the Law and Compliance Division of the Futures Industry Association, Alexandria, Virginia Commission Mary L. Schapiro
Apr. 26, 1990 Acquisitions and Takeovers: What Lies Ahead for Shareholder Rights?, Twelfth Annual Institute on Acquisitions and Takeovers, New York City, New York Chairman
Richard C. Breeden
Apr. 25, 1990 Remarks to the SEC/NASAA Section 19(c) Conference Commissioner
Philip R. Lochner, Jr.
Apr. 2, 1990 U.S. Equity Markets in the 1990's: Institutions and Corporate Governance, Council of Institutional Investors Annual Meeting, Washington, D.C. Chairman
Richard C. Breeden
First Quarter
Mar. 9, 1990 Seeking New Sanctions: Comments on Developments in the Commission's Enforcement Program, 10th Annual Northwest Securities Institute, Vancouver, British Columbia, Canada Commissioner
Mary L. Schapiro
Mar. 1, 1990 Remarks to the Group of Thirty U.S. Steering Committee, New York, New York Commissioner
Mary L. Schapiro

1990 Speeches and Statements by Commission Staff

Date Title Author
Fourth Quarter
Nov. 9, 1990 Remarks to the American Bar Association Federal Regulation of Securities Committee, Annual Fall Meeting, Washington, D.C. James R. Doty, General Counsel
Third Quarter
Sep. 17, 1990 Remarks Before the Annual Meeting of the United Shareholders Association, Washington, D.C. James R. Doty, General Counsel
Aug. 7, 1990 Internationalization of the Securities Markets -- Problems of Adjustment and Recognition in Accommodation of Foreign Law, ABA Business Law Section's Committee on State Regulation of Securities, Chicago, Illinois James R. Doty, General Counsel
Aug. 5, 1990 A Securities Regulatory Perspective on EC '92 and the Single European Market, American Bar Association, Section of International Law and Practice and Section of Business Law, 1990 Annual Meeting; Special Presidential Showcase Program, 1992 and the Single European Market - Part I: Market Access in the European Community, Chicago, Illinois James R. Doty, General Counsel
Second Quarter
No speeches are available for this quarter.
First Quarter
Mar. 13, 1990 Corporate Changes-In-Control: The Evolving Regulation Environment, New York Chapter of the Association for Corporate Growth, New York, New York Daniel L. Goelzer, General Counsel
Feb. 22, 1990 Europe: A Mutual Fund Marketing Roadmap, ICI Conference, Washington, D.C. Kathryn B. McGrath, Director, Division of Investment Management
Feb. 5, 1990 Current Developments in SEC Regulation of Depository Institutions, SNL Securities Seminar on Proxy Contests and Investor Relations in the Banking and Thrift Industries: Practical Insight and Legal Framework Daniel L. Goelzer, General Counsel

http://www.sec.gov/news/speech/speecharchive/1990speech.shtml


Modified: 10/16/2014