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SEC Special Studies

The Commission or Commission staff often undertake special projects to study and report on current trends and issues facing the securities industry. These files will be updated on a periodic basis.

Studies currently available include:

Additional Archives

Date Study
Apr. 30, 2013 Fourth Report on the Implementation of SEC Organizational Reform Recommendations
Apr. 30, 2013 Report on Administrative Proceedings for the Period October 1, 2012 through March 31, 2013
Apr. 24, 2013 Office of Minority and Women Inclusion Annual Report

 

http://www.sec.gov/news/studies.shtml

Modified: 05/01/2013