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Commission Speeches and Public Statements Archive: 1941

This index describes 1941 speeches by the SEC Chairman, the Commissioners and Staff of the SEC, which generally cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.

Speeches and Statements by:

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1941 Speeches by the Chairman and Commissioners

Date Title Author
Fourth Quarter
Dec. 4, 1941 The Amendments, A Lesson in Round Table, Annual Convention of the Investment Bankers Association of America, Hollywood, Florida Chairman
Edward C. Eicher
Nov. 24, 1941 National Defense and the American Investor, Joint Meeting of the Economic Club of Detroit, Detroit Stock Exchange, the Bond Club of Detroit, Detroit, Michigan Commissioner
Ganson Purcell
Nov. 5, 1941 Section 11 of the Public Utility Holding Company Act , Practising Law Institute, New York City, New York Commissioner
Robert E. Healy
Oct. 21, 1941 Address, New York Joint Legislative Committee for Revision of Insurance Law, Public Service Hearing Room, New York, New York Commissioner
Sumner T. Pike
Oct. 17, 1941 Some Future Aspects of the Financial Markets, 28th Annual National Business Conference, Babson Park, Massachusetts Commissioner
Ganson Purcell
Oct. 9, 1941 Some Present-Day Aspects of Our Capital Markets, Annual Convention of the National Association of Securities Commissioners, Biloxi, Mississippi Commissioner
Edmund Burke, Jr.
Third Quarter
Sep. 22, 1941 Finance in a Changing World, Town Hall of Los Angeles, Los Angeles, California Commissioner
Ganson Purcell
Sep. 18, 1941 The Mobility of the Administrative Process, Annual Convention of the State Bar of California, Yosemite Valley, California Commissioner
Ganson Purcell
Aug. 28, 1941 The S.E.C.'s Competitive Bidding Rule, Annual Convention, National Association of Railroad and Utilities Commissioners, St. Paul, Minnesota Commissioner
Robert E. Healy
Jul. 4, 1941 Address, Dedication of the New Post Office Building, Columbus Junction, Iowa Chairman
Edward C. Eicher
Second Quarter
Jun. 21, 1941 Address, Thirty-First Annual Meeting, Vermont Bankers Association, Woodstock, Vermont Commissioner
Robert. E. Healy
Jun. 5, 1941 Address, Annual Convention, Edison Electric Institute, Buffalo, New York Chairman
Edward C. Eicher
Apr. 3, 1941 The Petroleum Geologist and the SEC, American Association of Petroleum Geologists, Houston, Texas Commissioner
Sumner T. Pike
First Quarter
Mar. 7, 1941 The SEC and National Defense, New York Security Dealers Association, New York City, New York Commissioner
Sumner T. Pike
Feb. 28, 1941 Statement on Life Insurance, Temporary National Economic Committee Commissioner
Sumner T. Pike
Feb. 25, 1941 Financial Problems of Small Business, Temporary National Economic Committee Commissioner
Sumner T. Pike

1941 Speeches and Statements by Commission Staff

Date Title Author
Fourth Quarter
Nov. 5, 1941 Consolidated and Combined Statements, Rutgers University, Graduate Seminar in S.E.C. Accounting, Jersey City, New Jersey William W. Werntz, Chief Accountant
Oct. 8, 1941 Governmental Regulation of the Distribution of Investment Company Shares, Annual Convention of the National Association of Securities Commissioners, Biloxi, Mississippi John H. Hollands, Acting Director, Investment Company Division
Sep. 29-Oct. 3, 1941 Some Current Problems Under the Public Utility Holding Company Act, Annual Convention of the Section of Public Utility Law, American Bar Association, Indianapolis, Indiana Robert H. O'Brien, Director, Public Utilities Division
Third Quarter
Sep. 30, 1941 Depreciation Under the Public Utility Holding Company Act of 1935, Annual Meeting, Section of Public Utility Law, American Bar Association, Indianapolis, Indiana Maurice C. Kaplan, Attorney
Sep. 16, 1941 Progress in Accounting, Fifty-Fourth Annual Meeting, American Institute of Accountants, Detroit, Michigan William W. Werntz, Chief Accountant
Aug. 28, 1941 Address, Annual Convention, National Association of Railroad and Utilities Commissioners, St. Paul, Minnesota Robert H. O'Brien, Director, Public Utilities Division
Aug. 28, 1941 Address, Annual Convention, National Association of Railroad and Utilities Commissioners, St. Paul, Minnesota John W. Houser, Assistant Director, Public Utilities Division
Second Quarter
Jun. 7, 1941 Standards of Disclosure in Financial Statements, Middle Atlantic States Accounting Conference, Baltimore, Maryland Andrew J. Cavanaugh, Assistant Director, Registration Division
First Quarter
Feb. 20, 1941 The S.E.C. and Corporation Reorganizations Under Chapter X of the Bankruptcy Act, Legal Institutes of the Rhode Island Bar Association, Providence, Rhode Island Samuel H. Levy
Feb. 19, 1941 Address, National Association of Securities Dealers, Inc., New York, New York Francis T. Greene, Assistant Director, Trading And Exchange Division
Jan. 21, 1941 Informal Discussion on the Rules Governing the Hypothecation of Customers' Securities and Manipulation of Security Prices, in the Over-The-Counter Market, National Association of Securities Dealers Francis T. Greene, Assistant Director, Trading And Exchange Division

http://www.sec.gov/news/speech/speecharchive/1941speech.shtml


Modified: 10/16/2014