SEC.gov Updates: Speeches and Public Statements http://www.sec.gov/news/speech.shtml The latest speeches and public statements from the Securities and Exchange Commission en-us Fri, 17 May 2013 00:00:01 EDT Fri, 17 May 2013 14:30:00 EDT Remarks at 12th European Corporate Governance and Company Law Conference http://www.sec.gov/news/speech/2013/spch051713dmg.htm Commissioner Daniel M. Gallagher Fri, 17 May 2013 14:30:00 EDT Cross-Border at the Crossroads: The SEC's "Middle Ground" http://www.sec.gov/news/speech/2013/spch051513jr.htm John Ramsay Fri, 17 May 2013 12:21:39 EDT Opening Remarks at SEC Roundtable on Credit Ratings http://www.sec.gov/news/speech/2013/spch051413mjw.htm Chairman Mary Jo White Tue, 14 May 2013 14:13:00 EDT Addressing Conflicts of Interest In the Credit Ratings Industry http://www.sec.gov/news/speech/2013/spch051413laa.htm Commissioner Luis A. Aguilar Tue, 14 May 2013 10:46:35 EDT Georgia Southern University Commencement Address: Preparing for Challenges and Opportunities http://www.sec.gov/news/speech/2013/spch051113laa.htm Commissioner Luis A. Aguilar Mon, 13 May 2013 13:16:35 EDT Remarks at SRO Outreach Conference http://www.sec.gov/news/speech/2013/spch051313ebw.htm Commissioner Elisse B. Walter Mon, 13 May 2013 12:46:35 EDT Remarks at the 45th Annual Rocky Mountain Securities Conference http://www.sec.gov/news/speech/2013/spch051013dmg.htm Commissioner Daniel M. Gallagher Mon, 13 May 2013 09:30:00 EDT The Need for Robust SEC Oversight of SROs http://www.sec.gov/news/speech/2013/spch050813laa.htm Commissioner Luis A. Aguilar Wed, 8 May 2013 18:01:43 EDT Regulation in a Global Financial System http://www.sec.gov/news/speech/2013/spch050313mjw.htm Chairman Mary Jo White Fri, 3 May 2013 10:40:42 EDT Opening Statement at the SEC Open Meeting http://www.sec.gov/news/speech/2013/spch050113mjw.htm Chairman Mary Jo White Wed, 1 May 2013 15:16:42 EDT Working to Increase Transparency and Reduce Systemic Risks Caused by the Global Derivatives Market http://www.sec.gov/news/speech/2013/spch050113laa.htm Commissioner Luis A. Aguilar Wed, 1 May 2013 14:50:00 EDT Statement at Open Meeting to Propose Rules Regarding Cross-Border Security-Based Swap Activities http://www.sec.gov/news/speech/2013/spch050113tap.htm Commissioner Troy A. Paredes Wed, 1 May 2013 12:00:00 EDT Statement at SEC Open Meeting - Proposed Rules Relating to Cross-Border Security-Based Swap Activities http://www.sec.gov/news/speech/2013/spch050113dmg.htm Commissioner Daniel M. Gallagher Wed, 1 May 2013 12:00:00 EDT Statement at the SEC Open Meeting http://www.sec.gov/news/speech/2013/spch050113ebw.htm Commissioner Elisse B. Walter Wed, 1 May 2013 12:00:00 EDT Institutional Investors: Power and Responsibility http://www.sec.gov/news/speech/2013/spch041913laa.htm Commissioner Luis A. Aguilar Mon, 22 Apr 2013 11:40:09 EDT Doing the Right Thing: Compliance That Works for Investors http://www.sec.gov/news/speech/2013/spch041813laa.htm Commissioner Luis A. Aguilar Thu, 18 Apr 2013 14:45:16 EDT Opening Remarks at SEC Roundtable on Fixed Income Markets http://www.sec.gov/news/speech/2013/spch041613mjw.htm Chairman Mary Jo White Wed, 17 Apr 2013 14:36:24 EDT Examining Investment Advisers: The Challenge Continues http://www.sec.gov/news/speech/2013/spch041613ebw.htm Commissioner Elisse B. Walter Wed, 17 Apr 2013 13:14:55 EDT Keeping a Retail Investor Focus in Overseeing the Fixed Income Market http://www.sec.gov/news/speech/2013/spch041613-2laa.htm Commissioner Luis A. Aguilar Tue, 16 Apr 2013 17:00:17 EDT Remarks at the SEC 2013 Spring International Institute for Securities Market Development http://www.sec.gov/news/speech/2013/spch041513dmg.htm Commissioner Daniel M. Gallagher Tue, 16 Apr 2013 14:20:17 EDT Outmanned and Outgunned: Fighting on Behalf of Investors Despite Efforts to Weaken Investor Protections http://www.sec.gov/news/speech/2013/spch041613laa.htm Commissioner Luis A. Aguilar Tue, 16 Apr 2013 12:40:32 EDT Remarks at The 2013 National Compliance Outreach Program for Broker-Dealers http://www.sec.gov/news/speech/2013/spch040913dmg.htm Commissioner Daniel M. Gallagher Thu, 11 Apr 2013 11:29:17 EDT Promulgating Rules to Prevent Identity Theft http://www.sec.gov/news/speech/2013/spch041013laa.htm Commissioner Luis A. Aguilar Wed, 10 Apr 2013 12:46:23 EDT Opening Statement at the SEC Open Meeting http://www.sec.gov/news/speech/2013/spch041013mjw.htm Chairman Mary Jo White Wed, 10 Apr 2013 11:43:00 EDT Regulation of Cross-Border OTC Derivatives Activities: Finding the Middle Ground http://www.sec.gov/news/speech/2013/spch040613ebw.htm Chairman Elisse Walter Sat, 6 Apr 2013 14:00:31 EDT A Few Observations in the Private Fund Space http://www.sec.gov/news/speech/2013/spch040513dwg.htm David W. Blass, Chief Counsel, Division of Trading and Markets Fri, 5 Apr 2013 14:43:31 EDT Remarks to Students at The George Washington University http://www.sec.gov/news/speech/2013/spch040113ebw.htm Chairman Elisse Walter Mon, 1 Apr 2013 17:03:23 EDT Keynote Address: Symposium on Building the Financial System of the 21st Century: An Agenda for Europe and the United States http://www.sec.gov/news/speech/2013/spch032113dmg.htm Commissioner Daniel M. Gallagher Mon, 25 Mar 2013 13:05:44 EDT Remarks Before the Australian Securities and Investments Commission (ASIC) Forum http://www.sec.gov/news/speech/2013/spch032413ebw.htm Chairman Elisse Walter Mon, 25 Mar 2013 10:17:44 EDT Inclusion is a Strength: Corporate America and the SEC Should Reflect America http://www.sec.gov/news/speech/2013/spch032113laa.htm Commissioner Luis A. Aguilar Thu, 21 Mar 2013 17:06:07 EDT Slide Presentation (PDF): SEC Staff Review of Common Financial Reporting Issues Facing Smaller Issuers, 2012 PCAOB Forums on Auditing in the Small Business Environment http://www.sec.gov/news/speech/2013/pcaob-forum-slides-2012.pdf Craig Olinger Wed, 20 Mar 2013 12:52:09 EDT Remarks to the 2013 Mutual Funds and Investment Management Conference http://www.sec.gov/news/speech/2013/spch031813nc.htm Norm Champ Mon, 18 Mar 2013 17:49:40 EDT Remarks to the IAA Investment Adviser Compliance Conference 2013 http://www.sec.gov/news/speech/2013/spch030813nc.htm Norm Champ Mon, 11 Mar 2013 14:45:14 EDT Remarks to the IA Compliance Best Practices Summit 2013 http://www.sec.gov/news/speech/2013/spch031113nc.htm Norm Champ Mon, 11 Mar 2013 14:15:14 EDT Opening Statement at the SEC Open Meeting http://www.sec.gov/news/speech/2013/spch030713dmg.htm Commissioner Daniel M. Gallagher Thu, 7 Mar 2013 15:34:27 EST Developing Solutions to Ensure that the Automated Systems of Our Marketplace are Secure, Robust, and Reliable http://www.sec.gov/news/speech/2013/spch030713laa.htm Commissioner Luis A. Aguilar Thu, 7 Mar 2013 15:11:49 EST Opening Statement at the SEC Open Meeting http://www.sec.gov/news/speech/2013/spch030713ebw.htm Chairman Elisse Walter Thu, 07 Mar 2013 14:00:14 EST Remarks to the Investment Management Institute 2013 as delivered by David W. Grim http://www.sec.gov/news/speech/2013/spch030713nc.htm Norm Champ Thu, 07 Mar 2013 14:00:14 EST Keynote Speech, 7th Gulf Cooperation Council Regulators' Summit http://www.sec.gov/news/speech/2013/spch022613dmg.htm Commissioner Daniel M. Gallagher Tue, 5 Mar 2013 18:06:12 EST Crisis and Conflicts http://www.sec.gov/news/speech/2012/spch092512et.htm Ethiopis Tafara Mon, 25 Feb 2013 13:15:29 EST Remarks at "The SEC Speaks in 2013" http://www.sec.gov/news/speech/2013/spch022213dmg.htm Commissioner Daniel M. Gallagher Fri, 22 Feb 2013 17:03:29 EST Remarks at The SEC Speaks in 2013 http://www.sec.gov/news/speech/2013/spch022213tap.htm Commissioner Troy A. Paredes Fri, 22 Feb 2013 16:46:13 EST Addressing Market Instability through Informed and Smart Regulation http://www.sec.gov/news/speech/2013/spch022213laa.htm Commissioner Luis A. Aguilar Fri, 22 Feb 2013 14:35:26 EST Making the Markets Safe for Informed Risk-Taking http://www.sec.gov/news/speech/2013/spch022213ebw.htm Chairman Elisse Walter Fri, 22 Feb 2013 12:56:05 EST Shareholders Need Robust Disclosure to Exercise Their Voting Rights as Investors and Owners http://www.sec.gov/news/speech/2013/spch022013laa.htm Commissioner Luis A. Aguilar Wed, 20 Feb 2013 14:30 EST Harnessing Tomorrow's Technology for Today's Investors and Markets http://www.sec.gov/news/speech/2013/spch021913ebw.htm Chairman Elisse Walter Tue, 19 Feb 2013 14:36:05 EST Statement at an Open Meeting of the Commission to Consider the Public Company Accounting Oversight Board's Proposed 2013 Budget and Accounting Support Fee http://www.sec.gov/news/speech/2013/spch021313dmg.htm Commissioner Daniel M. Gallagher Fri, 15 Feb 2013 10:31:00 EST Opening Statement at the SEC Open Meeting http://www.sec.gov/news/speech/2013/spch021313ebw.htm Chairman Elisse Walter Wed, 13 Feb 2013 15:00:14 EST Providing Needed Resources to the PCAOB http://www.sec.gov/news/speech/2013/spch021313laa.htm Commissioner Luis A. Aguilar Wed, 13 Feb 2013 12:42:59 EST Opening Remarks at Foreign Bribery and Corruption Training Conference http://www.sec.gov/news/speech/2013/spch021113ebw.htm Chairman Elisse Walter Mon, 11 Feb 2013 16:06:14 EST Introductory Remarks at the SEC's Roundtable on Decimalization http://www.sec.gov/news/speech/2013/spch020513jrb.htm James R. Burns Wed, 06 Feb 2013 17:06:14 EST Opening Remarks at Meeting of Advisory Committee on Small and Emerging Companies http://www.sec.gov/news/speech/2013/spch020113ebw.htm Chairman Elisse Walter Fri, 01 Feb 2013 12:51:14 EST Remarks before the Corporate Directors Forum http://www.sec.gov/news/speech/2013/spch012913dmg.htm Commissioner Daniel M. Gallagher Wed, 30 Jan 2013 11:43 EST Q and A Remarks at the Private Equity International Conference http://www.sec.gov/news/speech/2013/spch012313bk.htm Bruce Karpati Wed, 23 Jan 2013 17:00:30 EST Statement concerning publication by IOSCO on January 21, 2012 of the Final Report on "Suitability Requirements with respect to the Distribution of Complex Financial Products." http://www.sec.gov/news/speech/2013/spch012213dmgtap.htm Commissioner Daniel M. Gallagher; Commissioner Troy A. Paredes; January 22, 2013 Tue, 22 Jan 2013 16:46:52 EST Opening Remarks at Investor Advisory Committee Meeting http://www.sec.gov/news/speech/2013/spch011813ebw.htm Chairman Elisse Walter Fri, 18 Jan 2013 17:38:14 EST Fulfilling the Commission's Statutory Responsibility to Respond to IAC's Recommendations http://www.sec.gov/news/speech/2013/spch011813laa.htm Commissioner Luis A. Aguilar Fri, 18 Jan 2013 12:43:24 EST Remarks before the U.S. Chamber Center for Capital Markets Competitiveness http://www.sec.gov/news/speech/2013/spch011613dmg.htm Commissioner Daniel M. Gallagher; Washington, D.C.; January 16, 2013. Wed, 16 Jan 2013 13:03:48 EDT Slide Presentation (PDF): Remarks before the 2012 AICPA National Conference on Current SEC and PCAOB Developments - International Reporting Issues, Washington, D.C. http://www.sec.gov/news/speech/2012/spch120412co-intl.pdf Craig Olinger, Acting Chief Accountant, Division of Corporation Finance Mon, 14 Jan 2013 11:34:45 EST Slide Presentation (PDF): Remarks before the 2012 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. http://www.sec.gov/news/speech/2012/spch120412co.pdf Craig Olinger, Acting Chief Accountant, Division of Corporation Finance Mon, 14 Jan 2013 11:34:45 EST Enforcement Priorities in the Alternative Space http://www.sec.gov/news/speech/2012/spch121812bk.htm Bruce Karpati, Chief, SEC Enforcement Division's Asset Management Unit Tue, 18 Dec 2012 10:00:11 EST Risk Modeling at the SEC: The Accounting Quality Model http://www.sec.gov/news/speech/2012/spch121312cml.htm Craig M. Lewis, Chief Economist and Director, Division of Risk, Strategy, and Financial Innovation Mon, 17 Dec 2012 14:00:31 EST Remarks to the ALI CLE 2012 Conference on Investment Adviser Regulation: Legal and Compliance Forum on Institutional Advisory Services http://www.sec.gov/news/speech/2012/spch120612nc.htm Norm Champ, Director, Division of Investment Management Thu, 06 Dec 2012 14:47:31 EST Statement on Money Market Funds as to Recent Developments http://www.sec.gov/news/speech/2012/spch120512laa.htm Commissioner Luis A. Aguilar Wed, 05 Dec 2012 17:32:06 EST Remarks at the AICPA Conference on Current SEC and PCAOB Developments http://www.sec.gov/news/speech/2012/spch120312jae.htm Julie A. Erhardt, Deputy Chief Accountant, Office of the Chief Accountant Tue, 04 Dec 2012 10:17:08 EST Remarks Before the 2012 AICPA Conference on Current SEC and PCAOB Developments http://www.sec.gov/news/speech/2012/spch120312jmg.htm Jenifer Minke-Girard, Senior Associate Chief Accountant, Office of the Chief Accountant Tue, 04 Dec 2012 10:17:08 EST Remarks Before the 2012 AICPA National Conference on Current SEC and PCAOB Developments - Audit Policy and Current Auditing and Internal Control Matters http://www.sec.gov/news/speech/2012/spch120312btc.htm Brian T. Croteau, Deputy Chief Accountant, Office of the Chief Accountant, in Washington, D.C., on December 3, 2012 Mon, 03 Dec 2012 16:40:50 EST Capital Formation from the Investor's Perspective http://www.sec.gov/news/speech/2012/spch120312laa.htm Commissioner Luis A. Aguilar, in Washington, D.C., on December 3, 2012 Mon, 03 Dec 2012 12:40:50 EST Remarks Before the 2012 AICPA Conference on Current SEC and PCAOB Developments http://www.sec.gov/news/speech/2012/spch120312pab.htm Paul A. Beswick, Acting Chief Accountant, Office of the Chief Accountant, in Washington, D.C., on December 3, 2012 Mon, 03 Dec 2012 11:40:50 EST Remarks During News Conference Announcing Charges in a $276 Million Insider Trading Scheme http://www.sec.gov/news/speech/2012/spch112012rk.htm Robert Khuzami, Director of the Division of Enforcement, in New York, New York, on November 20, 2012 Tue, 20 Nov 2012 17:24:50 EST Remarks During News Conference Call About Enforcement Actions Against J.P. Morgan and Credit Suisse http://www.sec.gov/news/speech/2012/spch111612rk.htm Robert Khuzami, Director of the Division of Enforcement, in Washington, D.C., on November 16, 2012 Tue, 20 Nov 2012 17:24:50 EST Remarks at the 2012 SEC Government-Business Forum on Small Business Capital Formation http://www.sec.gov/news/speech/2012/spch111512ebw.htm Commissioner Elisse B. Walter; Washington, D.C.; November 15, 2012. Mon, 19 Nov 2012 11:38:10 EST Remarks During News Conference About Enforcement Actions Against BP http://www.sec.gov/news/speech/2012/spch111512rk.htm Robert Khuzami, Director of the Division of Enforcement, in New Orleans, Louisiana on November 15, 2012 Thu, 15 Nov 2012 16:30:36 EST Remarks at the Financial Stability Oversight Council Meeting http://www.sec.gov/news/speech/2012/spch111312mls.htm Chairman Mary L. Schapiro; November 13, 2012. Thu, 15 Nov 2012 16:30 EST Remarks at the 2012 SEC Government-Business Forum on Small Business Capital Formation http://www.sec.gov/news/speech/2012/spch111512tap.htm Commissioner Troy A. Paredes; Washington, D.C.; on November 15, 2012. Thu, 15 Nov 2012 13:13:59 EST Effective Small Business Capital Formation Requires Investor Protection to Foster Investor Confidence http://www.sec.gov/news/speech/2012/spch111512laa.htm Commissioner Luis A. Aguilar; Washington, D.C.; November 15, 2012. Thu, 15 Nov 2012 11:13:56 EST Remarks During News Briefing About SEC-DOJ FCPA Guide http://www.sec.gov/news/speech/2012/spch111412rk.htm Robert Khuzami, Director of the Division of Enforcement, in Washington, D.C. on November 14, 2012 Wed, 14 Nov 2012 16:43:36 EST Remarks to the ALI CLE 2012 Conference on Life Insurance Company Products http://www.sec.gov/news/speech/2012/spch110112nc.htm Norm Champ, Director, Division of Investment Management, in Washington, D.C. on November 1, 2012 Mon, 5 Nov 2012 15:06:30 EST Conflicts of Interest and Risk Governance http://www.sec.gov/news/speech/2012/spch103112cvd.htm Carlo V. di Florio; Director, Office of Compliance Inspections and Examinations; October 31, 2012. Thu, 1 Nov 2012 11:40:35 EDT Remarks at the George Washington University Center for Law, Economics and Finance Fourth Annual Regulatory Reform Symposium http://www.sec.gov/news/speech/2012/spch102612mls.htm Chairman Mary L. Schapiro; October 26, 2012. Fri, 26 Oct 2012 10:58:33 EDT Enhancing Disclosure in the Municipal Securities Market: What Now? http://www.sec.gov/news/speech/2012/spch101912ebw.htm Commissioner Elisse B. Walter; San Francisco, California; October 19, 2012. Wed, 24 Oct 2012 12:02:22 EDT Keynote Address at the National Society of Compliance Professionals National Meeting http://www.sec.gov/news/speech/2012/spch102312dmg.htm Commissioner Daniel M. Gallagher; Washington, D.C.; October 23, 2012. Tue, 23 Oct 2012 14:48:22 EDT Taking a No-Nonsense Approach to Enforcing the Federal Securities Laws http://www.sec.gov/news/speech/2012/spch101812laa.htm Commissioner Luis A. Aguilar; Washington, D.C.; October 18, 2012. Thu, 18 Oct 2012 13:03:48 EDT Opening Statement at the SEC Open Meeting http://www.sec.gov/news/speech/2012/spch101712dmg.htm Commissioner Daniel M. Gallagher; Washington, D.C.; October 17, 2012. Wed, 17 Oct 2012 13:03:48 EDT Opening Statement at the SEC Open Meeting http://www.sec.gov/news/speech/2012/spch101712laa.htm Commissioner Luis A. Aguilar; Washington, D.C.; October 17, 2012. Wed, 17 Oct 2012 11:56:18 EDT The Expanded Role of Economists in SEC Rulemaking http://www.sec.gov/news/speech/2012/spch101612cml.htm Craig M. Lewis; SIFMA Compliance & Legal Society Luncheon; October 16, 2012. Wed, 17 Oct 2012 11:27:16 EDT Opening Statement at the SEC Open Meeting http://www.sec.gov/news/speech/2012/spch101712mls.htm Chairman Mary L. Schapiro; Washington, D.C.; October 17, 2012. Wed, 17 Oct 2012 10:17:01 EDT Remarks at 2012 New England Securities Conference http://www.sec.gov/news/speech/2012/spch101112mls.htm Chairman Mary L. Schapiro; Boston; October 11, 2012. Thu, 11 Oct 2012 15:50:40 EDT Remarks to American Bar Association International Section http://www.sec.gov/news/speech/2012/spch100212ebw.htm Commissioner Elisse B. Walter; “Live at the SEC”; Washington, D.C.; October 2, 2012. Wed, 10 Oct 2012 10:33:52 EDT “Time for a Fresh Look at Equity Market Structure and Self-Regulation” http://www.sec.gov/news/speech/2012/spch100412dmg.htm Commissioner Daniel M. Gallagher; October 4, 2012. Thu, 4 Oct 2012 11:35:00 EDT Introductory Remarks at SEC's Market Technology Roundtable http://www.sec.gov/news/speech/2012/spch100212mls.htm Chairman Mary L. Schapiro; Washington, D.C.; on October 2, 2012. Tue, 2 Oct 2012 16:36:29 EDT Bringing Municipal Bond Trading Into the Light http://www.sec.gov/news/speech/2012/spch100112ebw.htm Commissioner Elisse B. Walter; New York, New York; on October 1, 2012. Tue, 2 Oct 2012 15:35:26 EDT