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Commission Speeches and Public Statements

This index lists recent speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.

Speeches and Statements by:

Additional Archives

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2010 Speeches and Statements by the Chairman and Commissioners

Date Title Author
Third Quarter
Aug. 25, 2010 Statement at SEC Open Meeting, Washington, D.C. Commissioner
Elisse B. Walter
Aug. 25, 2010 Statement at SEC Open Meeting, Washington, D.C. Commissioner
Kathleen L. Casey
Aug. 25, 2010 Statement at SEC Open Meeting, Washington, D.C. Commissioner
Troy A. Paredes
Aug. 25, 2010 Statement at SEC Open Meeting, Washington, D.C. Commissioner
Luis A. Aguilar
Aug. 25, 2010
Text of Chairman's Remarks:
Statement at SEC Open Meeting, Washington, D.C.
Video of Chairman's Remarks:
Chairman
Mary L. Schapiro
Aug. 11, 2010 Opening Statement at CFTC-SEC Joint Advisory Committee Meeting, Washington, D.C. Chairman
Mary L. Schapiro
Jul. 27, 2010 Moving Forward: The Next Phase in Financial Regulatory Reform, Washington, D.C. Chairman
Mary L. Schapiro
Jul. 21, 2010 Statement at SEC Open Meeting—Form ADV, Washington, D.C. Commissioner
Luis A. Aguilar
Jul. 21, 2010 Statement at SEC Open Meeting—12b-1 Fees, Washington, D.C. Commissioner
Luis A. Aguilar
Jul. 21, 2010 Statement at SEC Open Meeting—12b-1 Fees, Washington, D.C. Commissioner
Kathleen L. Casey
Jul. 21, 2010 Statement at SEC Open Meeting—Form ADV, Washington, D.C. Commissioner
Elisse B. Walter
Jul. 21, 2010 Statement at SEC Open Meeting—12b-1 Fees, Washington, D.C. Commissioner
Elisse B. Walter
Jul. 21, 2010 Statement at SEC Open Meeting—Form ADV, Washington, D.C. Commissioner
Troy A. Paredes
Jul. 21, 2010 Statement at SEC Open Meeting—12b-1 Fees, Washington, D.C. Commissioner
Troy A. Paredes
Jul. 21, 2010
Text of Chairman's Remarks:
Statement at SEC Open Meeting—Form ADV Amendments, Washington, D.C.
Video of Chairman's Remarks:
Chairman
Mary L. Schapiro
Jul. 21, 2010
Text of Chairman's Remarks:
Statement at SEC Open Meeting—12b-1 Fees, Washington, D.C.
Video of Chairman's Remarks:
Chairman
Mary L. Schapiro
Jul. 14, 2010 Statement at SEC Open Meeting, Washington, D.C. Commissioner
Kathleen L. Casey
Jul. 14, 2010 Statement at SEC Open Meeting, Washington, D.C. Commissioner
Luis A. Aguilar
Jul. 14, 2010
Text of Chairman's Remarks:
Statement at SEC Open Meeting, Washington, D.C.
Video of Chairman's Remarks:
Chairman
Mary L. Schapiro
Jul. 9, 2010 Remarks at the National Conference of the Society of Corporate Secretaries and Governance Professionals, Chicago, Illinois Chairman
Mary L. Schapiro
Jul. 6, 2010 Supervisory Cooperation: The Next Frontier for International Securities Regulation, Washington, D.C. Commissioner
Elisse B. Walter
Second Quarter
Jun. 30, 2010 Statement at SEC Open Meeting, Washington, D.C. Commissioner
Elisse B. Walter
Jun. 30, 2010 Statement at SEC Open Meeting, Washington, D.C. Commissioner
Troy A. Paredes
Jun. 30, 2010 Statement at SEC Open Meeting, Washington, D.C. Commissioner
Luis A. Aguilar
Jun. 30, 2010
Text of Chairman's Remarks:
Statement at SEC Open Meeting, Washington, D.C.
Video of Chairman's Remarks:
Chairman
Mary L. Schapiro
Jun. 20, 2010 Remarks at the Stanford University Law School Directors College, Stanford, California Chairman
Mary L. Schapiro
Jun. 16, 2010
Text of Chairman's Remarks:
Statement at SEC Open Meeting, Washington, D.C.
Video of Chairman's Remarks:
Chairman
Mary L. Schapiro
Jun. 16, 2010 Statement at SEC Open Meeting, Washington, D.C. Commissioner
Luis A. Aguilar
Jun. 16, 2010 Statement at SEC Open Meeting, Washington, D.C. Commissioner
Troy A. Paredes
Jun. 12, 2010 "The Role of International Regulatory Cooperation and Coordination in Promoting Efficient Capital Markets", Milan, Italy Commissioner
Kathleen L. Casey
Jun. 10, 2010 Remarks at the 14th Annual SEC Regulation Outside the United States Conference, London, United Kingdom Commissioner
Elisse B. Walter
Jun. 8, 2010 Remarks at CEO Quarterly Meeting of The Business Roundtable, Washington, D.C. Chairman
Mary L. Schapiro
Jun. 2, 2010 Opening Statement at SEC Market Structure Roundtable, Washington, D.C. Chairman
Mary L. Schapiro
Jun. 2, 2010 Statement at SEC Market Structure Roundtable, Washington, D.C. Commissioner
Luis A. Aguilar
May 26, 2010 Statement at SEC Open Meeting — Municipal Securities Disclosure, Washington, D.C. Commissioner
Elisse B. Walter
May 26, 2010 Statement at SEC Open Meeting — Consolidated Audit Trail, Washington, D.C. Commissioner
Elisse B. Walter
May 26, 2010 Statement at SEC Open Meeting — Municipal Securities Disclosure, Washington, D.C. Commissioner
Troy A. Paredes
May 26, 2010 Statement at SEC Open Meeting — Consolidated Audit Trail, Washington, D.C. Commissioner
Troy A. Paredes
May 26, 2010 Statement at SEC Open Meeting — Municipal Securities Disclosure, Washington, D.C. Commissioner
Luis A. Aguilar
May 26, 2010
Text of Chairman's Remarks:
Statement at SEC Open Meeting — Municipal Securities Disclosure, Washington, D.C.
Video of Chairman's Remarks:
Chairman
Mary L. Schapiro
May 26, 2010 Statement at SEC Open Meeting — Consolidated Audit Trail, Washington, D.C. Commissioner
Luis A. Aguilar
May 26, 2010
Text of Chairman's Remarks:
Statement at SEC Open Meeting — Consolidated Audit Trail, Washington, D.C.
Video of Chairman's Remarks:
Chairman
Mary L. Schapiro
May 24, 2010 Market Upheaval and Investor Harm Should Not be the New Normal, Compliance Week 2010, Washington, D.C. Commissioner
Luis A. Aguilar
May 24, 2010 Analysis of Regulatory Issues and Market Reforms Should Be Focused on Enhancing Productive Capital Allocation, Meeting of the Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues, Washington, D.C. Commissioner
Luis A. Aguilar
May 18, 2010 Remarks at CFA Institute 2010 Annual Conference, Boston, Massachusetts Chairman
Mary L. Schapiro
May 17, 2010 Amplifying the Voices of Investors: The Work of the Investor Advisory Committee, Investor Advisory Committee Meeting, Washington, D.C. Commissioner
Luis A. Aguilar
May 11, 2010 Statement in Support of Extending a Fiduciary Duty to Broker-Dealers who Provide Investment Advice, Washington, D.C. Commissioner
Luis A. Aguilar
May 7, 2010 Remarks at Investment Company Institute 2010 General Membership Meeting, Washington, D.C. Chairman
Mary L. Schapiro
as delivered by
Andrew J. Donohue
May 7, 2010 Remarks at 42nd Annual Rocky Mountain Securities Conference, Denver, Colorado Commissioner
Elisse B. Walter
May 6, 2010 Keynote Address at the 2010 Annual Seminar of the Compliance and Legal Society of the Securities Industry and Financial Markets Association, Harbor Place, Maryland Chairman
Mary L. Schapiro
May 3, 2010 Recruiting the Best and the Brightest Means Striving for a Diverse Applicant Pool, Washington, D.C. Commissioner
Luis A. Aguilar
Apr. 29, 2010 Protecting Investors by Requiring that Advice-Givers Stay True to the Fiduciary Framework, Chicago, Illinois Commissioner
Luis A. Aguilar
Apr. 23, 2010 "Plans and Prospects for Financial Regulatory Reform", San Diego, California Commissioner
Elisse B. Walter
Apr. 21, 2010 Statement on the Independence of the Securities and Exchange Commission, Washington, D.C. Chairman
Mary L. Schapiro
Apr. 16, 2010 Regulatory Reform That Optimizes the Regulation of Systemic Risk, ABA Systemic Risk Panel, New York City, New York Commissioner
Luis A. Aguilar
Apr. 15, 2010 Statement Concerning Agency Self-Funding, News Conference Call, Washington, D.C. Chairman
Mary L. Schapiro
Apr. 15, 2010 Remarks at the 22nd Annual Tulane Corporate Law Institute, New Orleans, Louisiana Commissioner
Troy A. Paredes
Apr. 14, 2010
Text of Chairman's Remarks:
Statement at SEC Open Meeting — Large Trader Reporting System, Washington, D.C.
Video of Chairman's Remarks:
Chairman
Mary L. Schapiro
Apr. 14, 2010
Text of Chairman's Remarks:
Statement at SEC Open Meeting — Access to Listed Options, Washington, D.C.
Video of Chairman's Remarks:
Chairman
Mary L. Schapiro
Apr. 14, 2010 Statement at SEC Open Meeting — Large Trader Reporting System, Washington, D.C. Commissioner
Luis A. Aguilar
Apr. 14, 2010 Statement at SEC Open Meeting — Access to Listed Options, Washington, D.C. Commissioner
Luis A. Aguilar
Apr. 14, 2010 Statement at SEC Open Meeting — Large Trader Reporting System, Washington, D.C. Commissioner
Troy A. Paredes
Apr. 14, 2010 Statement at SEC Open Meeting — Access to Listed Options, Washington, D.C. Commissioner
Troy A. Paredes
Apr. 14, 2010 Statement at SEC Open Meeting — Large Trader Reporting System, Washington, D.C. Commissioner
Elisse B. Walter
Apr. 14, 2010 Statement at SEC Open Meeting — Access to Listed Options, Washington, D.C. Commissioner
Elisse B. Walter
Apr. 7, 2010 Statement at SEC Open Meeting, Washington, D.C. Commissioner
Kathleen L. Casey
Apr. 7, 2010 Statement at SEC Open Meeting, Washington, D.C. Commissioner
Elisse B. Walter
Apr. 7, 2010 Statement at SEC Open Meeting, Washington, D.C. Commissioner
Troy A. Paredes
Apr. 7, 2010
Text of Chairman's Remarks:
Statement at SEC Open Meeting, Washington, D.C.
Video of Chairman's Remarks:
Chairman
Mary L. Schapiro
Apr. 7, 2010 Statement at SEC Open Meeting, Washington, D.C. Commissioner
Luis A. Aguilar
First Quarter
Mar. 26, 2010 A Shared Responsibility: Preserving the Fiduciary Standard, IA Compliance Best Practices Summit 2010, Washington, D.C. Commissioner
Luis A. Aguilar
Mar. 24, 2010 Remarks at Midwest SIFMA & St. Louis Regional Chamber and Growth Association Luncheon, St. Louis, Missouri Commissioner Troy A. Paredes
Mar. 15, 2010 Making Sure Investors Benefit from Money Market Fund Reform, Phoenix, Arizona Commissioner
Luis A. Aguilar
Mar. 5, 2010 Let the Story Shine Through, Remarks Before WESFACCA, Darien, Connecticut Commissioner
Elisse B. Walter
Feb. 26, 2010 Remarks at 2010 Investment Adviser Compliance Forum, Arlington, Virginia Commissioner
Elisse B. Walter
Feb. 24, 2010 Statement at SEC Open Meeting — Short Sale Restrictions, Washington, D.C. Commissioner
Kathleen L. Casey
Feb. 24, 2010 Statement at SEC Open Meeting — Statement in Support of Convergence and Global Accounting Standards, Washington, D.C. Commissioner
Elisse B. Walter
Feb. 24, 2010 Statement at SEC Open Meeting — Global Accounting Standards, Washington, D.C. Commissioner
Kathleen L. Casey
Feb. 24, 2010 Statement at SEC Open Meeting — Global Accounting Standards, Washington, D.C. Commissioner
Troy A. Paredes
Feb. 24, 2010 Statement at SEC Open Meeting — Short Sale Restrictions, Washington, D.C. Commissioner
Troy A. Paredes
Feb. 24, 2010 Statement at SEC Open Meeting — Global Accounting Standards, Washington, D.C. Commissioner
Luis A. Aguilar
Feb. 24, 2010 Statement at SEC Open Meeting — Short Sale Restrictions, Washington, D.C. Commissioner
Luis A. Aguilar
Feb. 24, 2010 Statement at SEC Open Meeting — Short Sale Restrictions, Washington, D.C. Commissioner
Elisse B. Walter
Feb. 24, 2010
Text of Chairman's Remarks:
Statement at SEC Open Meeting — Global Accounting Standards, Washington, D.C.
Video of Chairman's Remarks:
Chairman
Mary L. Schapiro
Feb. 24, 2010
Text of Chairman's Remarks:
Statement at SEC Open Meeting — Short Sale Restrictions, Washington, D.C.
Video of Chairman's Remarks:
Chairman
Mary L. Schapiro
Feb. 22, 2010 Answering the Call to Public Service on Behalf of Investors, Investor Advisory Committee Meeting, Washington, D.C. Commissioner
Luis A. Aguilar
Feb. 5, 2010 Remarks at SEC Speaks, Washington, D.C. Commissioner
Kathleen L. Casey
Feb. 5, 2010 Remarks at "The SEC Speaks in 2010", Washington, D.C. Commissioner
Elisse B. Walter
Feb. 5, 2010 Remarks at SEC Speaks, Washington, D.C. Commissioner
Troy A. Paredes
Feb. 5, 2010 Sustainable Reform Prioritizing Long-Term Investors Requires the Right Orientation, SEC Speaks, Washington, D.C. Commissioner
Luis A. Aguilar
Feb. 5, 2010 "Looking Ahead and Moving Forward", SEC Speaks, Washington, D.C. Chairman
Mary L. Schapiro
Jan. 27, 2010 Statement at SEC Open Meeting — Money Market Fund Reform, Washington, D.C. Commissioner
Elisse B. Walter
Jan. 27, 2010 Statement at SEC Open Meeting — Disclosure Related to Issue of Climate Change, Washington, D.C. Commissioner
Elisse B. Walter
Jan. 27, 2010 Statement at SEC Open Meeting — Disclosure Related to Issue of Climate Change, Washington, D.C. Commissioner
Luis A. Aguilar
Jan. 27, 2010 Statement at SEC Open Meeting — Money Market Funds, Washington, D.C. Commissioner
Luis A. Aguilar
Jan. 27, 2010 Statement at SEC Open Meeting — Disclosure Related to Issue of Climate Change, Washington, D.C. Commissioner
Troy A. Paredes
Jan. 27, 2010 Statement at SEC Open Meeting — Money Market Funds, Washington, D.C. Commissioner
Troy A. Paredes
Jan. 27, 2010 Statement at SEC Open Meeting — Disclosure Related to Issue of Climate Change, Washington, D.C. Commissioner
Kathleen L. Casey
Jan. 27, 2010 Statement at SEC Open Meeting — Money Market Funds, Washington, D.C. Commissioner
Kathleen L. Casey
Jan. 27, 2010
Text of Chairman's Remarks:
Statement at SEC Open Meeting — Disclosure Related to Issue of Climate Change, Washington, D.C.
Video of Chairman's Remarks:
Chairman
Mary L. Schapiro
Jan. 27, 2010
Text of Chairman's Remarks:
Statement at SEC Open Meeting — Money Market Funds, Washington, D.C.
Video of Chairman's Remarks:
Chairman
Mary L. Schapiro
Jan. 26, 2010 Remarks at the CCOutreach National Seminar, Washington, D.C. Chairman
Mary L. Schapiro
Jan. 20, 2010 Embracing the Change, Coronado, California Chairman
Mary L. Schapiro
Jan. 13, 2010 Statement at SEC Open Meeting — Market Structure Concept Release, Washington, D.C. Commissioner
Kathleen L. Casey
Jan. 13, 2010 Statement at SEC Open Meeting — Market Access, Washington, D.C. Commissioner
Kathleen L. Casey
Jan. 13, 2010 Statement at SEC Open Meeting — Market Structure Concept Release, Washington, D.C. Commissioner
Elisse B. Walter
Jan. 13, 2010 Statement at SEC Open Meeting — Market Access, Washington, D.C. Commissioner
Elisse B. Walter
Jan. 13, 2010 Statement at SEC Open Meeting — Market Structure Concept Release, Washington, D.C. Commissioner
Troy A. Paredes
Jan. 13, 2010 Statement at SEC Open Meeting — Market Access, Washington, D.C. Commissioner
Troy A. Paredes
Jan. 13, 2010
Text of Chairman's Remarks:
Statement at SEC Open Meeting — Market Structure Concept Release, Washington, D.C.
Video of Chairman's Remarks:
Chairman
Mary L. Schapiro
Jan. 13, 2010
Text of Chairman's Remarks:
Statement at SEC Open Meeting — Market Access, Washington, D.C.
Video of Chairman's Remarks:
Chairman
Mary L. Schapiro
Jan. 13, 2010 Statement at SEC Open Meeting, Washington, D.C. Commissioner
Luis A. Aguilar

2010 Speeches and Statements by Commission Staff

Date Title Author
Third Quarter
Jul. 22, 2010 Statement Regarding the Registered Asset-Backed Securities Market Meredith Cross
Director, Division of Corporation Finance
Jul. 15, 2010 Remarks at News Conference Announcing Landmark $550 Million Goldman Sachs Settlement, Washington, D.C. Robert S. Khuzami and Lorin L. Reisner
Division of Enforcement
Second Quarter
Jun. 16, 2010 Remarks at Joint News Conference, U.S. Department of Justice, Washington, D.C. Lorin L. Reisner
Deputy Director, Division of Enforcement
Jun. 3, 2010 Remarks at the 29th Annual SEC and Financial Reporting Institute Conference, Pasadena, California Paul A. Beswick
Deputy Chief Accountant, Office of the Chief Accountant
Jun. 3, 2010 Keynote Address at the ALI-ABA Compliance Conference, Washington, D.C. Andrew J. Donohue
Director, Division of Investment Management
May 28, 2010 Slide Presentation: Remarks at the 25th Midyear SEC Institute Conference, Washington, D.C. Joel K. Levine
Associate Chief Accountant - Interactive Data, Director's Office, Division of Corporation Finance
May 26, 2010 Keynote Address Before the Annual Policy Seminar of the European Fund and Asset Management Association, Brussels, Belgium Andrew J. Donohue
Director, Division of Investment Management
May 21, 2010 Statement at News Conference Announcing Virginia Financial and Securities Fraud Task Force, Richmond, Virginia Robert S. Khuzami,
Director, Division of Enforcement
May 11, 2010 Keynote Address Before the Massachusetts Society of CPAs Investment Company InfoShare Program, Boston, Massachusetts Andrew J. Donohue
Director, Division of Investment Management
Apr. 24, 2010 Luncheon Address Before a Meeting of the Business Law Section of the American Bar Association Committee on Federal Regulation of Securities, Denver, Colorado Andrew J. Donohue
Director, Division of Investment Management
Apr. 19, 2010 Keynote Speech to the National Organization of Investment Professionals, Washington, D.C. James A. Brigagliano,
Deputy Director, Division of Trading and Markets
Apr. 8, 2010 Remarks Before the Practising Law Institute's Investment Management Institute 2010, New York, New York Andrew J. Donohue,
Director, Division of Investment Management
First Quarter
Mar. 19, 2010 Speech to the Society of American Business Editors and Writers (SABEW), Phoenix, Arizona Robert S. Khuzami,
Director, Division of Enforcement
Feb. 25, 2010 Keynote Address at IAA/ACA Insight's Investment Adviser Compliance Forum 2010, Arlington, Virginia Andrew J. Donohue
Director, Division of Investment Management
Feb. 19, 2010 Regulating Hedge Funds and Other Private Investment Pools, New York, New York Andrew J. Donohue
Director, Division of Investment Management
Jan. 26, 2010 Remarks at the CCOutreach National Seminar, Washington, D.C. Carlo V. di Florio
Director, Office of Compliance Inspections and Examinations
Jan. 21, 2010 Keynote Speech of the SIFMA Dark Pool Symposium, New York, New York James A. Brigagliano
Deputy Director, Division of Trading and Markets
Jan. 13, 2010 Remarks at News Conference Announcing New SEC Leaders in Enforcement Division, Washington, D.C. Bruce Karpati, Robert Kaplan, Daniel Hawke, Kenneth Lench, Cheryl Scarboro, Elaine Greenberg and Thomas Sporkin
Jan. 13, 2010 Remarks at News Conference Announcing Enforcement Cooperation Initiative and New Senior Leaders, Washington, D.C. Robert S. Khuzami,
Director, Division of Enforcement

 

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Modified: 08/25/2010