| May 17, 2013 |
Remarks at 12th European Corporate Governance & Company Law Conference |
Commissioner Daniel M. Gallagher |
| May 15, 2013 |
Cross-Border at the Crossroads: The SEC’s “Middle Ground” |
John Ramsay |
| May 14, 2013 |
Opening Remarks at SEC Roundtable on Credit Ratings |
Chairman Mary Jo White |
| May 14, 2013 |
Addressing Conflicts of Interest In the Credit Ratings Industry |
Commissioner Luis A. Aguilar |
| May 13, 2013 |
Remarks at SRO Outreach Conference |
Commissioner Elisse B. Walter |
| May 11, 2013 |
Georgia Southern University Commencement Address: Preparing for Challenges and Opportunities |
Commissioner Luis A. Aguilar |
| May 10, 2013 |
Remarks at the 45th Annual Rocky Mountain Securities Conference |
Commissioner Daniel M. Gallagher |
| May 8, 2013 |
The Need for Robust SEC Oversight of SROs |
Commissioner Luis A. Aguilar |
| May 3, 2013 |
Regulation in a Global Financial System |
Chairman Mary Jo White |
| May 1, 2013 |
Opening Statement at the SEC Open Meeting
- See also:
- Video of Chairman's Remarks, Agenda Item 1
- Video of Chairman's Remarks, Agenda Item 2
|
Chairman Mary Jo White |
| May 1, 2013 |
Working to Increase Transparency and Reduce Systemic Risks Caused by the Global Derivatives Market |
Commissioner Luis A. Aguilar |
| May 1, 2013 |
Statement at Open Meeting to Propose Rules Regarding Cross-Border Security-Based Swap Activities |
Commissioner Troy A. Paredes |
| May 1, 2013 |
Statement at SEC Open Meeting – Proposed Rules Relating to Cross-Border Security-Based Swap Activities |
Commissioner Daniel M. Gallagher |
| May 1, 2013 |
Statement at the SEC Open Meeting |
Commissioner Elisse B. Walter |
| Apr. 19, 2013 |
Institutional Investors: Power and Responsibility |
Commissioner Luis A. Aguilar |
| Apr. 18, 2013 |
Doing the Right Thing: Compliance That Works for Investors |
Commissioner Luis A. Aguilar |
| Apr. 16, 2013 |
Opening Remarks at SEC Roundtable on Fixed Income Markets |
Chairman Mary Jo White |
| Apr. 16, 2013 |
Examining Investment Advisers: The Challenge Continues |
Commissioner Elisse B. Walter |
| Apr. 16, 2013 |
Keeping a Retail Investor Focus in Overseeing the Fixed Income Market |
Commissioner Luis A. Aguilar |
| Apr. 16, 2013 |
Outmanned and Outgunned: Fighting on Behalf of Investors Despite Efforts to Weaken Investor Protections |
Commissioner Luis A. Aguilar |
| Apr. 15, 2013 |
Remarks at the SEC 2013 Spring International Institute for Securities Market Development |
Commissioner Daniel M. Gallagher |
| Apr. 10, 2013 |
Opening Statement at the SEC Open Meeting
- See also:
- Video of Chairman's Remarks
|
Chairman Mary Jo White |
| Apr. 10, 2013 |
Statement at the SEC Open Meeting |
Commissioner Luis A. Aguilar |
| Apr. 9, 2013 |
Remarks at the 2013 National Compliance Outreach Program for Broker-Dealers |
Commissioner Daniel M. Gallagher |
| Apr. 6, 2013 |
Regulation of Cross-Border OTC Derivatives Activities: Finding the Middle Ground |
Commissioner Elisse B. Walter |
| Apr. 5, 2013 |
A Few Observations in the Private Fund Space |
David W. Blass |
| Apr. 1, 2013 |
Remarks to Students at The George Washington University |
Commissioner Elisse B. Walter |
| Mar. 24, 2013 |
Remarks Before the Australian Securities and Investments Commission (ASIC) Forum |
Commissioner Elisse B. Walter |
| March 2013 |
Slide Presentation (PDF): SEC Staff Review of Common Financial Reporting Issues Facing Smaller Issuers, 2012 PCAOB Forums on Auditing in the Small Business Environment |
Craig Olinger |
| Mar. 21, 2013 |
Inclusion is a Strength: Corporate America and the SEC Should Reflect America |
Commissioner Luis A. Aguilar |
| Mar. 21, 2013 |
Keynote Address:
Symposium on Building the Financial System of the 21st Century: An Agenda for Europe and the United States
|
Commissioner Daniel M. Gallagher |
| Mar. 18, 2013 |
Remarks to the 2013 Mutual Funds and Investment Management Conference |
Norm Champ |
| Mar. 11, 2013 |
Remarks to the IA Compliance Best Practices Summit 2013
|
Norm Champ |
| Mar. 8, 2013 |
Remarks to the IAA Investment Adviser Compliance Conference 2013 |
Norm Champ |
| Mar. 7, 2013 |
Opening Statement at the SEC Open Meeting
- See also:
- Video of Chairman's Remarks
|
Commissioner Elisse B. Walter |
| Mar. 7, 2013 |
Statement at the SEC Open Meeting |
Commissioner Daniel M. Gallagher |
| Mar. 7, 2013 |
Statement at the SEC Open Meeting |
Commissioner Luis A. Aguilar |
| Mar. 7, 2012 |
Remarks to the Investment Management Institute 2013 as delivered by David W. Grim |
Norm Champ |
| Feb. 26, 2013 |
Keynote Speech at the 7th Gulf Cooperation Council Regulators’ Summit |
Commissioner Daniel M. Gallagher |
| Feb. 22, 2013 |
Remarks at “The SEC Speaks in 2013” |
Commissioner Daniel M. Gallagher |
| Feb. 22, 2013 |
Remarks at The SEC Speaks in 2013 |
Commissioner Troy A. Paredes |
| Feb. 22, 2013 |
Addressing Market Instability through Informed and Smart Regulation |
Commissioner Luis A. Aguilar |
| Feb. 22, 2013 |
Making the Markets Safe for Informed Risk-Taking |
Commissioner Elisse B. Walter |
| Feb. 20, 2013 |
Shareholders Need Robust Disclosure to Exercise Their Voting Rights as Investors and Owners |
Commissioner Luis A. Aguilar |
| Feb. 19, 2013 |
Harnessing Tomorrow’s Technology for Today’s Investors and Markets |
Commissioner Elisse B. Walter |
| Feb. 13, 2013 |
Statement at the SEC Open Meeting to Consider the Public Company Accounting Oversight Board’s Proposed 2013 Budget and Accounting Support Fee |
Commissioner Daniel M. Gallagher |
| Feb. 13, 2013 |
Opening Statement at the SEC Open Meeting
- See also:
- Video of Chairman's Remarks
|
Commissioner Elisse B. Walter |
| Feb. 13, 2013 |
Providing Needed Resources to the PCAOB |
Commissioner Luis A. Aguilar |
| Feb. 11, 2013 |
Opening Remarks at Foreign Bribery and Corruption Training Conference |
Commissioner Elisse B. Walter |
| Feb. 5, 2013 |
Introductory Remarks at the SEC's Roundtable on Decimalization |
James R. Burns |
| Feb. 1, 2013 |
Opening Remarks at Meeting of Advisory Committee on Small and Emerging Companies |
Commissioner Elisse B. Walter |
| Jan. 29, 2013 |
Remarks before the Corporate Directors Forum |
Commissioner Daniel M. Gallagher |
| Jan. 23, 2013 |
Private Equity Enforcement Concerns |
Bruce Karpati |
| Jan. 22, 2013 |
Statement concerning publication by IOSCO on January 21, 2012 of the Final Report on "Suitability Requirements with respect to the Distribution of Complex Financial Products." |
Commissioner Daniel M. Gallagher; Commissioner Troy A. Paredes |
| Jan. 18, 2013 |
Opening Remarks at Investor Advisory Committee Meeting |
Commissioner Elisse B. Walter |
| Jan. 18, 2013 |
Fulfilling the Commission’s Statutory Responsibility to Respond to IAC’s Recommendations |
Commissioner Luis A. Aguilar |
| Jan. 16, 2013 |
Remarks before the U.S. Chamber Center for Capital Markets Competitiveness |
Commissioner Daniel M. Gallagher |
