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U.S. Securities and Exchange Commission

Investor Complaints and Questions

FY 2014 Annual Complaint Data

During FY 2014, the SEC's Office of Investor Education and Advocacy closed 21,466 files relating to complaints, questions, and other contacts received from investors.

TEN MOST COMMON COMPLAINTS

Comparison of complaint data for 2014 and 2013


 

 

http://www.sec.gov/news/data.htm


Modified: 10/9/2014