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U.S. Securities and Exchange Commission

Investor Complaints and Questions

FY 2015 Annual Complaint Data

During FY 2015, the SEC's Office of Investor Education and Advocacy closed 19,509 files relating to complaints, questions, and other contacts received from investors.

TEN MOST COMMON COMPLAINTS

Comparison of complaint data for 2015 and 2014


 

 

http://www.sec.gov/news/data.htm


Modified: 10/16/2015