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Investor Complaints and QuestionsFY 2012 Annual Complaint Data During FY 2012, the SEC's Office of Investor Education and Advocacy closed 29,291 files relating to complaints, questions, and other contacts received from investors, a decrease of 4,341 files compared to FY 2011. Comparable data for FY 2010 and prior fiscal years is not available due to a change in reporting methodology. TEN MOST COMMON COMPLAINTS
1 The vast majority of these complaints related to a particular highly publicized SEC enforcement action. 2 The vast majority of these complaints related to a particular highly publicized initial public offering.
http://www.sec.gov/news/data.htm
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