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What's New on the SEC Website
November 21, 2014

This page provides a daily list of the most recent materials posted to the SEC website. Note that the official release date of a document may differ from the posting date, in which case, the release date is indicated in parentheses. See also:

Litigation

Commission Opinions and Orders

  • Mitchell T. Toland (for Review of Action Taken by FINRA) (Release No. 34-73664; File No. 3-15794; November 21, 2014)

Regulatory Actions

Investment Company Act Notices and Orders

Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans

 

http://www.sec.gov/news/whatsnew/wn-today.shtml

Modified: 11/21/2014