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Commission Speeches and Public Statements Archive: 1957

This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.

Speeches and Statements by:

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1957 Speeches by the Chairman and Commissioners

Date Title Author
Fourth Quarter
Pursuit of Two Objectives in Supervising the Securities Markets, Adapted from an address given to The Washington Society of Investment Analysts, Washington, D.C., on December 18, 1957 Commissioner
Andrew Downey Orrick
Dec. 18, 1957 Pursuit of Two Objectives in Supervising the Securities Markets, Washington Society of Investment Analysts, Washington, D.C. Commissioner
Andrew Downey Orrick
Dec. 2, 1957 Financing Problems of Small Business, Investment Bankers Association Convention, Hollywood Beach, Florida Chairman
Edward N. Gadsby
Nov. 8, 1957 Some Contemporary Problems in Security Regulation, New York Society of Security Analysts, Inc., New York, New York Chairman
Edward N. Gadsby
Nov. 6, 1957 Some Contemporary Problems in Security Regulation, National Security Traders Association, Inc., Hot Springs, Virginia Chairman
Edward N. Gadsby
Oct. 2, 1957 A Regulator Looks at the Mutual Fund Industry, Ninth Annual Mutual Fund Convention, New York City, New York Commissioner
Andrew Downey Orrick
Third Quarter
Sep. 7, 1957 Remarks, Bureau of National Affairs, Inc., Briefing Conference on Securities Laws and Regulations, San Francisco, California Commissioner
Bryon C. Woodside
Sep. 6, 1957 Some Comments on the Obligations of the Securities and Exchange Commission, Federal Bar Association, San Francisco, California Commissioner
Andrew Downey Orrick
Jul. 17, 1957 Certain Assumptions and Interpretations of the Securities and Exchange Commission, Security Analysts of San Francisco, San Francisco, California Acting Chairman
Andrew Downey Orrick
Second Quarter
Jun. 1957 Some Observations on the Administration of the Securities Laws, Eleventh Annual Meeting of the American Society of Corporate Secretaries, Hot Springs, Virginia Acting Chairman
Andrew Downey Orrick
Jun. 20-21, 1957 Recent Securities and Exchange Commission Developments of Interest to Public Utilites, Legal Committee Meeting, Edison Electric Institute, Buck Hill Falls, Pennsylvania Commissioner
James C. Sargent
Apr. 22, 1957 Capital Formation and Investor Confidence, Texas Group, Investment Bankers Association, Dallas, Texas Commissioner
Earl F. Hastings
Apr. 9, 1957 Enforcement Problems Under the Securities Act of 1933, 43rd Annual Conference of the Association of Better Business Bureaus, Inc., New Orleans, Louisiana Commissioner
James C. Sargent
First Quarter
Mar. 15, 1957 Developments in Rule Making and Legislation, Houston Regional Group, American Society of Corporate Secretaries, Houston, Texas Commissioner
James C. Sargent
Feb. 7, 1957 Enforcement Problems Under the Securities Acts, Sixtieth National Western Mining Conference, Colorado Mining Association, Denver, Colorado Commissioner
Andrew Downey Orrick
Jan. 16, 1957 Background of Proposed Rule Changes, January Meeting of the American Society of Corporate Secretaries, New York Regional Group, New York, New York Commissioner
James C. Sargent

1957 Speeches and Statements by Commission Staff

Date Title Author
Fourth Quarter
Dec. 5, 1957 Advising Your Client on Securities Problems, Taxation and the Corporation, Banking and Business Law Sections, Oklahoma Bar Association, Oklahoma City, Oklahoma Thomas G. Meeker, General Counsel
Nov. 20-22, 1957 Particular S.E.C. Merger Considerations, Finance Orientation Seminar #121-91, "Organizing for, Appraising, and Financing Corporate Mergers and Acquisitions", American Management Association, New York, New York Byron D. Woodside, Director, Division of Corporation
Nov. 8-9, 1957 The Structure and Realization of Business Investment Anticipations: Department of Commerce - Securities and Exchange Commission Survey, National Bureau of Economic Research, Conference on the Quality and Economic Significance of Anticipation Data, Princeton, New Jersey Vito Natrella, Trading and Exchange Division
Oct. 28, 1957 Some Challenges in Financial Reporting for Regulatory Agencies, 70th Annual Meeting of the American Institute of Certified Public Accountants, New Orleans, Louisiana Andrew Barr, Chief Accountant
Oct. 7, 1957 Intergovernmental Cooperation in the Enforcement of the Securities Laws, Annual Meeting of the National Association of Securities Administrators, Santa Fe, New Mexico Thomas G. Meeker, General Counsel
Third Quarter
Sep. 11, 1957 Practical Problems for the Practicing Lawyer Under the Securities Act, Seattle Bar Association, Seattle, Washington Thomas G. Meeker, General Counsel
Sep. 10, 1957 Implications of Pension Fund Accumulations, 117th Annual Meeting of the American Statistical Association, Atlantic City, New Jersey Vito Natrella, Trading and Exchange Division
Jul. 5, 1957 Your Colleague in Government, Junior Bar Section of the State Bar Association of Texas, 75th Annual Meeting of the Texas Bar, Fort Worth, Texas Thomas G. Meeker, General Counsel
Jul. 3, 1957 The Regulatory Pattern of the Federal Securities Laws, State Bar of Texas Institute on Securities, 75th Annual Texas Bar Convention, Fort Worth, Texas Thomas G. Meeker, General Counsel
Second Quarter
Jun. 14, 1957 Comments on Financial Statements Filed with the Securities and Exchange Commission, 57th Annual Convention of the Michigan Association of Certified Public Accountants, Mackinac Island, Michigan Andrew Barr, Chief Accountant
First Quarter
Jan. 14, 1957 Current Trends in the Federal Securities Laws, Association of Bar of the City of New York, New York, New York Thomas G. Meeker, General Counsel

http://www.sec.gov/news/speech/speecharchive/1957speech.shtml


Modified: 10/16/2014