Skip to Main Content


Upcoming Events

This page provides a schedule of the upcoming meetings of the Commission, public appearances of senior SEC officials, and other events. Contact information is provided for additional information. Please note that all events are subject to change.

All times appearing below are listed in Eastern Time unless otherwise noted.

SEC Meetings and Other Events

All SEC open meetings and many other public events are webcast. A hyperlink to the webcast will be posted to shortly before the start of a meeting. Captioning is provided for these webcasts. Reasonable accommodations for persons with disabilities attending an event in person can be arranged by submitting a request to at least three business days in advance.

SEC closed meetings are not open to the public.

November 2016

Thursday, November 3, 2016

2:00 p.m. ET
Closed Meeting
See Sunshine Act Notice
Location: SEC Headquarters, 100 F Street, NE, Washington, DC
Contact: Office of the Secretary at (202) 551-5400

Public Appearances by Officials

All public appearances by officials are open to media unless otherwise noted.

November 2016

Wednesday, Nov. 2, 2016 - Friday, Nov. 4, 2016

SEC officials will participate in the Practising Law Institute's 48th Annual Institute on Securities Regulation.
Wednesday, Nov. 2
2:15 p.m.Wesley Bricker, Acting Chief Accountant, Office of the Chief Accountant, will participate on a panel focusing on accounting and financial reporting.
Thursday, Nov. 3
1:30 p.m. Keith Higgins, Director, Division of Corporation Finance and Shelley Parrett, Deputy Director, Division of Corporation Finance, will be on a Q&A panel focusing on hot topics in the Division of Corporation Finance.
Friday, Nov. 4
9 a.m.Andrew Ceresney, Director, Division of Enforcement, will be a participant on a panel focusing on government enforcement priorities for 2017.
Location: The Roosevelt Hotel, 45 East 45th St., New York

Wednesday, Nov. 2, 2016

12:30 p.m.
Shamoil Shipchandler, Director, Fort Worth Regional Office, will participate in Florida International University's "WorldView Series." He will discuss global issues with an emphasis on information literacy skills.
Location: Florida International University, 11200 SW 8 St., Green Library 466, Miami
Contact: Holly Morganelli,

Thursday, Nov. 3, 2016

10:15 a.m.
Andrew Donohue, Chief of Staff, Office of the Chair, will speak at the Practising Law Institute's "Securities Law and Practice 2016: How the SEC Works."
Location: PLI New York Center, 1177 Avenue of the Americas, New York
Contact: Holly Morganelli,

Friday, Nov. 4, 2016

8:45 a.m.
David Grim, Director, Division of Investment Management, will give the keynote address at the ALI-CLE Life Insurance Products 2016 Conference.
Location: Capital Hilton, 1001 16th St. N.W., Washington, D.C.
Contact: Nancy Cline,
11 a.m.
Eric Bustillo, Director, Miami Regional Office, will be a panelist at the International Bar Association's Corporate Governance Conference. His panel will focus on cybersecurity.
Location: Ritz-Carlton Key Biscayne, 455 Grand Bay Dr., Key Biscayne, Fla.
Contact: Suzana Su,
2 p.m.
Mark Flannery, Director, Division of Economic and Risk Analysis, will be a panelist at the Federal Reserve Bank of Chicago's International Banking Conference. His panel is titled, "Bail-in Versus Bailouts: Incentives and Financial."
Location: Federal Reserve Bank of Chicago, 230 S. LaSalle St., Chicago
Contact: Ella Dukes, 312-322-5757

Public Hearings in Administrative Proceedings

To obtain a sign language interpreter contact at least three business days in advance. For any other reasonable accommodation related disability contact or call 202-551-4158.



October 2016

Monday, October 24 – Friday, October 28, 2016

9:30 p.m. Central Daylight Time
Administrative Law Judge Cameron Elliot will hold a hearing in the matter of David S. Hall, P.C., d/b/a The Hall Group CPAs, et al., Administrative Proceeding File No. 3-17228
Location: U.S. Tax Court, 1100 Commerce Street, Suite 726, Dallas, TX 75242
Contact: Office of Administrative Law Judges, (202) 551-6030

Monday, October 24 – Thursday, November 10, 2016

1:00 p.m. Eastern Daylight Time (first day)
Administrative Law Judge Carol Fox Foelak will hold a hearing in the matter of Lynn Tilton, et al., Administrative Proceeding File No. 3-16462
Location: Courtroom 17C, Daniel Patrick Moynihan Courthouse, 500 Pearl Street,
New York, NY
Contact: Office of Administrative Law Judges, (202) 551-6030

November 2016

Monday, November 21 – Tuesday, November 22, 2016, 9:30 p.m. Eastern Standard Time, also December 5-6, December 19-22, 9:30 p.m. Eastern Standard Time

Administrative Law Judge James E. Grimes will hold a hearing in the matter of Barbara Duka, Administrative Proceeding File No. 3-16349
Location: Courtroom 17C, Daniel Patrick Moynihan Courthouse, 500 Pearl Street,
New York, NY
Contact: Office of Administrative Law Judges, (202) 551-6030


Print Facebook Twitter Email Share
Facebook Twitter Email
Modified: Oct. 28, 2016