U.S. Securities & Exchange Commission
SEC Seal
Home | Previous Page
U.S. Securities and Exchange Commission

Upcoming Events

This page provides a schedule of the upcoming public events including open meetings of the Commission, public appearances of senior SEC officials, including the Chairman, Commissioners, and senior staff members, and other public occasions. For additional information on events, please call the contact numbers listed. Please note that events are subject to change.

Notice: SEC Speaks 2010 is still going forward as scheduled on February 5-6, 2010, at the Ronald Reagan Building in Washington DC.

SEC Meetings and Other Events

All SEC open meetings and many other public events are webcast. Captioning is provided for these webcasts. Reasonable accommodations for persons with disabilities attending an event in person can be arranged by submitting a request to DisabilityProgramOfficer@SEC.gov at least three business days in advance.

February 2010

When:   Monday, February 8 (10 a.m. EST)
What:   CANCELLED: Open Meeting
See Sunshine Act Notice; Agenda
Where:   SEC Headquarters
100 F Street NE, Room L-002 (Auditorium)
Washington, DC 20549
Contact:   Office of the Secretary
(202) 551-5400

Public Appearances by Officials

February 2010

When:   Friday, February 5 - Saturday, February 6
(8 a.m. - 5:30 p.m.)
Who:   Andrew J. Donohue, Director, Investment Management Division
What:   Practising Law Institute
SEC Speaks in 2010
Where:   Ronald Reagan Bldg. & International Trade Center
1300 Pennsylvania Avenue, N.W
Washington DC 20004
Contact:   Laura Shields, Esq.
(212) 824-5797 or lshields@pli.edu
When:   Friday, February 5 (9 a.m. – 5:45 p.m.)
Saturday, February 6 (9 a.m. – 3:30 p.m.)
Who:   Robert S. Khuzami, Director, Division of Enforcement
What:   Practising Law Institute
SEC Speaks in 2010
Where:   Ronald Reagan Bldg. & International Trade Center
1300 Pennsylvania Avenue, N.W
Washington DC 20004
Contact:   Laura Shields, Esq.
(212) 824-5797 or lshields@pli.edu
When:   Friday, February 5 (9:35 – 10:35 a.m.)
Who:   James Kroeker, Chief Accountant, Office of the Chief Accountant
What:   Practising Law Institute
SEC Speaks in 2010
Where:   Ronald Reagan Bldg. & International Trade Center
1300 Pennsylvania Avenue, N.W
Washington DC 20004
Contact:   Laura Shields, Esq.
(212) 824-5797 or lshields@pli.edu
When:   Friday, February 5 (10:35 - 10:55 a.m.)
Who:   Commissioner Kathleen L. Casey
What:   Practising Law Institute
SEC Speaks in 2010
Where:   Ronald Reagan Bldg. & International Trade Center
1300 Pennsylvania Avenue, N.W
Washington DC 20004
Contact:   Laura Shields, Esq.
(212) 824-5797 or lshields@pli.edu
When:   Friday, February 5 (11:10 a.m.)
Who:   George Canellos, Regional Director, New York Regional Office
What:   Practising Law Institute
SEC Speaks in 2010
Where:   Ronald Reagan Bldg. & International Trade Center
1300 Pennsylvania Avenue, N.W
Washington DC 20004
Contact:   Laura Shields, Esq.
(212) 824-5797 or lshields@pli.edu
When:   Friday, February 5 (12:10 p.m.)
Who:   Commissioner Elisse B. Walter
What:   Practising Law Institute
SEC Speaks in 2010
Where:   Ronald Reagan Bldg. & International Trade Center
1300 Pennsylvania Avenue, N.W
Washington DC 20004
Contact:   Laura Shields, Esq.
(212) 824-5797 or lshields@pli.edu
When:   Friday, February 5 (1:45 - 2:05 p.m.)
Who:   Commissioner Luis Aguilar
What:   Practising Law Institute
SEC Speaks in 2010
Where:   Ronald Reagan Bldg. & International Trade Center
1300 Pennsylvania Avenue, N.W
Washington DC 20004
Contact:   Laura Shields, Esq.
(212) 824-5797 or lshields@pli.edu
When:   Friday, February 5 (2:05 - 3:05 pm)
Who:   Meredith Cross, Director, Division of Corporation Finance
What:   Practising Law Institute
SEC Speaks in 2010
Where:   Ronald Reagan Bldg. & International Trade Center
1300 Pennsylvania Avenue, N.W
Washington DC 20004
Contact:   Laura Shields, Esq.
(212) 824-5797 or lshields@pli.edu
When:   Wednesday, February 10 (5 – 6:30 p.m.)
Who:   Marc Fagel, Regional Director, San Francisco Regional Office
What:   "The Inside Scoop on Insider Trading Cases" panel
Where:   San Francisco, California
Contact:   Robert Snoddy
(202) 662-1516 or SnoddyR@staff.abanet.org
When:   Thursday, February 11 (4 - 7 p.m.)
Who:   Commissioner Elisse B. Walter
What:   SEC/Catholic U Law School Symposium to Enhance Diversity in the Securities Industry
Where:   Catholic University’s Columbus School of Law
Washington, DC
Contact:   Alta Rodriguez
(202) 551-6002 or rodrigueza@sec.gov
When:   Wednesday, February 17 (2 – 5 p.m.)
Who:   Robert S. Khuzami, Director, Division of Enforcement
What:   Practising Law Institution
Corporate Governance 2010 — A Master Class
Where:   PLI New York Center
810 Seventh Avenue
New York, New York
Contact:   Grace O'Hanlon, Program Atty
(212) 824-5836 or gohanlon@pli.edu
When:   Wednesday, February 17 (8:40 a.m.)
Who:   Commissioner Elisse B. Walter
What:   Practising Law Institution
Corporate Governance 2010 — A Master Class
Where:   PLI New York Center
810 Seventh Avenue
New York, New York
Contact:   Grace O'Hanlon, Program Atty
(212) 824-5836 or gohanlon@pli.edu
When:   Friday, February 19 (9 a.m. – 5:30 p.m.)
Who:   Andrew J. Donohue, Director, Investment Management Division
What:   Fordham Symposium
Where:   New York
Contact:   Audrey White
(936) 661-3834
When:   Monday, February 22 (8:30 – 10 a.m.)
Who:   Rosalind Tyson, Regional Director, Los Angeles Regional Office
What:   NSCP West Coast Regional Meeting
Where:   San Francisco, California
Contact:   Liza Wentworth
(860) 672-0843 or lwentworth@nscp.org
When:   Thursday, February 25 (8:30 a.m.)
Who:   Commissioner Elisse B. Walter
What:   IAA/ACA Insight Investment Adviser Compliance Forum
Where:   Marriott Crystal Gateway Hotel
Arlington, Virginia
Contact:   David Tittsworth
(202) 293-4222 or david.tittsworth@investmentadviser.org
When:   Thursday, February 25 (10:30 - 11:30 a.m.)
Who:   Andrew J. Donohue, Director, Investment Management Division
What:   Investment Adviser Compliance Forum
Where:   Marriott Crystal City, Virginia
Contact:   Lisa Gillette
lisa.gillette@investmentadviser.org
When:   Thursday, February 25 (11 a.m. – 12:30 p.m.)
Who:   Robert S. Khuzami, Director, Division of Enforcement
What:   America Bar Association
24th Annual National Institute on White Collar Crime
Where:   Eden roc Renaissance
4525 Collins Avenue
Miami Beach, Florida
Contact:   Earnestine Murphy
(312) 988-6204

Public Hearings in Administrative Proceedings

To obtain a sign language interpreter contact SECInterpreter@SEC.gov at least three business days in advance. For any other reasonable accommodation related disability contact DisabilityProgramOfficer or call 202-551-4158.

February 2010

When:   Tuesday, February 9 (10 a.m. EST)
Who:   Chief Administrative Law Judge Brenda P. Murray
What:   Hearing in the matter of Registration Statement of Tsukuda-America Inc., Administrative Proceeding No. 3-13761
Where:   Securities and Exchange Commission's Offices, 801 Brickell Ave., Suite 1800, Miami, Florida 33131
Contact:   Office of Administrative Law Judges
(202) 551-6030

March 2010

When:   Monday, March 1 (9:30 a.m. EST)
Who:   Chief Administrative Law Judge Brenda P. Murray
What:   Hearing in the matter of Theodore W. Urban,
Administrative Proceeding No. 3-13655
Where:   SEC Headquarters, 100 F Street, N.E., Hearing Room 2, Washington, DC 20549
Contact:   Office of Administrative Law Judges
(202) 551-6030

 

http://www.sec.gov/about/upcoming-events.htm

Home | Previous Page
Modified: 02/09/2010