U.S. Securities & Exchange Commission
SEC Seal
Home | Previous Page
U.S. Securities and Exchange Commission

Upcoming Events

This page provides a schedule of the upcoming events including open and closed meetings of the Commission, public appearances of senior SEC officials, including the Chair, Commissioners, and senior staff members, and other occasions. For additional information on events, please call the contact numbers listed. Please note that events are subject to change.


SEC Meetings and Other Events

All SEC open meetings and many other public events are webcast. Captioning is provided for these webcasts. Reasonable accommodations for persons with disabilities attending an event in person can be arranged by submitting a request to DisabilityProgramOfficer@SEC.gov at least three business days in advance.

SEC closed meetings are not open to the public.

July 2014

When:   July 30, 2014, 2:00 p.m.
Who:   The Commission
What:   Closed Meeting
Sunshine Act Notice
Where:   SEC Headquarters, 100 F Street, NE, Washington, DC
Contact:   Office of the Secretary, (202) 551-5400

Public Appearances by Officials

September 2014

When:  

September 22, 2014 3:55 p.m. - 4:55 p.m.

Who: Sharon Binger, Regional Director, Philadelphia
What: Meet Your Regulator Commitment to Compliance
Where: The Loews Philadelphia, Philadelphia, PA
Media Contact: Carl Ayers, 301-287-2435 or cayers@iawatch.com

When:  

September 23, 2014 8:45 a.m.- 9:45 a.m.

Who: Michael Dicke, Associate Regional Director, Enforcement
What: ACI’s 7th FCPA Boot Camp
Where:  International Mark Hopkins Hotel in San Francisco, CA
Media Contact: Adina Schwartz, 310-295-9789 or a.schwartz@americanconference.com

Public Hearings in Administrative Proceedings

To obtain a sign language interpreter contact SECInterpreter@SEC.gov at least three business days in advance. For any other reasonable accommodation related disability contact DisabilityProgramOfficer or call 202-551-4158.

July 2014

When:   Tuesday, July 29, 2014, 11:00 a.m. Eastern Daylight Time
Who:   Chief Administrative Law Judge Brenda P. Murray
What:   Prehearing Conference in the Matter of AI Systems, Inc. (a/k/a Airline Intelligence Systems, Inc.), et al. Administrative Proceeding File No. 3-15934
Where:   SEC Headquarters, 100 F Street, N.E., Hearing Room 2, Washington, DC 20549
Contact:   Office of Administrative Law Judges, (202) 551-6030

August 2014

When:   Monday, August 11 – Friday August 22, 2014, 9:30 a.m. Pacific Daylight Time
Who:   Administrative Law Judge James E. Grimes
What:   Hearing in the matter of Clean Energy Capital, LLC and Scott A. Brittenham, Administrative Proceeding File No. 3-15766
Where:   U.S. District Court, 312 N. Spring Street, Courtroom 24, Los Angeles, CA
Contact:   Office of Administrative Law Judges, (202) 551-6030

When:   Monday, August 18 – Wednesday August 20, 2014, 9:30 a.m. Central Daylight Time
Who:   Chief Administrative Law Judge Brenda P. Murray
What:   Hearing in the matter of Tri-Star Advisors, Inc., et al., Administrative Proceeding File No. 3-15627
Where:   U.S. Tax Court, Casey U.S. Courthouse, 515 Rusk Street, Room 7006, Houston, TX
Contact:   Office of Administrative Law Judges, (202) 551-6030

When:   Monday, August 25 – Friday August 29, 2014, 9:30 a.m. Eastern Daylight Time
Who:   Chief Administrative Law Judge Brenda P. Murray
What:   Hearing in the matter of Michael A. Horowitz and Moshe Marc Cohen (as to Cohen), Administrative Proceeding File No. 3-15790
Where:   Jacob K. Javits Building, 26 Federal Plaza, Room 238, New York, New York
Contact:   Office of Administrative Law Judges, (202) 551-6030

September 2014

When:   Tuesday, September 2 – September 5, 2014, 9:30 a.m. Mountain Daylight Time
Who:   Chief Administrative Law Judge Brenda P. Murray
What:   Hearing in the matter of Julieanne Palmer Martin, Administrative Proceeding File No. 3-15613
Where:   U.S. Tax Court, Wallace F. Bennett Federal Building, 125 S. State Street, Courtroom 5223, Salt Lake City, Utah
Contact:   Office of Administrative Law Judges, (202) 551-6030

 

http://www.sec.gov/about/upcoming-events.htm


Modified: 07/28/2014