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Upcoming Events


This page provides a schedule of the upcoming meetings of the Commission, public appearances of senior SEC officials, and other events. Contact information is provided for additional information. Please note that all events are subject to change.

All times appearing below are listed in Eastern Time unless otherwise noted.

SEC Meetings and Other Events

All SEC open meetings and many other public events are webcast. A hyperlink to the webcast will be posted to SEC.gov shortly before the start of a meeting. Captioning is provided for these webcasts. Reasonable accommodations for persons with disabilities attending an event in person can be arranged by submitting a request to DisabilityProgramOfficer@SEC.gov at least three business days in advance.

SEC closed meetings are not open to the public.

March 2017

Thursday, March 9, 2017

9:00 a.m. ET
Investor Advisory Committee
See Notice of Meeting
Location: SEC Headquarters, 100 F Street, NE, Washington, DC
Contact: Office of the Secretary, at (202) 551-5400

Public Appearances by Officials

All public appearances by officials are open to media unless otherwise noted.

February 2017

Friday, Feb. 17, 2017

1:45 p.m.
Eric Bustillo, Director, Miami Regional Office, will be a panelist at the International Law Section’s ILS Global Forum on International Law.
Location: Conrad Hotel, 1395 Brickell Ave., Miami
Contact: Robert Becerra, rbecerra@rjbecerralaw.com

Friday, Feb. 24 - Saturday, Feb. 25, 2017

SEC Staff will participate in the Practising Law Institute’s SEC Speaks. See agenda.
Location: Ronald Reagan Building and International Trade Center, 1300 Pennsylvania Ave. N.W., Washington, D.C.
Contact:  media@pli.edu

April 2017

Tuesday, April 4, 2017

8 a.m.
Stephanie Avakian, Acting Director, will attend the Incident Response Forum 2017.
Location: Mayflower Hotel, 1127 Connecticut Ave. N.W., Washington, D.C.
Contact: Bruce Carton, bcarton@securitiesdocket.com

Public Hearings in Administrative Proceedings

To obtain a sign language interpreter contact SECInterpreter@SEC.gov at least three business days in advance. For any other reasonable accommodation related disability contact DisabilityProgramOfficer@SEC.gov or call 202-551-4158.

ANY HEARING OR PREHEARING CONFERENCE SCHEDULED IN WASHINGTON, D.C., IS POSTPONED WHEN GOVERNMENT OFFICES IN WASHINGTON ARE CLOSED.

January 2017

Monday, January 30 – Friday, February 17, 2017, 9:30 a.m. Eastern Standard Time

Administrative Law Judge Jason S. Patil will hold a hearing in the matter of Donald F. ("Jay") Lathen, Jr., et.al.,Administrative Proceeding File No. 3-17387
Location: Courtroom 15C, Daniel Patrick Moynihan Courthouse, 500 Pearl Street, New York, NY
Contact: Office of Administrative Law Judges, (202) 551-6030

This hearing has been postponed indefinitely.

Tuesday, February 21 – Friday, March 3, 2017, 9:30 a.m. Eastern Standard Time

Administrative Law Judge Cameron Elliot will hold a hearing in the matter of Ironridge Global Partners, LLC, et al., Administrative Proceeding File No. 3-16649
Location: SEC Headquarters, 100 F Street, N.E., Hearing Room 2, Washington, DC 20549
Contact: Office of Administrative Law Judges, (202) 551-6030

Monday, March 6 – Friday, March 10, 2017, 9:30 a.m. Eastern Standard Time

Administrative Law Judge Cameron Elliot will hold a hearing in the matter of Gray Financial Group, Inc., et al., Administrative Proceeding File No. 3-16554
Location: Richard B. Russell Federal Building & Courthouse, 75 Ted Turner Drive, S.W., Tax Courtroom 1136, Atlanta, GA 30303
Contact: Office of Administrative Law Judges, (202) 551-6030

Tuesday, March 14 – Friday, March 17, 2017, 9:30 a.m. Central Daylight Time

Administrative Law Judge James E. Grimes will hold a hearing in the matter of Saving2Retire, LLC and Marian P. Young, Administrative Proceeding File No. 3-17352
Location: Casey U.S. Courthouse, U.S. Tax Court, Room 7006, 515 Rusk Street, Houston, Texas 77002
Contact: Office of Administrative Law Judges, (202) 551-6030
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Modified: Feb. 21, 2017