U.S. Securities & Exchange Commission
SEC Seal
Home | Previous Page
U.S. Securities and Exchange Commission

Upcoming Events

This page provides a schedule of the upcoming events including open and closed meetings of the Commission, public appearances of senior SEC officials, including the Chair, Commissioners, and senior staff members, and other occasions. For additional information on events, please call the contact numbers listed. Please note that events are subject to change.


SEC Meetings and Other Events

All SEC open meetings and many other public events are webcast. Captioning is provided for these webcasts. Reasonable accommodations for persons with disabilities attending an event in person can be arranged by submitting a request to DisabilityProgramOfficer@SEC.gov at least three business days in advance.

SEC closed meetings are not open to the public.

September 2014

When:   September 18, 2014, 2:00 p.m.
Who:   The Commission
What:   Closed Meeting
Sunshine Act Notice
Where:   SEC Headquarters, 100 F Street, NE, Washington, DC
Contact:   Office of the Secretary, (202) 551-5400

When:   September 24, 2014, 10:00 a.m.
Who:   The Commission
What:   Closed Meeting
Sunshine Act Notice
Where:   SEC Headquarters, 100 F Street, NE, Washington, DC
Contact:   Office of the Secretary, (202) 551-5400

October 2014

When:   Thursday, October 9, 10:00 am - 4:00 pm
Who:   Investor Advisory Committee
What:   Investor Advisory Committee Quarterly Meeting
Where:   Multipurpose Room, SEC Headquarters, 100 F Street, NE, Washington, DC
Contact:   Frankie White, Office of the Investor Advocate, (202) 551 - 4310

Public Appearances by Officials

September 2014

When:  

Tuesday, September 16, 2014, 9:00 a.m.

Who: Mary Jo White, SEC Chair
What: Keynote address
Paul H. Nitze School of Advanced International Studies (SAIS)
SAIS Global Conference on Women in the Boardroom
Where: U.S. Chamber of Commerce, 1615 H Street, NW, Washington, D.C.
Media Contact: SAIS: Tony Smith, Asmit217@jhu.edu, 202-587-3251
Chamber: Lisa Belot, lbelot@uschanber.com, 202-463-5416

When:  

Wednesday, September 17, 2014, 4:15 p.m., Central Daylight Time

Who: John Cross, Director, Office of Municipal Securities
What: National Association of Bond Lawyers 39th Annual Bond Attorneys Workshop
Where: Fairmont Chicago, 200 N. Columbus Dr., Chicago, Illinois
Media Contact: Blake Major, BMajor@nabl.org, 202-503-3300

When:  

Thursday, September 18, 2014, 11:00 a.m., Central Daylight Time

Who: John Cross, Director, Office of Municipal Securities
What: National Association of Bond Lawyers 39th Annual Bond Attorneys Workshop
Where: Fairmont Chicago, 200 N. Columbus Dr., Chicago, Illinois
Media Contact: Blake Major, BMajor@nabl.org, 202-503-3300

When:  

Thursday, September 18, 2014, 11:30 a.m.-12:00 p.m.

Who: Owen Donley, Chief Counsel, Office of Investor Education and Advocacy
What: SMAC (Social Media and Compliance for Financial Services) 2014
Where: 32 Old Slip, New York, New York
Media Contact: Katie Flanagan, Katie.flanagan@ftfnews.com

When:  

Friday, September 19, 2014, 10:30 a.m.

Who: Drew Bowden
What: GIPS Conference
Where: Boston, MA
Media Contact: Jonathan Boersma, jonathan.boersma@cfainstitute.org

When:  

Monday, September 22, 2014, 9:00 a.m.

Who: Drew Bowden, Director OCIE
What: IA Watch 14th Annual IA Compliance Fall Conference 2014, Q&A on compliance and examinations
Where: The Lowes Philadelphia, Philadelphia, PA
Media Contact: Carl Ayers, cayers@ucg.com

When:  

September 22, 2014 2:00-2:30 p.m.

Who: Sharon Binger, Regional Director, Philadelphia
What: IA Watch's 14th Annual Fall Compliance Conference
Where: Loews Philadelphia Hotel, Philadelphia, PA
Media Contact: Carl Ayers, 301-287-2435 or cayers@iawatch.com

When:  

September 23, 2014 8:45 a.m.- 9:45 p.m.

Who: Michael Dicke, Associate Regional Director, Enforcement
What: ACI’s 7th FCPA Boot Camp
Where:  International Mark Hopkins Hotel in San Francisco, CA
Media Contact: Adina Schwartz, 310-295-9789 or a.schwartz@americanconference.com

October 2014

When:  

Wednesday, October 1, 2014, 8:30-9:30 a.m.

Who: Drew Bowden
What: 8th Annual Hedge Fund General Counsel and Compliance Officer
Where: New York, NY
Media Contact: Deborah Bernbaum, DBernbaum@alm.com

When:  

Wednesday, October 1, 2014, 8:30-10:30 a.m.

Who: Michael Dicke, Associate Regional Director of Enforcement, San Francisco Regional Office
What: Directors Roundtable – Key Issues facing Boards of Directors: New SEC Enforcement Initiatives and Corporate Governance Risk.
Where: Santa Clara, CA
Media Contact: Karen Todd, 727-493-2067

When:  

Wednesday, October 1, 2014, 5:00-7:00 a.m.

Who: G. Jeffrey Boujoukos, Associate Regional Director, Enforcement
What: ABA White Collar Crime's Young Lawyers Division, Insider Trading: Regulatory Update and Evolving Legal Issues
Where: Drinker Biddle & Reath, Philadelphia, PA 19103-6996
Media Contact: Mary Hansen, 215-988-3317, Mary.Hansen@dbr.com

When:  

Oct. 1-3, 2014

Who: Stephen Luparello, Director, Division of Trading and Markets
What: Security Traders Association's 81st Annual Market Structure Conference
Where:  Mayflower Renaissance in Washington, D.C.
Media Contact: Jim Toes, 646-699-5995, jtoes@securitytraders.org

When:  

Tuesday, October 14, 2014, 8:00 a.m. - 5:00 p.m.

Who: Commissioner Michael Piwowar
Andrew J. Ceresney
Stephanie Avakian
Joseph K. Brenner
Kara Novaco Brockmeyer
Stephen L. Cohen
Scott W. Friestad
Daniel M. Hawke
What: Securities Enforcement Forum 2014
Where: Four Seasons Hotel, 2800 Pennsylvania Avenue, N.W., Washington, D.C. 20007
Media Contact: Bruce Carton, bcarton@securitiesdocket.com

When:  

Tuesday, October 21, 2014

Who: Drew Bowden
What: NSCP Compliance Conference
Where: Washington, D.C. (Gaylord National Harbor)
Media Contact: Kim McNutt, kim@nscp.org

November 2014

When:  

Tuesday, November 4, 2014

Who: Igor Rozenblit
Erozan Kurtas
Ken Joseph
Eun Ah Choi
Jim Burns
What: Regulatory Compliance Association's 2014 Compliance, Risk and Enforcement Symposium
Where: Pierre Hotel NYC
Media Contact: Terri Hays, thays@rcaonline.org

Public Hearings in Administrative Proceedings

To obtain a sign language interpreter contact SECInterpreter@SEC.gov at least three business days in advance. For any other reasonable accommodation related disability contact DisabilityProgramOfficer or call 202-551-4158.

October 2014

When:   Monday, October 20-Friday, October 24, 2014, 10:00 a.m. Central Daylight Time
Who:   Administrative Law Judge James E. Grimes
What:   Hearing in the matter of Stanley Jonathan Fortenberry, Administrative Proceeding File No. 3-15858
Where:   Room 591 of the Terminal Annex Federal Building, 207 S. Houston Street, Dallas, Texas
Contact:   Office of Administrative Law Judges, (202) 551-6030

 

http://www.sec.gov/about/upcoming-events.htm


Modified: 09/19/2014