Skip to Main Content
 
 
 

Upcoming Events

This page provides a schedule of the upcoming meetings of the Commission, public appearances of senior SEC officials, and other events. Contact information is provided for additional information. Please note that all events are subject to change.

All times appearing below are listed in Eastern Time unless otherwise noted.

SEC Meetings and Other Events

All SEC open meetings and many other public events are webcast. Captioning is provided for these webcasts. Reasonable accommodations for persons with disabilities attending an event in person can be arranged by submitting a request to DisabilityProgramOfficer@SEC.gov at least three business days in advance.

SEC closed meetings are not open to the public.

April 2015

Thursday, April 23, 2015

2:00 p.m.
Closed Meeting
Location: SEC Headquarters
Contact: Office of the Secretary, (202) 551-5400

Public Appearances by Officials

All public appearances by officials are open to media unless otherwise noted.

April 2015

Friday, April 17, 2015

Keith Higgins, Director, Division of Corporation Finance and David Woodcock, Director, Fort Worth Regional Office, will participate in the American Bar Association’s Business Law Spring Meeting.
  • 11:30 a.m. (8:30 a.m. PT)  Woodcock will participate on a panel discussing what companies need to know about the SEC’s financial reporting initiatives.
  • 12 p.m. (9 a.m. PT)  Higgins will take part in a discussion on proxy statementsand business combinations.
  • 1:30 p.m. (10:30 a.m. PT)  Higgins will participate in a “Dialogue with the Director” session.
Location: San Francisco Marriott Marquis, 780 Mission St., San Francisco
Contact: Robert Robinson, 202-662-1097, robert.robinson@americanbar.org

Thursday, April 23, 2015

12 p.m., (9 a.m. PT)
Jina Choi, Director, San Francisco Regional Office, will be a panelist at the Securities Litigation and Enforcement 2015 Update.
Location: The City Club of San Francisco, 155 Sansome St., San Francisco
Contact: Lynn Glasser, 973-278-8830, lynnglasser@sandpiperpartners.com

Friday, April 24, 2015

9:15 a.m.
Andrew Ceresney, Director, Division of Enforcement, will be a panelist at the Practising Law Institute’s Enforcement 2015: Perspectives from Government Agencies.
Location: PLI New York Center, 1177 Avenue of the Americas, New York
Contact: media@pli.edu

May 2015

Friday, May 8, 2015

8 a.m.
SEC Chair Mary Jo White will give the annual regulatory address at the Investment Company Institute’s General Membership Meeting.
Location: Marriott Wardman Park Hotel, 2660 Woodley Road, N.W., Washington, D.C.
Contact: Olivia Caverly, 202-326-5945, olivia.caverly@ici.org

Wednesday, May 13, 2015

11 a.m. (8 a.m. PT)
SEC senior officials and staff will participate in the Securities Enforcement Forum West 2015, including Enforcement Director Andrew Ceresney, San Francisco Regional Director Jina Choi, and Los Angeles Regional Director Michele Wein Layne. See agenda for details.
Location: Four Seasons Hotel, 757 Market St., San Francisco
Contact: Bruce Carton, bcarton@securitiesdocket.com

Public Hearings in Administrative Proceedings

To obtain a sign language interpreter contact SECInterpreter@SEC.gov at least three business days in advance. For any other reasonable accommodation related disability contact DisabilityProgramOfficer@SEC.gov or call 202-551-4158.

ANY HEARING OR PREHEARING CONFERENCE SCHEDULED IN WASHINGTON, D.C., IS POSTPONED WHEN GOVERNMENT OFFICES IN WASHINGTON ARE CLOSED. 

April 2015

Monday, April 20-Friday, April 24, 2015

1:00 p.m. EDT
Administrative Law Judge Jason S. Patil will hold a hearing in the matter of Edgar R. Page, et al., Administrative Proceeding File No. 3-16037
Location: Jacob K. Javits Building, 26 Federal Plaza, Room 238, New York, New York
Contact: Office of Administrative Law Judges, 202-551-6030

Monday, April 20-Friday, April 24, 2015

9:30 a.m. EDT
Chief Administrative Law Judge Brenda P. Murray will hold a hearing in the matter of The Application of Securities Industry and Financial Markets Association, Administrative Proceeding File No. 3-15350
Location: SEC Headquarters, 100 F Street, N.E., Hearing Room 2, Washington, DC 20549
Contact: Office of Administrative Law Judges, 202-551-6030

Monday, April 20-Friday, May 8, 2015

9:30 a.m. CDT
Administrative Law Judge Cameron Elliot will hold a hearing in the matter of Laurie Bebo, et al. (as to Laurie Bebo), Administrative Proceeding File No. 3-16293
Location: U.S. Tax Courtroom 498, Federal Building & U.S. Courthouse, 517 E. Wisconsin Ave., Milwaukee, Wisconsin
Contact: Office of Administrative Law Judges, 202-551-6030

Monday, May 11-Friday May 22, 2015

9:30 a.m. EDT
Administrative Law Judge Carol Fox Foelak will hold a hearing in the matter of Spring Hill Capital Markets, LLC, et al., Administrative Proceeding File No. 3-16353
Location: Jacob K. Javits Building, 26 Federal Plaza, Room 238, New York, New York
Contact: Office of Administrative Law Judges, 202-551-6030

Monday, May 11-Friday May 22, 2015

9:30 a.m. EDT
Administrative Law Judge Jason S. Patil will hold a hearing in the matter of Reliance Financial Advisors, LLC, et al., and Scott M. Stephan, Administrative Proceeding File Nos. 3-16311 and 3-16312
Location: Thurgood Marshall U.S. Courthouse, 40 Foley Square, Room 1505, New York, New York 10007
Contact: Office of Administrative Law Judges, 202-551-6030

Modified: April 17, 2015