This page provides a schedule of the upcoming public events including open meetings of the Commission, public appearances of senior SEC officials, including the Chairman, Commissioners, and senior staff members, and other public occasions. For additional information on events, please call the contact numbers listed. Please note that events are subject to change.
All SEC open meetings and many other public events are webcast. Captioning is provided for these webcasts. Reasonable accommodations for persons with disabilities attending an event in person can be arranged by submitting a request to DisabilityProgramOfficer@SEC.gov at least three business days in advance.
| When: |
Friday, February 5 - Saturday, February 6
(8 a.m. - 5:30 p.m.) |
| Who: |
Andrew J. Donohue, Director, Investment Management Division |
| What: |
Practising Law Institute
SEC Speaks in 2010 |
| Where: |
Ronald Reagan Bldg. & International Trade Center
1300 Pennsylvania Avenue, N.W
Washington DC 20004 |
| Contact: |
Laura Shields, Esq.
(212) 824-5797 or lshields@pli.edu |
|
| When: |
Friday, February 5 (9 a.m. – 5:45 p.m.)
Saturday, February 6 (9 a.m. – 3:30 p.m.) |
| Who: |
Robert S. Khuzami, Director, Division of Enforcement |
| What: |
Practising Law Institute
SEC Speaks in 2010 |
| Where: |
Ronald Reagan Bldg. & International Trade Center
1300 Pennsylvania Avenue, N.W
Washington DC 20004 |
| Contact: |
Laura Shields, Esq.
(212) 824-5797 or lshields@pli.edu |
|
| When: |
Friday, February 5 (9:35 – 10:35 a.m.) |
| Who: |
James Kroeker, Chief Accountant, Office of the Chief Accountant |
| What: |
Practising Law Institute
SEC Speaks in 2010 |
| Where: |
Ronald Reagan Bldg. & International Trade Center
1300 Pennsylvania Avenue, N.W
Washington DC 20004 |
| Contact: |
Laura Shields, Esq.
(212) 824-5797 or lshields@pli.edu |
|
| When: |
Friday, February 5 (10:35 - 10:55 a.m.) |
| Who: |
Commissioner Kathleen L. Casey |
| What: |
Practising Law Institute
SEC Speaks in 2010 |
| Where: |
Ronald Reagan Bldg. & International Trade Center
1300 Pennsylvania Avenue, N.W
Washington DC 20004 |
| Contact: |
Laura Shields, Esq.
(212) 824-5797 or lshields@pli.edu |
|
| When: |
Friday, February 5 (11:10 a.m.) |
| Who: |
George Canellos, Regional Director, New York Regional Office |
| What: |
Practising Law Institute
SEC Speaks in 2010 |
| Where: |
Ronald Reagan Bldg. & International Trade Center
1300 Pennsylvania Avenue, N.W
Washington DC 20004 |
| Contact: |
Laura Shields, Esq.
(212) 824-5797 or lshields@pli.edu |
|
| When: |
Friday, February 5 (12:10 p.m.) |
| Who: |
Commissioner Elisse B. Walter |
| What: |
Practising Law Institute
SEC Speaks in 2010 |
| Where: |
Ronald Reagan Bldg. & International Trade Center
1300 Pennsylvania Avenue, N.W
Washington DC 20004 |
| Contact: |
Laura Shields, Esq.
(212) 824-5797 or lshields@pli.edu |
|
| When: |
Friday, February 5 (1:45 - 2:05 p.m.) |
| Who: |
Commissioner Luis Aguilar |
| What: |
Practising Law Institute
SEC Speaks in 2010 |
| Where: |
Ronald Reagan Bldg. & International Trade Center
1300 Pennsylvania Avenue, N.W
Washington DC 20004 |
| Contact: |
Laura Shields, Esq.
(212) 824-5797 or lshields@pli.edu |
|
| When: |
Friday, February 5 (2:05 - 3:05 pm) |
| Who: |
Meredith Cross, Director, Division of Corporation Finance |
| What: |
Practising Law Institute
SEC Speaks in 2010 |
| Where: |
Ronald Reagan Bldg. & International Trade Center
1300 Pennsylvania Avenue, N.W
Washington DC 20004 |
| Contact: |
Laura Shields, Esq.
(212) 824-5797 or lshields@pli.edu |
|
| When: |
Wednesday, February 10 (5 – 6:30 p.m.) |
| Who: |
Marc Fagel, Regional Director, San Francisco Regional Office |
| What: |
"The Inside Scoop on Insider Trading Cases" panel |
| Where: |
San Francisco, California |
| Contact: |
Robert Snoddy
(202) 662-1516 or SnoddyR@staff.abanet.org |
|
| When: |
Thursday, February 11 (4 - 7 p.m.) |
| Who: |
Commissioner Elisse B. Walter |
| What: |
SEC/Catholic U Law School Symposium to Enhance Diversity in the Securities Industry |
| Where: |
Catholic University’s Columbus School of Law
Washington, DC |
| Contact: |
Alta Rodriguez
(202) 551-6002 or rodrigueza@sec.gov |
|
| When: |
Wednesday, February 17 (2 – 5 p.m.) |
| Who: |
Robert S. Khuzami, Director, Division of Enforcement |
| What: |
Practising Law Institution
Corporate Governance 2010 — A Master Class |
| Where: |
PLI New York Center
810 Seventh Avenue
New York, New York |
| Contact: |
Grace O'Hanlon, Program Atty
(212) 824-5836 or gohanlon@pli.edu |
|
| When: |
Wednesday, February 17 (8:40 a.m.) |
| Who: |
Commissioner Elisse B. Walter |
| What: |
Practising Law Institution
Corporate Governance 2010 — A Master Class |
| Where: |
PLI New York Center
810 Seventh Avenue
New York, New York |
| Contact: |
Grace O'Hanlon, Program Atty
(212) 824-5836 or gohanlon@pli.edu |
|
| When: |
Friday, February 19 (9 a.m. – 5:30 p.m.) |
| Who: |
Andrew J. Donohue, Director, Investment Management Division |
| What: |
Fordham Symposium |
| Where: |
New York |
| Contact: |
Audrey White
(936) 661-3834 |
|
| When: |
Monday, February 22 (8:30 – 10 a.m.) |
| Who: |
Rosalind Tyson, Regional Director, Los Angeles Regional Office |
| What: |
NSCP West Coast Regional Meeting |
| Where: |
San Francisco, California |
| Contact: |
Liza Wentworth
(860) 672-0843 or lwentworth@nscp.org |
|
| When: |
Thursday, February 25 (8:30 a.m.) |
| Who: |
Commissioner Elisse B. Walter |
| What: |
IAA/ACA Insight Investment Adviser Compliance Forum |
| Where: |
Marriott Crystal Gateway Hotel
Arlington, Virginia |
| Contact: |
David Tittsworth
(202) 293-4222 or david.tittsworth@investmentadviser.org |
|
| When: |
Thursday, February 25 (10:30 - 11:30 a.m.) |
| Who: |
Andrew J. Donohue, Director, Investment Management Division |
| What: |
Investment Adviser Compliance Forum |
| Where: |
Marriott Crystal City, Virginia |
| Contact: |
Lisa Gillette
lisa.gillette@investmentadviser.org |
|
| When: |
Thursday, February 25 (11 a.m. – 12:30 p.m.) |
| Who: |
Robert S. Khuzami, Director, Division of Enforcement |
| What: |
America Bar Association
24th Annual National Institute on White Collar Crime |
| Where: |
Eden roc Renaissance
4525 Collins Avenue
Miami Beach, Florida |
| Contact: |
Earnestine Murphy
(312) 988-6204 |