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Upcoming Events

This page provides a schedule of the upcoming meetings of the Commission, public appearances of senior SEC officials, and other events. Contact information is provided for additional information. Please note that all events are subject to change.

All times appearing below are listed in Eastern Time unless otherwise noted.

SEC Meetings and Other Events

All SEC open meetings and many other public events are webcast. A hyperlink to the webcast will be posted to SEC.gov shortly before the start of a meeting. Captioning is provided for these webcasts. Reasonable accommodations for persons with disabilities attending an event in person can be arranged by submitting a request to DisabilityProgramOfficer@SEC.gov at least three business days in advance.

SEC closed meetings are not open to the public.

May 2016

Thursday, May 5, 2016

2:00 p.m. ET
Location: SEC Headquarters, 100 F Street, NE, Washington
Contact: Office of the Secretary at (202) 551-5400

Public Appearances by Officials

All public appearances by officials are open to media unless otherwise noted.

May 2016

Monday, May 2, 2016

12:15 p.m. (11:15 a.m. CT)
Shamoil Shipchandler, Director, Fort Worth Regional Office will participate in the Institute of Internal Auditors’ May 2016 Luncheon. He will discuss examination and enforcement priorities in the Fort Worth Regional Office.
Location: Hess Club, 5430 Westheimer Road, Houston
Contact: 407-937-1111

Wednesday, May 4, 2016

9:30 a.m.
Stephen Luparello, Director, Division of Trading and Markets will participate in a Q&A with SIFMA Executive Vice President and General Counsel Ira Hammerman at SIFMA’s 43rd Annual Operations Conference and Exhibition. Following the Q&A, Luparello will be on a panel focusing on complex initiatives facing the financial services industry.
Location: Fontainebleau Miami Beach, 4441 Collins Ave., Miami Beach, Fla.
Contact: Emily Funk, 212-313-1339

Thursday, May 12, 2016

11 a.m. (8 a.m. PT)
SEC staff from the Division of Enforcement will participate in the Securities Enforcement Forum West 2016. Participants include Andrew Ceresney, Director, Division of Enforcement, Jina Choi, Director, San Francisco Regional Office, and Michele Layne, Director, Los Angeles Regional Office. See agenda.
Location: Fairmont HoteL, 950 Mason St., San Francisco
Contact: Bruce Carton, events@securitiesdocket.com

Friday, May 20, 2016

8 a.m.
Chair Mary Jo White will give the keynote address at the Investment Company Institute’s General Membership Meeting.
Location: Washington Hilton, 1919 Connecticut Ave., N.W., Washington, D.C.
Contact: Olivia Caverly, 202-326-5945, olivia.caverly@ici.org

Public Hearings in Administrative Proceedings

To obtain a sign language interpreter contact SECInterpreter@SEC.gov at least three business days in advance. For any other reasonable accommodation related disability contact DisabilityProgramOfficer@SEC.gov or call 202-551-4158.

ANY HEARING OR PREHEARING CONFERENCE SCHEDULED IN WASHINGTON, D.C., IS POSTPONED WHEN GOVERNMENT OFFICES IN WASHINGTON ARE CLOSED. 

May 2016

This hearing has been postponed indefinitely.

Wednesday, May 4-Friday, May 20, 2016

9:30 a.m. Central Daylight Time
Administrative Law Judge Cameron Elliot will hold a hearing in the matter of Behruz Afshar, et al., Administrative Proceeding File No. 3-16978
Location: Courtroom 1300 at the U.S. District Court for the Northern District of Illinois (Everett McKinley Dirksen Courthouse), 219 S. Dearborn St., Chicago, IL 60604
Contact: Office of Administrative Law Judges, (202) 551-6030

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Modified: May 2, 2016