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Upcoming Events


This page provides a schedule of the upcoming meetings of the Commission, public appearances of senior SEC officials, and other events. Contact information is provided for additional information. Please note that all events are subject to change.

All times appearing below are listed in Eastern Time unless otherwise noted.

SEC Meetings and Other Events

All SEC open meetings and many other public events are webcast. A hyperlink to the webcast will be posted to SEC.gov shortly before the start of a meeting. Captioning is provided for these webcasts. Reasonable accommodations for persons with disabilities attending an event in person can be arranged by submitting a request to DisabilityProgramOfficer@SEC.gov at least three business days in advance.

SEC closed meetings are not open to the public.

December 2016

Thursday, December 8, 2016

9:30 a.m. ET
Investor Advisory Committee Meeting
See Notice of Meeting, Sunshine Act Notice
Location: SEC Headquarters, 100 F Street, NE, Washington, DC
Contact: Marc Oorloff Sharma, Senior Special Counsel, Office of the Investor Advocate, at (202) 551-3302

Thursday, December 8, 2016

3:00 p.m. ET
Closed Meeting
See Sunshine Act Notice
Location: SEC Headquarters, 100 F Street, NE, Washington, DC
Contact: Office of the Secretary, at (202) 551-5400

Wednesday, December 14, 2016

10:00 a.m. ET
Open Meeting
See Sunshine Act Notice
Location: SEC Headquarters, 100 F Street, NE, Washington, DC
Contact: Office of the Secretary, at (202) 551-5400

Thursday, December 15, 2016

2:00 p.m. ET
Closed Meeting
See Sunshine Act Notice
Location: SEC Headquarters, 100 F Street, NE, Washington, DC
Contact: Office of the Secretary, at (202) 551-5400


Public Appearances by Officials

All public appearances by officials are open to media unless otherwise noted.

December 2016

Monday, Dec. 5 - Wednesday, Dec. 7

Several SEC staff will attend the American Institute of Certified Public Accountants' National Conference on Current SEC & PCAOB Developments, including Wesley Bricker, Chief Accountant, Office of the Chief Accountant, Keith Higgins, Director, Division of Corporation Finance, Andrew Ceresney, Director, Division of Enforcement, and Scott Bauguess, Deputy Director and Deputy Chief Economist, Division of Economic and Risk Analysis. 

Monday, Dec. 5

  • 9:20 a.m. — Bricker will give remarks.
  • 5:05 p.m. — Bricker will participate in a Q&A discussion.

Tuesday, Dec. 6

  • 8:30 a.m. — Higgins will participate in a panel titled, "Developments in the Division of Corporation Finance."
  • 1 p.m. — Ceresney will participate in a panel titled, "SEC Enforcement Update."

Wednesday, Dec. 7

  • 2:20 p.m. — Bauguess will participate in a panel discussion on data analytics.
Location: Marriott Wardman Park, 2660 Woodley Road, N.W., Washington, D.C.
Contact: Jay Hyde, 202-434-9266,  jhyde@aicpa.org

Tuesday, Dec. 6, 2016

2:15 p.m. (12:15 p.m. MT)
Richard Best, Director, Salt Lake Regional Office, will speak at the Salt Lake Rotary Club's event titled, "Avoiding Common Securities Fraud Schemes."
Location: Salt Lake Marriott at City Creek, 75 S W Temple, Salt Lake City
Contact: Rolayne Fairclough, 385-628-9937 

Public Hearings in Administrative Proceedings

To obtain a sign language interpreter contact SECInterpreter@SEC.gov at least three business days in advance. For any other reasonable accommodation related disability contact DisabilityProgramOfficer@SEC.gov or call 202-551-4158.

ANY HEARING OR PREHEARING CONFERENCE SCHEDULED IN WASHINGTON, D.C., IS POSTPONED WHEN GOVERNMENT OFFICES IN WASHINGTON ARE CLOSED.

 

December 2016

Monday, December 19-Wednesday, December 21, 2016, 9:30 a.m. Eastern Standard Time

Administrative Law Judge James E. Grimes will hold a hearing in the matter of Barbara Duka, Administrative Proceeding File No. 3-16349
Location: Courtroom 17C, Daniel Patrick Moynihan Courthouse, 500 Pearl Street, New York, NY
Contact: Office of Administrative Law Judges, (202) 551-6030

Monday, December 12-Friday, December 16, 2016, 9:30 a.m. Eastern Standard Time

Administrative Law Judge James E. Grimes will hold a hearing in the matter of Charles L. Hill, Jr, Administrative Proceeding File No. 3-16383
Location: Richard B. Russell Federal Building and United States Courthouse, Courtroom 1707, 75 Ted Turner Drive, SW, Atlanta, GA 30303
Contact: Office of Administrative Law Judges, (202) 551-6030

January 2017

Tuesday, January 10, and Wednesday-Thursday, January 25-26, 2017, 9:30 a.m. Eastern Standard Time

Administrative Law Judge Jason S. Patil will hold a hearing in the matter of Med-X, Inc., Administrative Proceeding File No. 3-17551
Location: SEC Headquarters, 100 F Street, N.E., Hearing Room 2, Washington, DC 20549
Contact: Office of Administrative Law Judges, (202) 551-6030
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Modified: Dec. 8, 2016