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Upcoming Events

This page provides a schedule of the upcoming meetings of the Commission, public appearances of senior SEC officials, and other events. Contact information is provided for additional information. Please note that all events are subject to change.

All times appearing below are listed in Eastern Time unless otherwise noted.

SEC Meetings and Other Events

All SEC open meetings and many other public events are webcast. A hyperlink to the webcast will be posted to shortly before the start of a meeting. Captioning is provided for these webcasts. Reasonable accommodations for persons with disabilities attending an event in person can be arranged by submitting a request to at least three business days in advance.

SEC closed meetings are not open to the public.

October 2015

Thursday, Oct. 8, 2015

2:00 p.m. ET
Closed Meeting See Sunshine Act Notice
Location: SEC Headquarters, 100 F Street, NE, Washington, DC
Contact: Office of the Secretary at (202) 551-5400

Thursday, Oct. 15, 2015

10:00-4:00 p.m. ET
Investor Advisory Committee Meeting
See Meeting Notice, Agenda and Sunshine Act Notice
Location: SEC Headquarters, 100 F Street, NE, Washington, DC

Contact: Marc Oorloff Sharma, Senior Special Counsel, Office of the Investor Advocate, at (202) 551-3302.

Public Appearances by Officials

All public appearances by officials are open to media unless otherwise noted.

October 2015

Wednesday, Oct. 14, 2015

8:10 a.m.
Commissioner Luis A. Aguilar will be a keynote speaker at the 12th Annual Boardroom Summit and Peer Exchange.
Location: Grand Hyatt New York, 109 E. 42nd St., New York
Contact: Stephanie Clark, 615-512-3007
Andrew “Buddy” Donohue, SEC Chief of Staff, will give the keynote address at the NRS 30th Annual Fall Investment Adviser and Broker-Dealer Compliance Conference. Michelle Layne, Director, Los Angeles Regional Office, will be a panelist at the event.
  • 11:45 a.m. (8:45 a.m. PT)  -  Layne will participate on the keynote regulation panel.
  • 3 p.m. (12 p.m. PT)  -  Donohue will give the lunchtime keynote address.
Location: Hilton San Diego, 1775 E. Mission Bay Dr., San Diego
Contact: Martin Fewster,

Friday, Oct. 16, 2015

10:15 a.m.
Mark Flannery, Director and Chief Economist, Division of Economic and Risk Analysis, will be a panelist at the Financial Management Association’s Annual Meeting. His panel will discuss current topics of interest to the SEC including mutual fund liquidity risk management, executive compensation and security-based swap markets.
Location: Hilton Bonnet Creek Hotel, 14100 Bonnet Creek Resort Lane, Orlando, Fla.
Contact: Karen Wright, 813-974-2084,
2:10 p.m.
Andrew Ceresney, Director, Division of Enforcement, will be a panelist at the 4th Annual Securities Litigation and Enforcement Institute. His panel will focus on enforcement priorities and recent activities.
Location: New York City Bar, 42 W. 44th St., New York
Contact: Angela Poon, 212-382-6668,

November 2015

Wednesday, Nov. 4, 2015

8 a.m.
SEC senior officials, including Andrew Ceresney, Director, Division of Enforcement, and Stephanie Avakian, Deputy Director, Division of Enforcement, will participate in the Securities Enforcement Forum 2015. Details here.
Location: Mayflower Hotel, 1127 Connecticut Ave. N.W., Washington, D.C.
Contact: Bruce Carton,

Public Hearings in Administrative Proceedings

To obtain a sign language interpreter contact at least three business days in advance. For any other reasonable accommodation related disability contact or call 202-551-4158.


October 2015

Tuesday, October 13-Friday October 23, 2015

9:30 a.m. EDT
Administrative Law Judge Carol Fox Foelak will hold a hearing in the matter of Lynn Tilton, et al., Administrative Proceeding File No. 3-16462 - This hearing has been canceled.
Location: Jacob K. Javits Building, 26 Federal Plaza, Room 238, New York, New York
Contact: Office of Administrative Law Judges, 202-551-6030

Modified: Oct. 9, 2015