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Upcoming Events

 
 
 

Upcoming Events


This page provides a schedule of the upcoming meetings of the Commission, public appearances of senior SEC officials, and other events. Contact information is provided for additional information. Please note that all events are subject to change.

All times appearing below are listed in Eastern Time unless otherwise noted.

SEC Meetings and Other Events

All SEC open meetings and many other public events are webcast. Captioning is provided for these webcasts. Reasonable accommodations for persons with disabilities attending an event in person can be arranged by submitting a request to DisabilityProgramOfficer@SEC.gov at least three business days in advance.

SEC closed meetings are not open to the public.

March 2015

Monday, March 30, 2015

10:30 a.m.
Open Meeting (Oral Argument)
Location: SEC Headquarters
Contact: Office of the Secretary, (202) 551-5400

April 2015

Thursday, April 2, 2015

2:00 p.m.
Closed Meeting
Location: SEC Headquarters
Contact: Office of the Secretary, (202) 551-5400

Thursday, April 9, 2015

9:30 a.m.
Investor Advisory Committee Quarterly Meeting
See Agenda.
Location: SEC Headquarters, Multipurpose Room, 100 F Street, N.E., Washington, D.C.
Contact: Frankie White, Office of the Investor Advocate, 202-551-4310

Public Appearances by Officials

All public appearances by officials are open to media unless otherwise noted.

April 2015

Friday, April 3, 2015

3:15 p.m. (2:15 p.m. CT)
David Woodcock, Director, Fort Worth Regional Office, will be a panelist at the Texas A&M Law Review’s Annual Energy Symposium. His panel will discuss energy securities and investing.
Location: Texas A&M University School of Law, Conference Center, 1515 Commerce St., Fort Worth, Texas
Contact: Deborah Barnett, dbarnett@law.tamu.edu

May 2015

Friday, May 8, 2015

8 a.m.
SEC Chair Mary Jo White will give the annual regulatory address at the Investment Company Institute’s General Membership Meeting.
Location: Marriott Wardman Park Hotel, 2660 Woodley Road, N.W., Washington, D.C.
Contact: Olivia Caverly, 202-326-5945, olivia.caverly@ici.org

Public Hearings in Administrative Proceedings

To obtain a sign language interpreter contact SECInterpreter@SEC.gov at least three business days in advance. For any other reasonable accommodation related disability contact DisabilityProgramOfficer@SEC.gov or call 202-551-4158.

ANY HEARING OR PREHEARING CONFERENCE SCHEDULED IN WASHINGTON, D.C., IS POSTPONED WHEN GOVERNMENT OFFICES IN WASHINGTON ARE CLOSED. 

March 2015

Monday, March 30-Friday April 3, 2015

9:30 a.m. PDT
Chief Administrative Law Judge Brenda P. Murray will hold a hearing in the matter of Total Wealth Management, Inc., et al. (as to Jacob Keith Cooper) Administrative Proceeding File No. 3-15842
Location: U.S. District Court, 312 N. Spring Street, Courtroom 24, Los Angeles, CA
Contact: Office of Administrative Law Judges, 202-551-6030

Monday, March 30-Thursday April 10, 2015

9:30 a.m. EDT
Administrative Law Judge Jason S. Patil will hold a hearing in the matter of Gregory T. Bolan, Jr. and Joseph C. Ruggieri (as to Ruggieri), Administrative Proceeding File No. 3-16178
Location: Jacob K. Javits Building, 26 Federal Plaza, Room 238, New York, New York
Contact: Office of Administrative Law Judges, 202-551-6030

April 2015

Monday, April 20-Friday, April 24, 2015

9:30 a.m. EDT
Administrative Law Judge Jason S. Patil will hold a hearing in the matter of Edgar R. Page, et al., Administrative Proceeding File No. 3-16037
Location: Jacob K. Javits Building, 26 Federal Plaza, Room 238, New York, New York
Contact: Office of Administrative Law Judges, 202-551-6030

Monday, April 20-Friday, April 24, 2015

9:30 a.m. EDT
Chief Administrative Law Judge Brenda P. Murray will hold a hearing in the matter of The Application of Securities Industry and Financial Markets Association, Administrative Proceeding File No. 3-15350
Location: SEC Headquarters, 100 F Street, N.E., Hearing Room 2, Washington, DC 20549
Contact: Office of Administrative Law Judges, 202-551-6030

Monday, April 20-Friday, May 8, 2015

9:30 a.m. CDT
Administrative Law Judge Cameron Elliot will hold a hearing in the matter of Laurie Bebo, et al. (as to Laurie Bebo), Administrative Proceeding File No. 3-16293
Location: U.S. Tax Courtroom 498, Federal Building & U.S. Courthouse, 517 E. Wisconsin Ave., Milwaukee, Wisconsin
Contact: Office of Administrative Law Judges, 202-551-6030

Last modified: March 27, 2015