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Upcoming Events

 
 
 

Upcoming Events


This page provides a schedule of the upcoming meetings of the Commission, public appearances of senior SEC officials, and other events. Contact information is provided for additional information. Please note that all events are subject to change.

All times appearing below are listed in Eastern Time unless otherwise noted.

SEC Meetings and Other Events

All SEC open meetings and many other public events are webcast. Captioning is provided for these webcasts. Reasonable accommodations for persons with disabilities attending an event in person can be arranged by submitting a request to DisabilityProgramOfficer@SEC.gov at least three business days in advance.

SEC closed meetings are not open to the public.

March 2015

Wednesday, March 4, 2015

9:30 a.m.
Location: SEC Headquarters
Contact: Julie Davis, acsecquery@sec.gov

Thursday, March 5, 2015

2:00 p.m.
Closed Meeting
Location: SEC Headquarters
Contact: Office of the Secretary, (202) 551-5400

Public Appearances by Officials

All public appearances by officials are open to media unless otherwise noted.

March 2015

Thursday, March 5, 2015

**THIS EVENT HAS BEEN POSTPONED to a date and time to be announced.**
Andrew Ceresney, Director, Division of Enforcement, will testify before the House Committee on Financial Services’ Subcommittee on Capital Markets and Government Sponsored Enterprises on the “Oversight of the SEC’s Division of Enforcement.”
Location: Rayburn House Office Building, Room 2167, Washington, D.C.
Contact: David Popp, 202-226-2467

Friday, March 6, 2015

11 a.m.
Scott Bauguess, Deputy Director, Division of Economic and Risk Analysis, will give a talk “The Hope and Limitations of Machine Learning in Market Risk Assessment.”
Location: Columbia University, Data Science Institute
Contact: Martin Haugh, mh2078@columbia.edu

Thursday, March 12, 2015

9 a.m.
SEC Chair Mary Jo White will give the keynote address at Georgetown University Law’s Corporate Counsel Institute. Andrew Ceresney, Director, Division of Enforcement and David Glockner, Director, Chicago Regional Office will also participate in the event.
  • 10:30 a.m.    Ceresney will be a panelist on the Enforcers Roundtable. The discussion will include enforcement priorities.
  • 3:05 p.m.    Glockner’s panel will discuss cybersecurity issues.
Location: Georgetown University Law Center, 600 New Jersey Ave. N.W., Washington, D.C.
Contact: Jennie Nguyen, 952-405-7939, mediarelations@law.georgetown.edu

Friday, March 13, 2015

9:45 a.m.
Eric Bustillo, Miami Regional Office, will be a panelist at the Society of Corporate Compliance and Ethics’ Regional Compliance and Ethics Conference. His panel will focus on whistleblowers.
Location: Miami Marriott Biscayne Bay, 1633 North Bayshore Dr., Miami
Contact: Jennie Nguyen, 952-405-7939, jennie.nguyen@corporatecompliance.org

Public Hearings in Administrative Proceedings

To obtain a sign language interpreter contact SECInterpreter@SEC.gov at least three business days in advance. For any other reasonable accommodation related disability contact DisabilityProgramOfficer@SEC.gov or call 202-551-4158.

ANY HEARING OR PREHEARING CONFERENCE SCHEDULED IN WASHINGTON, D.C., IS POSTPONED WHEN GOVERNMENT OFFICES IN WASHINGTON ARE CLOSED. 

March 2015

Thursday, March 12, 2015

10:00 a.m. EDT
Administrative Law Judge Carol Fox Foelak will hold a hearing in the matter of Kelly Black-White, Administrative Proceeding File No. 3-16143
Location: SEC Headquarters, Hearing Room 2, 100 F Street NE, Washington, DC 20549
Contact: Office of Administrative Law Judges, 202-551-6030

Monday, March 16 – Friday, March 27, 2015

9:30 a.m. EDT
Administrative Law Judge Carol Fox Foelak will hold a hearing in the matter of Paul Edward “Ed” Lloyd, Jr., CPA, Administrative Proceeding File No. 3-16182
Location: Courthouse for Mecklenburg County, District 26, 832 East Fourth Street (Courtroom 6350 on the 6th Floor), Charlotte, North Carolina
Contact: Office of Administrative Law Judges, 202-551-6030

Monday, March 23 - Friday, March 27, 2015

9:30 a.m. EDT
Chief Administrative Law Judge Brenda P. Murray will hold a hearing in the matter of Khaled A. Eldaher, Administrative Proceeding File No. 3-16326
Location: SEC Headquarters, 100 F Street, N.E., Hearing Room 2, Washington, DC 20549
Contact: Office of Administrative Law Judges, 202-551-6030

Monday, March 30-Friday April 3, 2015

9:30 a.m. PDT
Chief Administrative Law Judge Brenda P. Murray will hold a hearing in the matter of Total Wealth Management, Inc., et al. (as to Total Wealth Management, Inc. and Jacob Keith Cooper) Administrative Proceeding File No. 3-15842
Location: U.S. District Court, 312 N. Spring Street, Courtroom 24, Los Angeles, CA
Contact: Office of Administrative Law Judges, 202-551-6030

Last modified: March 6, 2015