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U.S. Securities and Exchange Commission

Upcoming Events

This page provides a schedule of the upcoming events including open and closed meetings of the Commission, public appearances of senior SEC officials, including the Chair, Commissioners, and senior staff members, and other occasions. For additional information on events, please call the contact numbers listed. Please note that events are subject to change.


SEC Meetings and Other Events

All SEC open meetings and many other public events are webcast. Captioning is provided for these webcasts. Reasonable accommodations for persons with disabilities attending an event in person can be arranged by submitting a request to DisabilityProgramOfficer@SEC.gov at least three business days in advance.

SEC closed meetings are not open to the public.

There are currently no scheduled meetings or events.


Public Appearances by Officials

November 2014

When:   November 21, 2014, 10:30 a.m. ET
Who:   Matthew Solomon, Chief Litigation Counsel
What:   Current Issues in Securities Regulation: The 'Hot' Topics
Where:   Columbia Law School, Jerome Greene Hall, Room 104, 435 W. 116th St., New York
Contact:   Nancy Goldfarb, 212-854-1584, nancy.goldfarb@law.columbia.edu

When:   November 21, 2014, 12:15 p.m. ET
Who:   Commissioner Kara Stein
What:   Current Issues in Securities Regulation: The 'Hot' Topics
Where:   Columbia Law School, Jerome Greene Hall, Room 104, 435 W. 116th St., New York
Contact:   Nancy Goldfarb, 212-854-1584, nancy.goldfarb@law.columbia.edu

When:   November 21, 2014, 12:30 p.m.
Who:   Andrew Ceresney, Director, Division of Enforcement
What:   American Bar Association's Business Law Section Fall Meeting
Where:   The Ritz-Carlton Hotel, 1150 22nd St N.W., Washington, D.C
Contact:   Robert Robinson, 202-662-1097, robert.robinson@americanbar.org

When:   November 21, 2014, 2:30 p.m. ET
Who:   Daniel Hawke, Chief of the Enforcement Division's Market Abuse Unit
What:   Current Issues in Securities Regulation: The 'Hot' Topics
Where:   Columbia Law School, Jerome Greene Hall, Room 104, 435 W. 116th St., New York
Contact:   Nancy Goldfarb, 212-854-1584, nancy.goldfarb@law.columbia.edu

Public Hearings in Administrative Proceedings

To obtain a sign language interpreter contact SECInterpreter@SEC.gov at least three business days in advance. For any other reasonable accommodation related disability contact DisabilityProgramOfficer or call 202-551-4158.

November 2014

When:   Monday, November 17-Wednesday, November 26, 2014, 9:30 a.m. Mountain Standard Time
Who:   Administrative Law Judge Jason S. Patil
What:   Hearing in the matter of Dennis J. Malouf, Administrative Proceeding File No. 3-15918
Where:   United States Courthouse
421 Gold Avenue S.W.
Albuquerque, New Mexico
Contact:   Office of Administrative Law Judges, (202) 551-6030

When:   This hearing has been postponed indefinitely.
Monday, November 17–Friday, November 21, 2014, 9:30 a.m. Mountain Standard Time
Who:   Administrative Law Judge Carol Fox Foelak
What:   Hearing in the matter of Lawrence M. Labine, Administrative Proceeding File No. 3-15967
Where:   Sandra Day O'Connor Federal Courthouse
401 West Washington Street
Tax Courtroom 406
Phoenix, Arizona
Contact:   Office of Administrative Law Judges, (202) 551-6030

December 2014

When:   Monday, December 8 – Friday December 12, 2014, 9:30 a.m. Mountain Standard Time
Who:   Administrative Law Judge Cameron Elliot
What:   Hearing in the matter of Child, Van Wagoner & Bradshaw, PPLC, et al., Administrative Proceeding File No. 3-15965
Where:   U.S. Tax Court, Wallace F. Bennett Federal Building, 125 S. State Street, Courtroom 5223, Salt Lake City, Utah
Contact:   Office of Administrative Law Judges, (202) 551-6030

 

http://www.sec.gov/about/upcoming-events.htm


Modified: 11/21/2014