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Upcoming Events

This page provides a schedule of the upcoming meetings of the Commission, public appearances of senior SEC officials, and other events. Contact information is provided for additional information. Please note that all events are subject to change.

All times appearing below are listed in Eastern Time unless otherwise noted.

SEC Meetings and Other Events

All SEC open meetings and many other public events are webcast. A hyperlink to the webcast will be posted to SEC.gov shortly before the start of a meeting. Captioning is provided for these webcasts. Reasonable accommodations for persons with disabilities attending an event in person can be arranged by submitting a request to DisabilityProgramOfficer@SEC.gov at least three business days in advance.

SEC closed meetings are not open to the public.

September 2016

Thursday, September 29, 2016

2:00 p.m. ET
Closed Meeting
See Sunshine Act Notice
Location: SEC Headquarters, 100 F Street, NE, Washington, DC
Contact: Office of the Secretary at (202) 551-5400

October 2016

Wednesday, October 5, 2016

9:30 a.m. ET
Advisory Committee on Small and Emerging Companies
See Notice of Meeting, Sunshine Act Notice
Location: SEC Headquarters, 100 F Street, NE, Washington, DC, Multi-Purpose Room LL-006
Contact: Office of the Secretary at (202) 551-5400

Public Appearances by Officials

All public appearances by officials are open to media unless otherwise noted.

September 2016

Monday, Sept. 26, 2016

8:30 a.m.
Paul Levenson, Director, Boston Regional Office, will give the keynote address at IA Watch's 16th Annual Compliance Fall Conference.
Location: Hyatt Regency Boston, 1 Avenue de Lafayette, Boston
Contact: Carl Ayers, 301-287-2435, cayers@iawatch.com
11 a.m. (10 a.m. CT)
Mark Flannery, Director, Division of Economic and Risk Analysis, will be a panelist at the Federal Reserve Bank of Minneapolis' "Symposium on Ending Too Big To Fail." His panel will focus on converting debt to equity as a means to address "too big to fail."
Location: Federal Reserve Bank of Minneapolis, 90 Hennepin Ave., Minneapolis
Contact: Alyssa Augustine, 612-204-5000,alyssa.augustine@mpls.frb.org
12:10 p.m.
Keith Higgins, Director, Division of Corporation Finance, will be a panelist at the Financial Executive International's "Pacesetters in Financial Reporting Conference." His panel will focus on regulatory priorities in financial reporting.
Location: Schimmel Center, 3 Spruce St., New York
Contact: Leslie Seidman, 212-618-6565, lseidman@pace.edu

Tuesday, Sept. 27, 2016

9 a.m.
Chair Mary Jo White will participate in SIFMA's Annual Meeting. She will participate in a Q&A discussion with SIFMA CEO and President, Kenneth E. Bentsen Jr.
Location: The Mayflower Hotel, 1127 Connecticut Ave. N.W., Washington, D.C.
Contact: Katrina Cavalli, 212-313-1181, kcavalli@sifma.org and Carol Danko, 202-962-7390, cdanko@sifma.org

Thursday, Sept. 29, 2016

10 a.m. (9 a.m. CT)
Shamoil Shipchandler, Director, Fort Worth Regional Office, will give the opening keynote address at the University of Texas School of Law’s 3rd Annual Government Enforcement Institute.
Location: Hotel Derek, 2525 West Loop S., Houston
Contact: 512-475-6700

Friday, Sept. 30, 2016

10 a.m. (9 a.m. CT)
Keith Higgins, Director, Division of Corporation Finance, will speak at Northwestern University's Annual Corporate Counsel Institute.
Location: Northwestern Memorial Hospital Conference Center, 251 E Huron St., Chicago

October 2016

October, 13, 2016

7 a.m. 
Andrew Ceresney, Director, Division of Enforcement, and Stephanie Avakian, Deputy Director, Division of Enforcement will participate in the Securities Enforcement Forum 2016. Several other SEC staff will also participate in the event. See agenda.
Location: Mayflower Hotel, 1127 Connecticut Ave. N.W., Washington, D.C.
Contact: Bruce Carton, bcarton@securitiesdocket.com

Public Hearings in Administrative Proceedings

To obtain a sign language interpreter contact SECInterpreter@SEC.gov at least three business days in advance. For any other reasonable accommodation related disability contact DisabilityProgramOfficer@SEC.gov or call 202-551-4158.

ANY HEARING OR PREHEARING CONFERENCE SCHEDULED IN WASHINGTON, D.C., IS POSTPONED WHEN GOVERNMENT OFFICES IN WASHINGTON ARE CLOSED.

 

October 2016

Tuesday, October 4 – Friday, October 7, 2016; Thursday, October 13 – Friday, October 14

9:00 a.m. Central Daylight Time
Administrative Law Judge Jason S. Patil will hold a hearing in the matter of James A. Winkelmann, Sr., et al., , Administrative Proceeding File No. 3-17253
Location: Thomas F. Eagleton U.S. Courthouse, Courtroom 9.170, 111 South 10th Street St. Louis, MO 63102
Contact: Office of Administrative Law Judges, (202) 551-6030

Monday, October 17 – Thursday, November 10, 2016

9:30 a.m. Eastern Daylight Time
Administrative Law Judge James E. Grimes will hold a hearing in the matter of Donald F. ("Jay") Lathen, Jr., et al., Administrative Proceeding File No. 3-17387
Location: Thurgood Marshall Courthouse, Courtroom 519, 40 Foley Square, New York, NY
Contact: Office of Administrative Law Judges, (202) 551-6030

Monday, October 24 – Friday, October 28, 2016

9:30 p.m. Central Daylight Time
Administrative Law Judge Cameron Elliot will hold a hearing in the matter of David S. Hall, P.C., d/b/a The Hall Group CPAs, et al., Administrative Proceeding File No. 3-17228
Location: U.S. Tax Court, 1100 Commerce Street, Suite 726, Dallas, TX 75242
Contact: Office of Administrative Law Judges, (202) 551-6030

Monday, October 24 – Thursday, November 10, 2016

1:00 p.m. Eastern Daylight Time (first day)
Administrative Law Judge Carol Fox Foelak will hold a hearing in the matter of Lynn Tilton, et al., Administrative Proceeding File No. 3-16462
Location: Courtroom 17C, Daniel Patrick Moynihan Courthouse, 500 Pearl Street,
New York, NY
Contact: Office of Administrative Law Judges, (202) 551-6030

 

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Modified: Sept. 28, 2016