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Commission Speeches and Public Statements Archive: 1991

This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.

Speeches and Statements by:

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1991 Speeches by the Chairman and Commissioners

Date Title Author
Fourth Quarter
Dec. 16, 1991 Overview of Enviromental Disclosure, Prentice Hall Law & Business, Thirteenth Annual Institute on Proxy Statements, Annual Meetings & Disclosure Documents, Washington, D.C. Commissioner
Richard Y. Roberts
Dec. 9, 1991 Building A Stronger Market: Cooperation Between Argentina and the United States, Buenos Aires, Argentina Chairman
Richard C. Breeden
Dec. 5, 1991 Past Successes, Future Challenges, Securities Industry Association, Boca Raton, Florida Chairman
Richard C. Breeden
Nov. 19, 1991 Remarks, American Stock Exchange Conference on Financing in the International Markets, Bolsa Mexicana de Valores, Mexico City, Mexico Commissioner
Mary L. Schapiro
Nov. 13, 1991 The Growth of the Synthetic Derivative Market: Risks and Benefits, National Option & Futures Society, Washington, D.C. Commissioner
Mary L. Schapiro
Nov. 12, 1991 Continue Improving Our Debt Markets, Investment Company Institute Conference on Creditors' Rights Issues for Investment Companies, Washington, D.C. Commissioner
Richard Y. Roberts
Nov. 8, 1991 Remarks Before the American Bar Association, Committee on Federal Regulation of Securities, Business Law Section, Washington, D.C. Commissioner
Mary L. Schapiro
Nov. 8, 1991 Reconciling National and International Concerns in the Regulation of Global Capital Markets, London School of Economics, London, England Chairman
Richard C. Breeden
Nov. 5, 1991 Reflections, Financial Executives Institute, New York City, New York Commissioner
Edward H. Fleischman
Nov. 1, 1991 Time For Review of Pooling Criteria, The Second Annual Conference on Financial Reporting, University of California at Berkeley, San Francisco, CA Commissioner
Richard Y. Roberts
Oct. 24, 1991 Remarks Before the Cashiers' Association of Wall Street Inc., New York, New York Commissioner
Mary L. Schapiro
Oct. 17, 1991 Looking Backward and Forward, Chicago-Kent College of Law, Fourteenth Annual Commodities Law Institute, Chicago, Illinois Commissioner
Edward H. Fleischman
Oct. 16, 1991 Remarks, Corporate Counsel Institute, Chicago, Illinois Chairman
Richard C. Breeden
Oct. 5, 1991 Shareholder Proposals - Rule 14a-8, American Society of Corporate Secretaries - New York Chapter, Bolton Landing, New York Commissioner
Richard Y. Roberts
Oct. 3, 1991 ...[And] for the Protection of Investors, American College of Investment Counsel, New York City, New York Commissioner
Edward H. Fleischman
Third Quarter
Sep. 28, 1991 Update on Environmental Disclosure, Colorado Bar Association, Colorado Springs, Colorado Commissioner
Richard Y. Roberts
Sep. 24, 1991 Insights into the Investment Company Act Study, State of Wisconsin Sixth Annual SEC Update, Milwaukee, Wisconsin Commissioner
Richard Y. Roberts
Sep. 24, 1991 Strong Capital Markets and World Economic Growth, International Organization of Securities Commissions, Washington, D.C. Chairman
Richard C. Breeden
Aug. 12, 1991 Update on Improving Secondary Market Disclosure, The American Bar Association, Atlanta, Georgia Commissioner
Richard Y. Roberts
Aug. 12, 1991 ...Appropriate in the Public Interest, Committee on Federal Regulation of Securities of the Section of Business Law of the American Bar Association, Atlanta, Georgia Commissioner
Edward H. Fleischman
Second Quarter
Jun. 17, 1991 Open Borders, and Strong Capital Markets, Investment Dealers Association of Canada, Whistler, British Columbia, Canada Chairman
Richard C. Breeden
Jun. 14, 1991 Transparency, The First Annual New England Regional Securities Conference, Washington, D.C. Commissioner
Richard Y. Roberts
Jun. 13, 1991 Opening Statement, SEC Open Meeting, Washington, D.C. Chairman
Richard C. Breeden
Jun. 7, 1991 Proxy Reform - Guidelines For Review & Outlook, The United Shareholders Association Foundation for Research and Education, Washington, D.C. Commissioner
Richard Y. Roberts
May 30, 1991 Opening Statement on Adoption of Rules, Forms and Schedules for Multijurisdictional Disclosure with Canada, SEC Opening Meeting, Washington, D.C. Chairman
Richard C. Breeden
May 24, 1991 Remarks Before the Annual Meeting of the Investment Company Institute, Washington, D.C. Chairman
Richard C. Breeden
May 20, 1991 Opening Remarks, SEC Public Meeting, Washington, D.C. Chairman
Richard C. Breeden
May 16, 1991 The U.S. Role in Achieving International Harmonization of Accounting Standards, 10th Annual SEC and Financial Reporting Institute Conference, Los Angeles, California Commissioner
Philip R. Lochner, Jr.
May 15, 1991 A Celebration Of Ethics, Leonard N. Stern School of Business, New York University, Avery Fisher Hall, Lincoln Center, New York, New York Chairman
Richard C. Breeden
May 9, 1991 Proxy Reform and Shareholder Voting Rights, Annual Meeting of the Chief Financial Officers of the American Paper Institute, Washington, D.C. Commissioner
Richard Y. Roberts
May 7, 1991 Reexamining Our Debt Markets and Proprietary Trading Systems, The National Organization of Investment Professionals, Washington, D.C. Commisssioner Richard Y. Roberts
May 7, 1991 Testimony Concerning S. 543 and S. 713 Before the Committee on Banking, Housing and Urban Affairs, United States Senate, Washington, D.C. Chairman
Richard C. Breeden
May 2, 1991 The Effect of the SEC's Foreign Company Reporting Requirements of the U.S. Equity Markets, The 11th Annual Ray Garrett Jr. Corporate and Securities Law Institute Conference, Chicago, Illinois Commissioner
Philip R. Lochner, Jr.
Apr. 22, 1991 Some Thoughts on Developing Securities Markets, International Institute for Securities Market Development, Washington, D.C. Chairman
Richard C. Breeden
Apr. 18, 1991 Additional Attention Warranted for Debt Markets, National Federation of Municipal Analysts, San Juan, Puerto Rico Commissioner
Richard Y. Roberts
Apr. 13, 1991 A Citizen's Concerns in the Debate Over Hybrid Instruments, Joint Committee Meeting of the Committee on Futures Regulation and the Subcommittee on Market Regulation, Comm. on Fed'l. Reg'n of Securities American Bar Association Section of Business Law, Williamsburg, Virginia Commissioner
Edward H. Fleischman
Apr. 8, 1991 The Exclusivity Clause of the Commodity Exchange Act: The New Glass-Steagall?, The Bank Securities Association, Orlando, Florida Chairman
Richard C. Breeden
First Quarter
Mar. 26, 1991 Improving Our Debt Markets, Investment Company Institute, Washington, D.C. Commissioner
Richard Y. Roberts
Mar. 22, 1991 SEC Progress Towards Internationalization, Texaco Latin America - West Africa Roundtable, Coral Gables, Florida Commissioner
Richard Y. Roberts
Mar. 20, 1991 Remarks, Securities Industry Association Regional Conference Commissioner
Mary L. Schapiro
Mar. 11, 1991 Planning For Spontaneity: The Creation of Free Market in Eastern Europe, Remarks to the Center for the Study of International Business Law at Brooklyn Law School and The New York School Stock Exchange Commissioner
Philip R. Lochner, Jr.
Mar. 7, 1991 Remarks Before the Securities Regulation and Business Law Conference, University of Texas, Austin, Texas Commissioner
Mary L. Schapiro
Mar. 6, 1991 Improving Secondary Market Disclosure, Government Finance Officers Association, Washington, D.C. Commissioner
Richard Y. Roberts
Mar. 1, 1991 The Intersection of Business Needs and Disclosure Requirements: MD&A, Eleventh Annual Southern Securities Institute, Tampa, Florida Commmissioner Edward H. Fleischman
Mar. 1, 1991 Listing Standards on Shareholder Voting Rights, Twentieth Annual Securities Institute, Cleveland Bar Association, Commissioner
Richard Y. Roberts
Feb. 22, 1991 Strengthening Investor Confidence in U.S. Securities Markets, Eleventh Annual Northwest Securities Institute, Seattle, Washington Commissioner
Richard Y. Roberts
Feb. 13, 1991 Proposed Rules 2A-7, SEC Open Meeting, Washington, D.C. Chairman
Richard C. Breeden
Feb. 7, 1991 Perspectives on Municipal Disclosure, The National Association of Bond Lawyers, Washington, D.C. Commissioner
Richard Y. Roberts
Jan. 25, 1991 Fashioning Sanctions for Securities Law Violations: The Need for Standards, The Corporate Counsel Section of the New York State Bar Association, New York City, New York Commissioner
Philip R. Lochner, Jr.
Jan. 24, 1991 Lawyers and Insider Trading, The Securities Law Committee of the Federal Bar Association, National Press Club, Washington, D.C. Commissioner
Philip R. Lochner, Jr.
Jan. 24, 1991 Ferreting in the Interstices of S.E.C. Attitudes to Securities Analysts, Eighteenth Annual Securities Regulation Institute, Coronado, California Commissioner
Edward H. Fleischman
Jan. 23, 1991 Financial Stability In Challenging Times, Securities Regulation Institute, University of California at San Diego, San Diego, California Chairman
Richard C. Breeden
Jan. 10, 1991 Section 16, SEC Open Meeting, Washington, D.C. Chairman
Richard C. Breeden
Jan. 8, 1991 Testimony Concerning the State of the Securities Industry, Before the Subcommittee on Securities of the Committee on Banking Housing and Urban Affairs, United States Senate, Washington, D.C. Chairman
Richard C. Breeden
Jan. 8, 1991 Accounting in a Rapidly Changing World, AICPA Eighteenth Annual Conference on Current SEC Developments, Washington, D.C. Chairman
Richard C. Breeden

1991 Speeches and Statements by Commission Staff

Date Title Author
Fourth Quarter
Apr. 17, 1991 Regulatory Challenges For The 1990's, Federation Internationale des Bourses de Valeur, Geneva, Switzerland Richard G. Ketchum, Director, Division of Market Regulation
Third Quarter
No speeches are available for this quarter.
Second Quarter
No speeches are available for this quarter.
First Quarter
No speeches are available for this quarter.

http://www.sec.gov/news/speech/speecharchive/1991speech.shtml


Modified: 01/29/2008