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Commission Speeches and Public Statements Archive: 1937

This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.

Speeches and Statements by:

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1937 Speeches by the Chairman and Commissioners

Date Title Author
Fourth Quarter
Dec. 27, 1937 The Next Step in Accounting, Annual Meeting, American Accounting Association, Atlantic City, New Jersey Commissioner
Robert E. Healy
Nov. 3, 1937 Some Things Done To Be Done, Annual Conference, Investment Bankers Association of America, White Sulfur Springs, West Virginia Commissioner
George C. Mathews
Third Quarter
Aug. 31, 1937 Address, Annual Meeting, National Association of Railroad and Utilities Commissioners, Salt Lake City, Utah Commissioner
Robert E. Healy
Jul. 9, 1937 Address, Forty-First Annual Meeting, Indiana State Bar Association, Grand Beach, Lake Michigan Chairman
James M. Landis
Second Quarter
Jun. 23, 1937 Address, 42nd Annual Convention and Credit Congress of Industry, National Association of Credit Men, Chicago, Illinois Commissioner
William O. Douglas
May 18, 1937 Address, Associated Harvard Clubs, Indianapolis, Indiana Chairman
James M. Landis
Apr. 29, 1937 Sixteen Months of the Holding Company Act, Annual Meeting, National Association of Mutual Savings Banks, New York, New York Commissioner
Robert E. Healy
Apr. 17, 1937 Address, Graduate School of Public Affairs, American University and the Graduate School of the Department of Agriculture, Washington, D.C. Commissioner
William O. Douglas
Apr. 15, 1937 Address, Harvard Law School Association of New York, New York, New York Chairman
James M. Landis
First Quarter
Mar. 31, 1937 The Securities and Exchange Commission and Its Work, "New Wall Street" Symposium, New School for Social Research, New York City, New York Commissioner
J. D. Ross
Mar. 24, 1937 Democracy in Industry and Finance, The Bond Club of New York, New York, New York Commissioner
William O. Douglas
Mar. 20, 1937 Address, Third Annual, Eastern Law Students Conference, School of Law, Catholic University of America, Washington, D.C. Chairman
James M. Landis
Mar. 17, 1937 Address, Harvard Club of Boston, Boston, Massachusetts Chairman
James M. Landis
Mar. 10, 1937 Address, Fourth Annual Woman Congress sponsored by the Chicago Tribune, Chicago, Illinois Chairman
James M. Landis
Feb. 27, 1937 Address, Forty-Ninth Annual Banquet, Swarthmore Club of Philadelphia, Swarthmore, Pennsylvania Chairman
James M. Landis
Jan. 8, 1937 Address, Milwaukee Chapter, Wisconsin Society of Certified Public Accountants, Milwaukee, Wisconsin Commissioner
George C. Mathews

1937 Speeches and Statements by Commission Staff

Date Title Author
Fourth Quarter
Dec. 14, 1937 How To Shorten Prospectuses and Registration Statements, American Management Association, New York, New York Harold H. Neff, Director, Forms and Regulations Division
Dec. 13, 1937 Accountants' Certificates, Philadelphia Chapter, Massachusetts Society of Certified Public Accountants, Philadelphia, Pennsylvania Carman G. Blough, Chief Accountant
Nov. 22, 1937 Accountants' Certificates, Boston Chapter, Massachusetts Society of Certified Public Accountants, Boston, Massachusetts Carman G. Blough, Chief Accountant
Nov. 18, 1937 Address, The Philadelphia Association of Security Salesmen, Philadelphia, Pennsylvania David Saperstein, Director, Trading and Exchange Division
Oct. 27, 1937 Address, Maine Investment Dealers Association, Portland, Maine David Saperstein, Director, Trading and Exchange Division
Oct. 14, 1937 Address, 20th Annual Conference, National Association of Securities Commissioners, French Lick, Indiana Allen E. Throop, General Counsel
Oct. 5, 1937 Some Problems in Presentation of Financial Information to Investors, New York, New York Carman G. Blough, Chief Accountant
Third Quarter
Sep. 28, 1937 Indenture Trustees and Real Estate Reorganizations, Sixtieth Annual Meeting, Section of Real Property, Probate and Trust Law Session of the Real Property Division, American Bar Association, Kansas City, Missouri Edmund Burke, Jr., Legal Staff
Sep. 28, 1937 The Lea Bill and Its Operation in the Municipal Field, Sixtieth Annual Meeting, Section of Municipal Law, American Bar Association, Kansas City, Missouri Edmund Burke, Jr., Legal Staff
Sep. 28, 1937 Reorganization Provisions of the Chandler Bill, Sixtieth Annual Meeting, Committee on Commercial Law and Bankruptcy, American Bar Association, Kansas City, Missouri Samuel O. Clark, Jr., Chief Attorney, Protective Committee Study
Sep. 27, 1937 Securities and Exchange Commission and Corporate Reorganizations, Sixtieth Annual Meeting, Section of Real Property, Probate and Trust Law, American Bar Association, Kansas City, Missouri Samuel O. Clark, Jr., Chief Attorney, Protective Committee Study
Sep. 23-25, 1937 Corporate Reorganizations Under the Bankruptcy, Proceedings of the Twelfth Annual Conference, printed in the Journal of the National Association of Referees in Bankruptcy Vol. 12, No. 1, p. 36 (October, 1937) Samuel O. Clark, Jr., Chief Attorney, Protective Committee Study
Sep. 20, 1937 Some Problems of Reorganization, Readjustment and Recapitalization, Fifty-Sixth Annual Convention, American Transit Association, White Sulphur Springs, West Virginia Chester T. Lane, Assistant General Counsel
Sep. 8, 1937 Registration of Mining Securities Under the Securities Act of 1933, American Mining Congress, Salt Lake City, Utah Harold H. Neff, Director, Forms and Regulations Division
Aug. 26, 1937 Remarks, National Association of Better Business Bureaus, Inc., Mackinac Island, Michigan Lloyd N. Nash
Second Quarter
Jun. 30, 1937 Financial Advertising Under the Securities Act of 1933, New York Financial Advertisers Association, New York, New York Allen E. Throop, General Counsel
May 21, 1937 Address, Joint Spring Meeting of the Virginia Society and the North Carolina Association of Public Accountants, Richmond, Virginia Andrew J. Cavanaugh, Assistant Director, Registration Division
Apr. 10, 1937 The Investment Banker and the Registration and Prospectus Requirements of the Securities Act, Southeastern Conference, Investment Bankers Association, Southern Pines, North Carolina Chester T. Lane, Assistant General Counsel
First Quarter
Mar. 19, 1937 Address, Eastern Group, National Association of Securities Commissioners, New York, New York David Saperstein, Director, Trading and Exchange Division

http://www.sec.gov/news/speech/speecharchive/1937speech.shtml


Modified: 10/16/2014