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Commission Speeches and Public Statements Archive: 1970

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Speeches and Statements by:

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1970 Speeches by the Chairman and Commissioners

Date Title Author
Fourth Quarter
Dec. 10, 1970 Remarks, American Management Association, Inc., Briefing Session on "The Revolution in Financial Services in the 70's -- Its Effect Upon Insurance", New York, New York Commissioner
James J. Needham
Dec. 2, 1970 Institutional Investing, Investment Bankers Association, Panel Program, Boca Raton, Florida Commissioner
Richard B. Smith
Nov. 18, 1970 The Role of Utilities in Meeting the Nation's Housing Needs, Annual Convention of the National Association of Regulatory Utility Commissioners, Las Vegas, Nevada Commissioner
Hugh F. Owens
Nov. 9, 1970 The Mutual Fund Industry and the SEC, International Mutual Fund Sales Conference, Bal Harbour, Florida Chairman
Hamer H. Budge
Nov. 6, 1970 The Future for Investor Information, National Investor Relations Institute, Washington, D.C. Chairman
Hamer H. Budge
Oct. 27, 1970 Remarks, Seventeenth Annual CPA-Bankers Dinner of the Nassau-Suffolk Chapter of the New York State Society of Certified Public Accountants, Baldwin, New York Commissioner
James J. Needham
Oct. 24, 1970 Remarks, Investment Bankers Association, Hot Springs, Virginia Chairman
Hamer H. Budge
Oct. 22, 1970 Some Reflections on Economic Research and the Stock Market, Colloquium on Financial Markets, National Bureau of Economic Research, New York City, New York Commissioner
Richard B. Smith
Oct. 20, 1970 Remarks, Joint Meeting of the Knoxville Chapter of the Tennessee Society of Certified Public Accountants, National Association of Accountants, National Association of Securities Dealers, Knoxville Bar Association, Knoxville, Tennessee Commissioner
James J. Needham
Oct. 5, 1970 Remarks, Independent Natural Gas Association of America, Boca Raton, Florida Chairman
Hamer H. Budge
Third Quarter
Sep. 22, 1970 Some Comments on Federal-State Regulation of the Securities Markets, North American Securities Administrators, San Diego, California Chairman
Hamer H. Budge
Sep. 10, 1970 Remarks, Georgia Securities Dealers Association, Atlanta, Georgia Chairman
Hamer H. Budge
Sep. 9, 1970 Remarks, Second Annual Management Conference of the Association of Stock Exchange Firms, New York, New York Commissioner
James J. Needham
Aug. 11, 1970 The Freedom of Information Act and the Agencies: SEC No-Action Letters, Administrative Law Section at Annual Meeting of the American Bar Association, St. Louis, Missouri Commissioner
Richard B. Smith
Jul. 23, 1970 The SEC Views Computer Developments, Portland, Oregon Chairman
Hamer H. Budge
Second Quarter
Jun. 22, 1970 Remarks, Fifty-First Annual International Conference of the National Association of Accountants, Minneapolis, Minnesota Commissioner
James J. Needham
Jun. 12, 1970 Remarks, American Society of Corporate Secretaries Chairman
Hamer H. Budge
Jun. 6, 1970 Another Look at Shareholder Proposals in Proxy Statements, ALI-ABA Conference on Securities Regulation, Washington, D.C. Commissioner
Richard B. Smith
Jun. 3, 1970 Three Needs, Award Dinner of the National Conference of Christians and Jews, Financial Community of Chicago, Chicago, Illinois Commissioner
Richard B. Smith
Apr. 29, 1970 "Gun-Jumping" and the Broker-Dealer's Dilemma, Financial Analysts Federation Conference, Dallas, Texas Commissioner
Richard B. Smith
Apr. 29, 1970 Remarks, The National Industrial Conference Board, Los Angeles, California Commissioner
James J. Needham
Apr. 25, 1970 The S.E.C. Registration Process and Some Practical Problems Involved, The Kansas Bar Association's Institute on Securities Regulation, Wichita, Kansas Commissioner
Hugh F. Owens
Apr. 16, 1970 Public Response to the Commission's Proposed Implementation of the Wheat Report, Cleveland Regional Group of the American Society of Corporate Secretaries, Cleveland, Ohio Commissioner
Richard B. Smith
First Quarter
Mar. 18, 1970 Remarks, Central States Group of the Investment Bankers Association of America, Chicago, Illinois Commissioner
James J. Needham
Feb. 19, 1970 A Little Perspective, Backwards and Forwards, New York Regional Group of the American Society of Corporate Secretaries, New York City, New York Commissioner
Richard B. Smith
Jan. 27, 1970 Remarks, Board of Governors of the Association of Stock Exchange Firms, Atlanta, Georgia Commissioner
James J. Needham

1970 Speeches and Statements by Commission Staff

Date Title Author
Sep. 22, 1970 When Clients Go Public: The Place of the Local Firms; Topic: Who is Qualified to Practice?, Eighty-Third Annual Meeting, American Institute of Certified Public Accountants, New York City, New York Andrew Barr, Chief Accountant
Apr. 30, 1970 The SEC and the Accounting Profession, Accountant in Residence Program, Department of Accountancy, School of Business and Public Administration, University of Missouri-Columbia, Columbia, Missouri Andrew Barr, Chief Accountant
Apr. 24, 1970 The SEC'S Role in Changing Patterns in Financial Reporting, Hankamer School of Business, Alumni Conference on "The Age of the Conglomerate", Balor University, Waco, Texas Andrew Barr, Chief Accountant

http://www.sec.gov/news/speech/speecharchive/1970speech.shtml


Modified: 10/16/2014