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Commission Speeches and Public Statements Archive: 1969

This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.

Speeches and Statements by:

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1969 Speeches by the Chairman and Commissioners

Date Title Author
Fourth Quarter
Dec. 9, 1969 Remarks, Investment Bankers Association of America, Boca Raton, Florida Chairman
Hamer H. Budge
Dec. 2, 1969 Remarks, Securities Law Committee of the Federal Bar Association, Washington, D.C. Commissioner
James J. Needham
Nov. 13, 1969 Securities Law Problems of the Small Business Enterprise: Viewpoint of the S.E.C., Business Associations Conference, The University of Texas School of Law, Austin, Texas Commissioner
Hugh F. Owens
Oct. 21, 1969 A Regulator Looks at Some Unregulated Investment Companies: The Exotic Funds, North American Securities Administrators Association, Hot Springs National Park, Arkansas Commissioner
Hugh F. Owens
Oct. 19, 1969 Remarks, National Security Traders Association, Boca Raton, Florida Chairman
Hamer H. Budge
Third Quarter
Sep. 29, 1969 A Piece Of Paper, American Bankers Association, National Bank Division, Honolulu, Hawaii Commissioner
Richard B. Smith
Sep. 18, 1969 An Overview of the Registration Statement Process, Practising Law Institute, New York City, New York Commissioner
Richard B. Smith
Sep. 4, 1969 The Regulatory Environment, Management Conference, Association of Stock Exchange Firms, New York, New York Chairman
Hamer H. Budge
Second Quarter
Jul. 16, 1969 Investment Companies and the Restricted Securities Problem, Midwest Securities Commissioners Association, Land O'Lakes, Wisconsin Commissioner
Hugh F. Owens
Jun. 20, 1969 Remarks Upon Receiving the First Copy of the CUSIP Directory Chairman
Hamer H. Budge
Jun. 17, 1969 Administrative Disclosure Reform at the SEC, 23rd National Conference of the American Society of Corporate Secretaries, Inc., San Francisco, California Commissioner
Richard B. Smith
Jun. 11, 1969 The SEC's Thinking on the Impact of Institutions, National Institutional Trader Conference, New York City, New York Commissioner
Richard B. Smith
May 8, 1969 Corporate Disclosures to Security Analysts, The Center for Research in Security Prices, Graduate School of Business, The University of Chicago, Chicago, Illinois Commissioner
Richard B. Smith
First Quarter
Mar. 19, 1969 Conglomerates and Takeovers, Central States Group of the Investment Bankers Association of America, Chicago, Illinois Commissioner
Richard B. Smith
Mar. 18, 1969 The SEC Looks at Disclosure, Minnesota Chapter of the Public Relations Society of America, Minneapolis, Minnesota Commissioner
Richard B. Smith
Mar. 17, 1969 Address Before the Women's National Democratic Club, Washington, D.C. Chairman
Manuel F. Cohen
Mar. 11, 1969 Developments and Problems in Securities Regulation, IBA Institute of Investment Banking, Wharton School, Philadelphia, Pennsylvania Commissioner
Richard B. Smith
Feb. 11, 1969 Address, American Bankers Association Mid-Winter Trust Conference, New York, New York Chairman
Manuel F. Cohen
Jan. 27, 1969 The Corporation Within the Community, Economic Club of Detroit, Detroit, Michigan Chairman
Manuel F. Cohen
Jan. 22, 1969 The Institutional Investor, Second Annual Institutional Investor Conference, New York, New York Chairman
Manuel F. Cohen
Jan. 15, 1969 The Institutional Investor Study, The Exchequer Club, Washington, D.C. Commissioner
Richard B. Smith
Jan. 6, 1969 Address, Baltimore Security Analysts Society, Baltimore, Maryland Chairman
Manuel F. Cohen

1969 Speeches and Statements by Commission Staff

Date Title Author
Apr. 23, 1969 Financial Reporting by Conglomerates, Twenty-third Annual Conference of Accountants, University of Tulsa, Tulsa, Oklahoma Andrew Barr, Chief Accountant
Apr. 18, 1969 Financial Communications and Full Disclosure, Financial Communications Seminar of the Los Angeles Area Chamber of Commerce, Los Angeles, California Philip A. Loomis, Jr., General Counsel
Jan. 24, 1969 An Assessment of the Conglomerate Idea, Second Annual Institutional Investor Conference, New York, New York Andrew Barr, Chief Accountant

http://www.sec.gov/news/speech/speecharchive/1969speech.shtml


Modified: 10/16/2014