34-86611
Aug. 8, 2019
SR-CboeEDGX-2019-051
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 40447)
34-86603
Aug. 8, 2019
SR-CBOE-2019-044
Notice of Filing of a Proposed Rule Change Relating To Adopt Rule 6.49B, Off-Floor RWA Transfers Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 40460)
34-86604
Aug. 8, 2019
SR-CBOE-2019-040
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 40445)
34-86605
Aug. 8, 2019
SR-C2-2019-018
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Options Regulatory Fee Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 40452)
34-86589
Aug. 7, 2019
SR-DTC-2018-010
Notice of Filing Amendment Nos. 1 and 2, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend the Settlement Guide Procedures To Provide Status Information for Institutional Transactions to a Matching Utility Comments Due: View Received Comments Federal Register version (84 FR 40107)
34-86588
Aug. 7, 2019
SR-CBOE-2019-039
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Comments Due: Federal Register version (84 FR 40114)
34-86576
Aug. 6, 2019
SR-LCHSA-2019-005
Notice of Filing of Proposed Rule Change Relating to Introduction of Clearing of the New Markit iTraxx Subordinated Financials Index CDS and the Related Single Name CDS Constituents and Enhancements to Wrong Way Risk Margin Comments Due: Exhibit 5 Federal Register version (84 FR 39386)
34-86572
Aug. 5, 2019
SR-MSRB-2019-10
Notice Concerning the Application of Rule G-17 to Underwriters of Municipal Securities Comments Due: View Received Comments Exhibit 2 , Exhibit 5 Federal Register version (84 FR 39646)
34-86567
Aug. 5, 2019
SR-CboeEDGA-2019-012
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Introduce a Liquidity Provider Protection on EDGA Comments Due: View Received Comments Federal Register version (84 FR 39385)
34-86556
Aug. 2, 2019
SR-NSCC-2019-002
Notice of Filing of a Proposed Rule Change To Amend Procedure VII With Respect to the Receipt of CNS Securities and Make Other Changes Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 39037)
34-86558
Aug. 2, 2019
SR-FINRA-2019-022
Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) and FINRA Rule 5131 (New Issue Allocations and Distributions) Comments Due: View Received Comments Federal Register version (84 FR 39029)
34-86553
Aug. 2, 2019
SR-FICC-2019-003
Notice of Filing of Proposed Rule Change To Revise the MBSD VaR Floor Comments Due: Exhibit 5 Federal Register version (84 FR 39041)
34-86554
Aug. 2, 2019
SR-DTC-2019-005
Notice of Filing of Proposed Rule Change To Amend the Settlement Guide To Implement a New Algorithm for Transactions Processed in the Night Cycle Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 39025)
34-86557
Aug. 2, 2019
SR-CboeBZX-2019-057
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the American Century Focused Dynamic Growth ETF and American Century Focused Large Cap Value ETF Under Currently Proposed Rule 14.11(k) Comments Due: View Received Comments Federal Register version (84 FR 39024)
34-86563
Aug. 2, 2019
SR-CboeBZX-2019-047
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt BZX Rule 14.11(k) To Permit the Listing and Trading of Managed Portfolio Shares Comments Due: View Received Comments Federal Register version (84 FR 39046)
34-86548
Aug. 1, 2019
SR-NYSEAMER-2019-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to Co-location Services Exhibit 5 Federal Register version (84 FR 38704)
34-86549
Aug. 1, 2019
SR-NYSENAT-2019-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Price List Related to Co-location Services Comments Due: Exhibit 5 Federal Register version (84 FR 38700)
34-86547
Aug. 1, 2019
SR-NYSEARCA-2019-54
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-Location Services Comments Due: Exhibit 5 Federal Register version (84 FR 38708)
34-86550
Aug. 1, 2019
SR-NYSE-2019-41
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Price List Related to Co-location Services Comments Due: Exhibit 5 Federal Register version (84 FR 38696)
34-86545
Aug. 1, 2019
SR-NASDAQ-2019-049
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend the Definition of Family Member in Listing Rule 5605(a)(2) for Purposes of the Definition of Independent Director Comments Due: View Received Comments Federal Register version (84 FR 38704)
34-86539
Aug. 1, 2019
SR-ICEEU-2019-012
Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change To Revise the ICE Clear Europe Treasury and Banking Services Policy, Liquidity Management Procedures, Investment Management Procedures and Unsecured Credit Limits Procedures Comments Due: Federal Register version (84 FR 38689)
34-86546
Aug. 1, 2019
SR-CboeBZX-2019-068
Notice of Filing of a Proposed Rule Change To List and Trade Shares of the iShares California Short Maturity Muni Bond ETF of the iShares U.S. ETF Trust Under Rule 14.11(i), Managed Fund Shares Comments Due: View Received Comments Federal Register version (84 FR 38689)
34-86542
Aug. 1, 2019
4-566
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., NYSE Chicago, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., Nasdaq BX, Inc., Nasdaq PHLX LLC, The Nasdaq Stock Market LLC, NYSE National, Inc., New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., Investors Exchange LLC, and Long-Term Stock Exchange, Inc. Relating to the Surveillance, Investigation, and Enforcement of Insider Trading Rules Comments Due: Federal Register version (84 FR 38679)
34-86533
July 31, 2019
SR-EMERALD-2019-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 515, Execution of Orders and Quotes Comments Due: Exhibit 5 Federal Register version (84 FR 38310)
34-86536
July 31, 2019
SR-EMERALD-2019-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 518, Complex Orders Comments Due: Exhibit 5 Federal Register version (84 FR 38306)
34-86537
July 31, 2019
SR-NASDAQ-2019-060
Notice of Filing of Proposed Rule Change To Amend Rules 4120 and 4753 Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 38321)
34-86535
July 31, 2019
SR-MRX-2019-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2 (Options Market Participants) and Options 3 (Options Trading Rules) Relating to Certain Order Types Comments Due: Exhibit 5 Federal Register version (84 FR 38319)
34-86534
July 31, 2019
SR-MIAX-2019-33
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 520, Limitations on Orders Comments Due: Exhibit 5 Federal Register version (84 FR 38316)
34-86512
July 30, 2019
SR-NASDAQ-2019-048
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 4702 To Establish the "Midpoint Extended Life Order + Continuous Book" as a New Order Type Comments Due: View Received Comments Federal Register version (84 FR 38078)
34-86511
July 30, 2019
SR-CboeBZX-2019-067
Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Innovator-100 Buffer ETF Series and Innovator Russell 2000 Buffer ETF Series, Innovator-100 Power Buffer ETF Series and Innovator Russell 2000 Power Buffer ETF Series, and Innovator-100 Ultra Buffer ETF Series and Innovator Russell 2000 Ultra Buffer ETF Series Under Rule 14.11(i) Comments Due: View Received Comments Federal Register version (84 FR 38078)
34-86508
July 29, 2019
SR-BX-2019-027
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BX Pricing at Options 7, Section 3 Titled BX Options Market-Ports and Other Services Comments Due: Exhibit 5 Federal Register version (84 FR 37931)
34-86507
July 29, 2019
SR-NASDAQ-2019-056
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend The Nasdaq Options Market LLC Pricing at Options 7, Section 3 Titled "Nasdaq Options Market-Ports and Other Services." Comments Due: Exhibit 5 Federal Register version (84 FR 37934)
34-86488
July 26, 2019
SR-OCC-2019-804
Notice of Filing of Advance Notice Related to The Options Clearing Corporation's Vanilla Option Model and Smoothing Algorithm Comments Due: Federal Register version (84 FR 37373)
34-86492
July 26, 2019
SR-NYSE-2019-42
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Discontinue the NYSE Alerts Market Data Product Offering Comments Due: Federal Register version (84 FR 37702)
34-86493
July 26, 2019
SR-CboeEDGX-2019-028
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rule 21.22 (Complex Automated Improvement Mechanism) Comments Due: View Received Comments Federal Register version (84 FR 37697)
34-86471
July 25, 2019
SR-EMERALD-2019-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Corrective Edits to Exchange Rule 503, Openings on the Exchange Comments Due: Exhibit 5 Federal Register version (84 FR 37371)
34-86473
July 25, 2019
SR-NYSE-2019-40
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Price List Comments Due: Exhibit 5 Federal Register version (84 FR 37358)
34-86479
July 25, 2019
SR-FINRA-2019-021
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exemptions From the Order Audit Trail System Recording and Reporting Requirements Comments Due: Federal Register version (84 FR 37369)
34-86470
July 25, 2019
4-618
Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., BOX Exchange LLC, Cboe Exchange, Inc., Cboe C2 Exchange, Inc., NYSE Chicago, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., Nasdaq ISE, LLC, Nasdaq GEMX, LLC, Nasdaq MRX, LLC, Investors Exchange LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC, The Nasdaq Stock Market LLC, Nasdaq BX, Inc., Nasdaq PHLX, Inc., NYSE National, Inc., New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., and Long-Term Stock Exchange, Inc. Comments Due: View Received Comments Federal Register version (84 FR 37363)
34-86458
July 24, 2019
SR-NYSEARCA-2019-52
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 36994)
34-86460
July 24, 2019
SR-NYSE-2019-34
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Exchange Rule 104 To Specify Designated Market Maker Requirements for Exchange Traded Products Listed on the Exchange Comments Due: View Received Comments Federal Register version (84 FR 36983)
34-86447
July 24, 2019
SR-BX-2019-026
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees and Credits at Equity 7, Section 118(a) Comments Due: Exhibit 5 Federal Register version (84 FR 36989)
34-86457
July 24, 2019
SR-LCHSA-2019-004
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, Relating to the Extension to Clients of CDSClear of the Fee Applicable by LCH SA on the Amount of Allocated Securities Collateral Comments Due: Exhibit 5 Federal Register version (84 FR 36987)
34-86463
July 24, 2019
SR-CboeBZX-2019-065
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c) Comments Due: Exhibit 5 Federal Register version (84 FR 36978)
34-86464
July 24, 2019
SR-CboeBZX-2019-064
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BZX Rules 15.1(a) and (c) Comments Due: Exhibit 5 Federal Register version (84 FR 36984)
34-86436
July 23, 2019
SR-OCC-2019-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Administrative Updates to The Options Clearing Corporation's Risk Management Policies Comments Due: Federal Register version (84 FR 36632)
34-86444
July 23, 2019
SR-BX-2019-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Governing Give Ups on the BX Options Market Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (84 FR 36641)
34-86437
July 23, 2019
SR-NASDAQ-2019-053
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Governing the Nasdaq Options Market To Modify the Give Up of a Clearing Participant by a Participant on NOM Transactions Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (84 FR 36644)
34-86423
July 22, 2019
SR-NYSEARCA-2019-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule 9.21-O, Delete Current Rules 9.21-O through 9.25-O, and Amend Rule 10.9551 Comments Due: Federal Register version (84 FR 36149)
34-86426
July 22, 2019
SR-GEMX-2019-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2 (Options Market Participants) and Options 3 (Options Trading Rules) Comments Due: Exhibit 5 Federal Register version (84 FR 36133)
34-86425
July 22, 2019
SR-BX-2019-022
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Exchange's Existing Membership Rules and To Incorporate by Reference the Membership Rules of The Nasdaq Stock Exchange, LLC Comments Due: Exhibit 5 Federal Register version (84 FR 36139)
34-86424
July 22, 2019
SR-MRX-2019-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate Rules From Its Current Rulebook Into Its New Rulebook Shell Comments Due: Exhibit 5 Federal Register version (84 FR 36134)
34-86429
July 22, 2019
SR-CBOE-2019-038
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Maintenance Listing Standards for Options on Certain Indexes Under Rule 24.2.01(b)(2) Comments Due: Exhibit 5 Federal Register version (84 FR 36129)
34-86414
July 19, 2019
SR-NYSEArca-2019-38
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, Regarding Investments of the Aware Ultra-Short Duration Enhanced Income ETF Comments Due: View Received Comments Federal Register version (84 FR 35892)
34-86417
July 19, 2019
SR-NYSEArca-2019-51
Notice of Filing of Proposed Rule Change Regarding Investments of the Janus Henderson Mortgage-Backed Securities ETF Currently Listed and Traded on the Exchange Under NYSE Arca Rule 8.600-E Comments Due: View Received Comments Federal Register version (84 FR 35910)
34-86412
July 19, 2019
SR-NASDAQ-2019-057
Notice of Filing of Proposed Rule Change To Amend Rule 4121 Comments Due: Exhibit 5 Federal Register version (84 FR 35900)
34-86413
July 19, 2019
SR-ICEEU-2019-012
Notice Relating to the ICE Clear Europe Treasury and Banking Services Policy, Liquidity Management Procedures, Investment Management Procedures and Unsecured Credit Limits Procedures Comments Due: Federal Register version (84 FR 35892)
34-86418
July 19, 2019
SR-ICEEU-2019-016
Notice Relating to Amendments to the ICE Clear Europe Delivery Procedures Comments Due: Exhibit 5 Federal Register version (84 FR 35898)
34-86415
July 19, 2019
SR-CboeEDGX-2019-046
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Update Rule 16.1 To Include the Definition of Capacity, as well as Amend Its Fee Schedule To Reflect This Update Comments Due: Exhibit 5 Federal Register version (84 FR 35905)
34-86419
July 19, 2019
SR-CboeBZX-2019-066
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Update Rule 16.1 To Include the Definition of Capacity, as Well as Amend Its Fee Schedule To Reflect This Update Comments Due: Exhibit 5 Federal Register version (84 FR 35907)
34-86408
July 18, 2019
SR-IEX-2019-06
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to IEX's Fee Schedule To Correct Two Fee Code Combinations Comments Due: Exhibit 5 Federal Register version (84 FR 35430)
34-86411
July 18, 2019
SR-CBOE-2019-037
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 12.3 by Extending the Credit Option Margin Pilot Program Through July 20, 2020 Comments Due: Exhibit 5 Federal Register version (84 FR 35702)
34-86399
July 17, 2019
SR-NASDAQ-2019-054
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Generic Listing Standards for Fixed Income Securities Included in the Portfolio of a Series of Managed Fund Shares Comments Due: Exhibit 5 Federal Register version (84 FR 35446)
34-86398
July 17, 2019
SR-ISE-2019-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2 (Options Market Participants) and Options 3 (Options Trading Rules) Comments Due: Exhibit 5 Federal Register version (84 FR 35436)
34-86400
July 17, 2019
SR-CBOE-2019-035
Notice of Filing of a Proposed Rule Change To Amend Rule 6.49A Concerning Off-Floor Position Transfers Including RWA Transfers Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 35438)
34-86401
July 17, 2019
SR-CBOE-2019-036
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Governing the Give Up of a Clearing Trading Permit Holder by a Trading Permit Holder on Exchange Transactions Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (84 FR 35433)
34-86391
July 16, 2019
SR-NYSEAMER-2019-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule by Revising the Options Regulatory Fee Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 35165)
34-86390
July 16, 2019
SR-NYSEArca-2019-49
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule by Revising the Options Regulatory Fee Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 35169)
34-86386
July 16, 2019
SR-NYSE-2019-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Offer a New Monthly Rebate for Designated Market Makers Assigned 30 or Fewer Securities Comments Due: Federal Register version (84 FR 35173)
34-86387
July 16, 2019
SR-CBOE-2019-034
Notice of Filing of a Proposed Rule Change To Amend the Exchange's Opening Process Including on VIX Settlement Days Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 35147)
34-86377
July 15, 2019
SR-NYSEArca-2019-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (84 FR 34979)
34-86375
July 15, 2019
SR-CboeEDGX-2019-045
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Exchange's Fee Schedule Applicable to Its Equities Trading Platform ("EDGX Equities") To Adopt a "Retail Volume Tier" for Firms That Execute a Significant Volume of Liquidity Providing Retail Order Flow on EDGX Comments Due: Exhibit 5 Federal Register version (84 FR 34960)
34-86374
July 15, 2019
SR-CBOE-2019-033
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to System Connectivity and Order Entry and Allocation Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges Comments Due: Exhibit 5 Federal Register version (84 FR 34963)
34-86368
July 12, 2019
SR-EMERALD-2019-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 34440)
34-86365
July 12, 2019
SR-NYSENAT-2019-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates To Reduce the Adding Average Daily Volume Required for ETP Holders To Qualify for the Adding Tier 1 Fees Comments Due: Exhibit 5 Federal Register version (84 FR 34451)
34-86362
July 12, 2019
SR-NYSEArca-2019-36
Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To List and Trade Shares of JPMorgan Income Builder Blend ETF under NYSE Arca Rule 8.600-E Comments Due: View Received Comments Federal Register version (84 FR 34457)
34-86363
July 12, 2019
SR-PEARL-2019-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule View Received Comments Exhibit 5 Federal Register version (84 FR 34445)
34-86360
July 11, 2019
SR-NYSE-2019-39
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Adopt Transition Pricing To Support the Introduction of Ports That Connect to the Exchange Using Pillar Technology Comments Due: Exhibit 5 Federal Register version (84 FR 34210)
34-86352
July 11, 2019
SR-CboeEDGX-2019-044
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to EDGX Rules 15.1(a) and (c) Comments Due: Exhibit 5 Federal Register version (84 FR 34247)
34-86353
July 11, 2019
SR-CboeEDGX-2019-039
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Stock-Option Order Functionality and Complex Qualified Contingent Cross ("QCC") Order With Stock Functionality, and To Make Other Changes to its Rules Comments Due: Exhibit 5 Federal Register version (84 FR 34230)
34-86361
July 11, 2019
SR-CBOE-2019-031
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule With Respect to Expiring Fee Waivers and Incentive Programs Comments Due: Exhibit 5 Federal Register version (84 FR 34243)
34-86356
July 11, 2019
4-747
Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Long-Term Stock Exchange, I Comments Due: Federal Register version (84 FR 34225)
34-86344
July 10, 2019
SR-EMERALD-2019-24
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt System Connectivity Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 34030)
34-86339
July 10, 2019
SR-NYSE-2019-28
Notice of Withdrawal of Proposed Rule Change Amending Section 303A.08 of the Listed Company Manual Relating to Shareholder Approval of Equity Compensation Plans Comments Due: Federal Register version (84 FR 34020)
34-86346
July 10, 2019
SR-GEMX-2019-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate Rules From Its Current Rulebook Into Its New Rulebook Shell Comments Due: Exhibit 5 Federal Register version (84 FR 33999)
34-86343
July 10, 2019
SR-PEARL-2019-21
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule View Received Comments Exhibit 5 Federal Register version (84 FR 34003)
34-86342
July 10, 2019
SR-MIAX-2019-31
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 34012)
34-86345
July 10, 2019
SR-MIAX-2019-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 503, Openings on the Exchange Comments Due: Exhibit 5 Federal Register version (84 FR 34025)
34-86340
July 10, 2019
SR-ICEEU-2019-014
Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe CDS Default Management Framework (the "Framework") Comments Due: Federal Register version (84 FR 33996)
34-86341
July 10, 2019
SR-ICC-2019-008
Notice of Filing of Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures and ICC Risk Management Framework Comments Due: Federal Register version (84 FR 34021)
34-86348
July 10, 2019
SR-CboeBZX-2019-044
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Allow the JPMorgan Core Plus Bond ETF of the J.P. Morgan Exchange-Traded Fund Trust To Hold Certain Instruments in a Manner That May Not Comply With Rule 14.11(i), Managed Fund Shares Comments Due: Federal Register version (84 FR 34040)
34-86333
July 9, 2019
SR-NYSEAMER-2019-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37E To Update a Rule Cross Reference Exhibit 5 Federal Register version (84 FR 33796)
34-86334
July 9, 2019
SR-BOX-2019-23
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC ("BOX") Facility for Certain PIP and COPIP Transactions Comments Due: Exhibit 5 Federal Register version (84 FR 33794)
34-86335
July 9, 2019
SR-BOX-2019-22
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC ("BOX") Facility To Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 33788)
34-86326
July 8, 2019
SR-MRX-2019-14
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Complex Order Pricing Comments Due: Exhibit 5 Federal Register version (84 FR 33300)
34-86327
July 8, 2019
SR-LTSE-2019-01
Notice of Filing of Proposed Rule Change To Adopt Rule 14.425, Which Would Require Companies Listed on the Exchange To Develop and Publish Certain Long-Term Policies Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 33293)
34-86328
July 8, 2019
SR-FINRA-2019-018
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Technical Correction and Other Non-Substantive Changes to FINRA Rules Comments Due: Exhibit 5 Federal Register version (84 FR 33299)
34-86322
July 8, 2019
SR-CboeEDGX-2019-042
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Exchange's Fee Schedule Applicable to its Equities Trading Platform To Adopt a New Cross-Asset Volume Tier Comments Due: Exhibit 5 Federal Register version (84 FR 33306)
34-86323
July 8, 2019
SR-CboeEDGX-2019-041
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Update Its Rules Related to Complex Orders and Trading Halts Comments Due: Exhibit 5 Federal Register version (84 FR 33296)
34-86324
July 8, 2019
SR-CboeBZX-2019-060
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Applicable to the BZX Equities Trading Platform as It Relates to Pricing for Orders Routed To Cboe EDGX Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (84 FR 33310)
