34-87077
Sept. 24, 2019
SR-NYSENAT-2019-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12 Comments Due: Exhibit 5 Federal Register version (84 FR 51671)
34-87091
Sept. 24, 2019
SR-NYSEArca-2019-49
Notice of Withdrawal of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule To Modify the Options Regulatory Fee Comments Due: View Received Comments Federal Register version (84 FR 51697)
34-87093
Sept. 24, 2019
SR-BX-2019-031
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule, at Equity 7, Section 118(a) Comments Due: Exhibit 5 Federal Register version (84 FR 57530)
34-87075
Sept. 24, 2019
SR-MSRB-2019-11
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule A-11, on Assessments for Municipal Advisor Professionals, To Increase the Annual Professional Fee Over a Two-Year Phase-In Period Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 51698)
34-87078
Sept. 24, 2019
SR-FINRA-2019-023
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to FINRA Rule 6121.02 (Market-Wide Circuit Breakers in NMS Stocks) Comments Due: Exhibit 5 Federal Register version (84 FR 51669)
34-87092
Sept. 24, 2019
SR-CboeBZX-2019-082
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Physical Connectivity Comments Due: Exhibit 5 Federal Register version (84 FR 51654)
34-87095
Sept. 24, 2019
SR-CboeBZX-2019-083
Notice of Filing of a Proposed Rule Change Regarding Certain Changes to Investments of the Aptus Collared Income Opportunity ETF, a Series of ETF Series Solutions Comments Due: Federal Register version (84 FR 51649)
34-87072
Sept. 24, 2019
SR-CBOE-2019-045
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the AIM Automated Improvement Mechanism Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges Comments Due: Exhibit 5 Federal Register version (84 FR 51673)
34-87079
Sept. 24, 2019
SR-CBOE-2019-062
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Clearing Editor Functionality in Rule 6.6 of the Shell Rulebook Comments Due: Exhibit 5 Federal Register version (84 FR 51693)
34-87058
Sept. 23, 2019
SR-NYSEArca-2019-14
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to the Permitted Investments of the PGIM Ultra Short Bond ETF Comments Due: View Received Comments Federal Register version (84 FR 51210)
34-87056
Sept. 23, 2019
SR-NYSE-2019-34
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, a Proposed Rule Change To Amend Exchange Rule 104 To Specify Designated Market Maker Requirements for Exchange Traded Products Listed on the Exchange Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 51205)
34-87062
Sept. 23, 2019
SR-CboeBZX-2019-047
Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt BZX Rule 14.11(k) To Permit the Listing and Trading of Managed Portfolio Shares Comments Due: View Received Comments Federal Register version (84 FR 51193)
34-87040
Sept. 20, 2019
SR-NYSEARCA-2019-65
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Change in the Name and Benchmark Index for the SPDR Nuveen S&P High Yield Municipal Bond ETF Comments Due: Federal Register version (84 FR 50872)
34-87041
Sept. 20, 2019
SR-MIAX-2019-40
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 50862)
34-87025
Sept. 19, 2019
SR-NYSEAMER-2019-37
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12E Exhibit 5 Federal Register version (84 FR 50527)
34-87027
Sept. 19, 2019
SR-NYSECHX-2019-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Article 20, Rule 2 Comments Due: Exhibit 5 Federal Register version (84 FR 50484)
34-87017
Sept. 19, 2019
SR-NYSEARCA-2019-66
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12-E Comments Due: Exhibit 5 Federal Register version (84 FR 50543)
34-87016
Sept. 19, 2019
SR-NYSE-2019-51
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rules 80B and 7.12 Comments Due: Exhibit 5 Federal Register version (84 FR 50502)
34-87023
Sept. 19, 2019
SR-NSCC-2019-002
Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend Procedure VII with Respect to the Receipt of CNS Securities and Make Other Changes Comments Due: View Received Comments Federal Register version (84 FR 50532)
34-87012
Sept. 19, 2019
SR-NASDAQ-2019-060
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend Rules 4120 and 4753 Comments Due: View Received Comments Federal Register version (84 FR 50490)
34-87030
Sept. 19, 2019
SR-NASDAQ-2019-077
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Order Routing Rule in NOM Chapter VI, Section 11 Comments Due: Exhibit 5 Federal Register version (84 FR 50495)
34-87031
Sept. 19, 2019
SR-NASDAQ-2019-073
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning the Operation of the Nasdaq Opening, Halt and Closing Crosses Comments Due: Exhibit 5 Federal Register version (84 FR 50521)
34-87019
Sept. 19, 2019
SR-IEX-2019-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Corporate Discretionary Peg Order Type and Make Two Minor Non-Substantive Clarifying Changes to the Definition of a Discretionary Peg Order Comments Due: Exhibit 5 Federal Register version (84 FR 50485)
34-87022
Sept. 19, 2019
SR-DTC-2019-005
Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend the Settlement Guide To Implement a New Algorithm for Transactions Processed in the Night Cycle Comments Due: View Received Comments Federal Register version (84 FR 50541)
34-87018
Sept. 19, 2019
SR-CboeBZX-2019-068
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the iShares California Short Maturity Muni Bond ETF of the iShares U.S. ETF Trust Under Rule 14.11(i), Managed Fund Shares Comments Due: View Received Comments Federal Register version (84 FR 50501)
34-87013
Sept. 19, 2019
SR-CBOE-2019-048
Notice of Filing of a Proposed Rule Change To Adopt Rule 6.49C Comments Due: View Received Comments Federal Register version (84 FR 50490)
34-87015
Sept. 19, 2019
SR-CBOE-2019-060
Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend Its Rules Related to the Electronic Processing of Complex Orders and To Move Them to the Shell Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges Comments Due: Exhibit 5 Federal Register version (84 FR 50504)
34-87024
Sept. 19, 2019
SR-CBOE-2019-059
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rules Relating To Market-Makers Upon Migration to the Trading System Used by Cboe Affiliated Exchanges Comments Due: Exhibit 5 Federal Register version (84 FR 50545)
34-87028
Sept. 19, 2019
SR-CBOE-2019-061
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add a New Version of the Silexx Platform to Support FLEX Options Trading Comments Due: Exhibit 5 Federal Register version (84 FR 50529)
34-87014
Sept. 19, 2019
SR-BOX-2019-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC ("BOX") Facility To Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 50534)
34-86999
Sept. 18, 2019
SR-NYSE-2019-50
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Aggregate Rates and Requirements Across Tapes A, B and C Securities for Midpoint Passive Liquidity Orders Comments Due: Exhibit 5 Federal Register version (84 FR 50089)
34-86997
Sept. 17, 2019
SR-NASDAQ-2019-071
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118(a) Comments Due: Exhibit 5 Federal Register version (84 FR 49779)
34-86995
Sept. 17, 2019
SR-CboeBZX-2019-004
Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of SolidX Bitcoin Shares Issued by the VanEck SolidX Bitcoin Trust Comments Due: View Received Comments Federal Register version (84 FR 49782)
34-86996
Sept. 17, 2019
SR-CboeBZX-2019-067
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Innovator-100 Buffer ETF Series, Innovator Russell 2000 Buffer ETF Series, Innovator-100 Power Buffer ETF Series, Innovator Russell 2000 Power Buffer ETF Series, Innovator-100 Ultra Buffer ETF Series, and Innovator Russell 2000 Ultra Buffer ETF Series Comments Due: View Received Comments Federal Register version (84 FR 49779)
34-86994
Sept. 17, 2019
SR-CBOE-2019-058
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Rules Regarding Cabinet Trading Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges Comments Due: Exhibit 5 Federal Register version (84 FR 49774)
34-86960
Sept. 13, 2019
SR-NYSEAMER-2019-35
Notice of Filing and Immediate Effectiveness of Proposed Change Amending the NYSE American Options Fee Schedule by Revising the Options Regulatory Fee Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 49359)
34-86959
Sept. 13, 2019
SR-Phlx-2019-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Specialists and Registered Options Traders Exhibit 5 Federal Register version (84 FR 49362)
34-86961
Sept. 13, 2019
SR-NYSEArca-2019-64
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 49356)
34-86943
Sept. 12, 2019
SR-NYSENAT-2019-20
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees Comments Due: Exhibit 5 Federal Register version (84 FR 49138)
34-86945
Sept. 12, 2019
SR-NYSEArca-2019-12
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the iShares Commodity Curve Carry Strategy ETF Under NYSE Arca Rule 8.600-E Comments Due: View Received Comments Federal Register version (84 FR 49158)
34-86948
Sept. 12, 2019
SR-NYSEArca-2019-62
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Innovator MSCI EAFE Power Buffer ETFs and Innovator MSCI Emerging Markets Power Buffer ETFs, Series of the Innovator ETFs Trust, Under NYSE Arca Rule 8.600-E Comments Due: View Received Comments Federal Register version (84 FR 49131)
34-86946
Sept. 12, 2019
SR-GEMX-2019-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Priority of Quotes and Orders Rule Comments Due: Exhibit 5 Federal Register version (84 FR 49158)
34-86944
Sept. 12, 2019
SR-NASDAQ-2019-072
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 4121 Comments Due: Exhibit 5 Federal Register version (84 FR 49141)
34-86949
Sept. 12, 2019
SR-MRX-2019-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Priority of Quotes and Orders Rule Comments Due: Exhibit 5 Federal Register version (84 FR 49151)
34-86947
Sept. 12, 2019
SR-ISE-2019-21
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Priority of Quotes and Orders Rule Comments Due: Exhibit 5 Federal Register version (84 FR 49165)
34-86956
Sept. 12, 2019
SR-CboeBZX-2019-081
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Applicable to Securities Listed on the Exchange, as Set Forth in BZX Rule 14.13, Company Listing Fees Comments Due: Federal Register version (84 FR 49128)
34-86930
Sept. 11, 2019
SR-NYSE-2019-48
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Quoting Thresholds Applicable in Relation to an Issue Experienced by the Consolidated Tape Association on August 12, 2019 Comments Due: Federal Register version (84 FR 48965)
34-86938
Sept. 11, 2019
SR-NASDAQ-2019-048
Notice of Filing of Amendment Nos. 2 and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, To Establish the "Midpoint Extended Life Order + Continuous Book" as a New Order Type Comments Due: View Received Comments Federal Register version (84 FR 48978)
34-86937
Sept. 11, 2019
SR-ICEEU-2019-018
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Partial Amendments No. 1 and No. 2, To Adopt Revised Clearing Fees Comments Due: Exhibit 5 Federal Register version (84 FR 48970)
34-86926
Sept. 11, 2019
SR-CboeEDGX-2019-056
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 48960)
34-86929
Sept. 11, 2019
SR-CboeEDGX-2019-055
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Fees for a New Data Product on Its Equity Options Platform ("EDGX Options") To Be Known as Open-Close Data Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 48972)
34-86931
Sept. 11, 2019
SR-CboeBZX-2019-080
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Fees for a New Data Product on its Equity Options Platform ("BZX Options") To Be Known as Open-Close Data Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 48963)
34-86928
Sept. 11, 2019
SR-C2-2019-019
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopt Fees for a New Data Product To Be Known as Open-Close Data Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 48968)
34-86917
Sept. 10, 2019
SR-NYSEAMER-2019-36
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE American Options Fee Schedule Exhibit 5 Federal Register version (84 FR 48672)
34-86922
Sept. 10, 2019
SR-NASDAQ-2019-070
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade the Common Shares of Beneficial Interest of Invesco BulletShares ETFs Comments Due: Federal Register version (84 FR 48677)
34-86910
Sept. 10, 2019
SR-CBOE-2019-055
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.10(b) Regarding the Notice Requirement in Connection with Trading Permit Holders that Clear Market-Maker Trades Comments Due: Exhibit 5 Federal Register version (84 FR 48690)
34-86916
Sept. 10, 2019
SR-CBOE-2019-051
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Regarding How Complex Orders Are Processed Through the Automated Improvement Mechanism and To Move Those Rules From the Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges Comments Due: Exhibit 5 Federal Register version (84 FR 48653)
34-86920
Sept. 10, 2019
SR-CBOE-2019-056
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Cboe Trade Match System Comments Due: Exhibit 5 Federal Register version (84 FR 48687)
34-86923
Sept. 10, 2019
SR-CBOE-2019-057
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Price Protections and Risk Controls Comments Due: Exhibit 5 Federal Register version (84 FR 48664)
34-86891
Sept. 6, 2019
SR-ICEEU-2019-012
Notice of Filing of Partial Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1 and Partial Amendment No. 2, To Revise the ICE Clear Europe Treasury and Banking Services Policy, Liquidity Management Procedures, Investment Management Procedures and Unsecured Credit Limits Procedures Comments Due: Federal Register version (84 FR 48191)
34-86897
Sept. 6, 2019
SR-DTC-2019-007
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the DTC Deposits Service Guide Relating to Procedures for the Deposit of Nontransferable Securities Comments Due: Exhibit 5 Federal Register version (84 FR 48187)
34-86892
Sept. 6, 2019
SR-CBOE-2019-054
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Dissemination of End-of-Day Indicative Values Via the Options Price Reporting Authority Comments Due: Federal Register version (84 FR 48201)
34-86888
Sept. 5, 2019
SR-OCC-2019-805
Notice of Filing of Advance Notice Concerning a Proposed Capital Management Policy That Would Support The Options Clearing Corporation's Function as a Systemically Important Financial Market Utility Comments Due: Federal Register version (84 FR 47990)
34-86875
Sept. 5, 2019
SR-NASDAQ-2019-057
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 4121 Comments Due: Federal Register version (84 FR 47998)
34-86876
Sept. 5, 2019
SR-FICC-2019-801
Notice of Filing of Advance Notice to Amend the GSD Rulebook to Establish a Process to Address Liquidity Needs in Certain Situations in the GCF Repo and CCIT Services and Make Other Changes Comments Due: Federal Register version (84 FR 47618)
34-86878
Sept. 5, 2019
SR-CBOE-2019-050
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules Regarding Routing Services, Including the Hybrid Agency Liaison System, and Move Those Rules From the Currently Effective Rulebook to the Shell Rulebook To Be Effective Upon Migration Comments Due: Exhibit 5 Federal Register version (84 FR 47977)
34-86879
Sept. 5, 2019
SR-CBOE-2019-034
Notice of Filing of Amendment Nos. 1, 2, and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To Amend the Exchange's Opening Process, Including on VIX Settlement Days Comments Due: View Received Comments Federal Register version (84 FR 47984)
34-86884
Sept. 5, 2019
SR-CBOE-2019-052
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Removal of a Number of Outdated Fees and References in the Cboe Options Fees Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 47976)
34-86864
Sept. 4, 2019
SR-EMERALD-2019-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519, MIAX Emerald Order Monitor Comments Due: Exhibit 5 Federal Register version (84 FR 47608)
34-86867
Sept. 4, 2019
SR-NYSEAMER-2019-34
Notice of Filing of Proposed Rule Change To Amend Its NYSE American Equities Price List and the NYSE American Options Fee Schedule Related to Co-Location Services Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 47563)
34-86869
Sept. 4, 2019
SR-NYSENAT-2019-19
Notice of Filing of Proposed Rule Change To Amend the Exchange's Price List Related to Co-Location Services Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 47600)
34-86868
Sept. 4, 2019
SR-NYSEArca-2019-61
Notice of Filing of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-Location Services Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 47610)
34-86870
Sept. 4, 2019
SR-NYSEArca-2019-63
Notice of Filing of Proposed Rule Change To Make Permanent Rule 7.44-E Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 47575)
34-86865
Sept. 4, 2019
SR-NYSE-2019-46
Notice of Filing of Proposed Rule Change To Amend the Exchange's Price List Related to Co-Location Services Comments Due: View Received Comments Federal Register version (84 FR 47592)
34-86866
Sept. 4, 2019
SR-NYSE-2019-47
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 103B Comments Due: Exhibit 5 Federal Register version (84 FR 47571)
34-86861
Sept. 4, 2019
SR-CBOE-2019-035
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 6.49A Concerning Off-Floor Position Transfers Comments Due: View Received Comments Federal Register version (84 FR 47627)
34-86855
Sept. 3, 2019
SR-NYSEArca-2019-51
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Regarding Investments of the Janus Henderson Mortgage-Backed Securities ETF Currently Listed and Traded on the Exchange Under NYSE Arca Rule 8.600-E Comments Due: View Received Comments Federal Register version (84 FR 47337)
34-86857
Sept. 3, 2019
SR-NASDAQ-2019-066
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Rule 4120(c)(9) Comments Due: Federal Register version (84 FR 47334)
34-86858
Sept. 3, 2019
SR-LCHSA-2019-006
Notice of Filing of Proposed Rule Change Relating to Extension of Weekly Backloading Cycle to Index Swaptions Comments Due: Exhibit 5a , Exhibit 5b , Exhibit 5c Federal Register version (84 FR 47328)
34-86854
Sept. 3, 2019
SR-IEX-2019-08
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Fee Schedule To Establish Fees for the Execution of Retail and Retail Liquidity Provider Orders and To Eliminate Fee Code N From the Fee Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 47330)
34-86839
Aug. 30, 2019
SR-EMERALD-2019-31
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt System Connectivity Fees Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 47009)
34-86844
Aug. 30, 2019
SR-Phlx-2019-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Manner in Which It Calculates Volume, Liquidity and Quoting Thresholds Applicable To Billing on the Exchange in Relation to a Systems Issue Experienced by SIAC on August 12, 2019 Federal Register version (84 FR 47023)
34-86840
Aug. 30, 2019
SR-BX-2019-029
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Manner in Which It Calculates Volume, Liquidity and Quoting Thresholds Applicable to Billing on the Exchange in Relation to a Systems Issue Experienced by SIAC on August 12, 2019 Comments Due: Federal Register version (84 FR 47007)
34-86842
Aug. 30, 2019
SR-NASDAQ-2019-069
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Manner in Which It Calculates Volume, Liquidity and Quoting Thresholds Applicable To Billing on the Exchange in Relation to a Systems Issue Experienced by SIAC on August 12, 2019 Comments Due: Federal Register version (84 FR 46986)
34-86837
Aug. 30, 2019
SR-PEARL-2019-25
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule View Received Comments Exhibit 5 Federal Register version (84 FR 46988)
34-86836
Aug. 30, 2019
SR-MIAX-2019-38
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 46997)
34-86834
Aug. 30, 2019
SR-LCHSA-2019-005
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Introduction of Clearing of the New Markit iTraxx Subordinated Financials Index CDS and the Related Single Name CDS Constituents and Enhancements to Wrong Way Risk Margin Federal Register version (84 FR 46984)
34-86835
Aug. 30, 2019
SR-BOX-2019-22
Notice of Withdrawal of Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Establish BOX Connectivity Fees for Participants and Non-Participants Who Connect to the BOX Network Comments Due: View Received Comments Federal Register version (84 FR 47009)
34-86806
Aug. 29, 2019
SR-CboeEDGX-2019-054
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product on Its Equity Options Platform ("EDGX Options") To Be Known as Open-Close Data Comments Due: Exhibit 5 Federal Register version (84 FR 46767)
34-86811
Aug. 29, 2019
SR-CboeBZX-2019-079
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a New Data Product on Its Equity Options Platform ("BZX Options") To Be Known As Open-Close Data Comments Due: Exhibit 5 Federal Register version (84 FR 46765)
34-86789
Aug. 28, 2019
SR-NYSEAMER-2019-30
Notice of Filing of Proposed Rule Change To Modify Rules 967NY and 953.1NY Regarding the Treatment of Orders Subject to Trade Collar Protection Comments Due: Exhibit 5 Federal Register version (84 FR 46062)
34-86795
Aug. 28, 2019
SR-Phlx-2019-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Phlx Pricing at Options 7, Section 9, Titled Other Member Fees Exhibit 5 Federal Register version (84 FR 46578)
34-86788
Aug. 28, 2019
SR-NYSEArca-2019-58
Notice of Filing of Proposed Rule Change To Modify Rules 6.60-O and 6.65A-O Regarding the Treatment of Orders Subject to Trade Collar Protection Comments Due: Exhibit 5 Federal Register version (84 FR 46593)
34-86784
Aug. 28, 2019
SR-NYSE-2019-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Revise the Remove and Adding Liquidity Tiers for Tape B and C Securities Comments Due: Exhibit 5 Federal Register version (84 FR 48664)
34-86792
Aug. 28, 2019
SR-NASDAQ-2019-059
Notice of Filing of Proposed Rule Change To Adopt Requirements for the Nasdaq Capital and Global Markets Applicable to Direct Listings Comments Due: View Received Comments Exhibit 5 Federal Register version (84 FR 46580)
34-86794
Aug. 28, 2019
SR-NASDAQ-2019-067
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend The Nasdaq Options Market LLC ("NOM") Pricing at Options 7 Comments Due: Exhibit 5 Federal Register version (84 FR 46570)
34-86787
Aug. 28, 2019
SR-PEARL-2019-24
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 503, Openings on the Exchange, and 515, Execution of Orders Exhibit 5 Federal Register version (84 FR 46586)
34-86782
Aug. 28, 2019
SR-ICEEU-2019-017
Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the ICE Clear Europe CDS Clearing Back-Testing Policy (the "Back-Testing Policy"). Comments Due: Federal Register version (84 FR 46573)
34-86799
Aug. 28, 2019
SR-ICC-2019-007
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework Comments Due: View Received Comments Federal Register version (84 FR 46588)
34-86774
Aug. 27, 2019
SR-NASDAQ-2019-065
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct and Clarify Rules 4702(b)(3)(B), 4702(b)(5)(B), and 4703(d) Comments Due: Exhibit 5 Federal Register version (84 FR 46075)
