34-87403
Oct. 25, 2019
SR-Phlx-2019-46
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Rule 1097 Comments Due: Exhibit 5 Federal Register version (84 FR 58420)
34-87401
Oct. 24, 2019
SR-NYSEAMER-2019-34
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Equities and Options Fee Schedules Related to Co-Location Services To Offer Access to a Network Providing Connection to the Three Equities and Options Feeds Comments Due: Federal Register version (84 FR 58188)
34-87402
Oct. 24, 2019
SR-NYSENAT-2019-19
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Price List Related to Co-Location Services To Offer Access to a Network Providing Connection to the Three Equities and Options Feeds Comments Due: View Received Comments Federal Register version (84 FR 58187)
34-87400
Oct. 24, 2019
SR-NYSEArca-2019-61
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Options and Equities Fee Schedules Related to Co-Location Services To Offer Access to a Network Providing Connection to the Three Equities and Options Feeds Comments Due: View Received Comments Federal Register version (84 FR 58189)
34-87399
Oct. 24, 2019
SR-NYSE-2019-46
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend the Exchange's Price List Related to Co-Location Services To Offer Access to a Network Providing Connection to the Three Equities and Options Feeds Comments Due: View Received Comments Federal Register version (84 FR 58189)
34-87392
Oct. 24, 2019
SR-NSCC-2019-003
Notice of Filing of Proposed Rule Change To Require Confirmation of Cybersecurity Program Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (84 FR 58183)
34-87394
Oct. 24, 2019
SR-FICC-2019-005
Notice of Filing of Proposed Rule Change To Require Confirmation of Cybersecurity Program Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (84 FR 58194)
34-87393
Oct. 24, 2019
SR-DTC-2019-008
Notice of Filing of Proposed Rule Change To Require Confirmation of Cybersecurity Program Comments Due: Exhibit 3 , Exhibit 5 Federal Register version (84 FR 58189)
34-87386
Oct. 23, 2019
SR-OCC-2019-009
Notice of Filing of Proposed Rule Change Related to Proposed Changes to The Options Clearing Corporation's Rules, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology Comments Due: Exhibit 5a , Exhibit 5a Federal Register version (84 FR 57911)
34-87387
Oct. 23, 2019
SR-OCC-2019-010
Notice of Filing of Proposed Rule Change Related to Proposed Changes to the Options Clearing Corporation's Rules, Margin Policy, Margin Methodology, Clearing Fund Methodology Policy, and Clearing Fund and Stress Testing Methodology To Address Specific Wrong-Way Risk Comments Due: Exhibit 5a , Exhibit 5a Federal Register version (84 FR 57890)
34-87389
Oct. 23, 2019
SR-NYSECHX-2019-15
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish the NYSE Chicago BBO, NYSE Chicago Trades and NYSE Chicago Integrated Feed Market Data Feeds Comments Due: Federal Register version (84 FR 57904)
34-87388
Oct. 23, 2019
SR-LCHSA-2019-008
Notice of Filing of a Proposed Rule Change Relating to the Updated 2018 Version of the Recovery Plan Comments Due: Federal Register version (84 FR 57897)
34-87390
Oct. 23, 2019
SR-ISE-2019-26
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Market Maker Plus Program Comments Due: Exhibit 5 Federal Register version (84 FR 57908)
34-87381
Oct. 22, 2019
SR-Phlx-2019-43
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Nonstandard Expirations Pilot Program Comments Due: Exhibit 5 Federal Register version (84 FR 57788)
34-87382
Oct. 22, 2019
SR-NYSEArca-2019-04
Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To Amend NYSE Arca Rule 5.2-E(j)(3) To Adopt Generic Listing Standards for Investment Company Units Based on an Index or Portfolio of Municipal Securities Comments Due: View Received Comments Federal Register version (84 FR 57789)
34-87379
Oct. 22, 2019
SR-ISE-2019-27
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period To Permit the Listing and Trading of Options Based on 1/5 Comments Due: Exhibit 5 Federal Register version (84 FR 57793)
34-87380
Oct. 22, 2019
SR-ISE-2019-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Exchange's Nonstandard Expirations Pilot Program Comments Due: Exhibit 5 Federal Register version (84 FR 57786)
34-87378
Oct. 22, 2019
SR-BOX-2019-30
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC ("BOX") Facility for Complex Order Transactions Comments Due: Exhibit 5 Federal Register version (84 FR 57795)
34-87376
Oct. 21, 2019
SR-EMERALD-2019-34
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, Interpretation and Policy .01, and Exchange Rule 530, Limit Up-Limit Down Comments Due: Exhibit 5 Federal Register version (84 FR 57521)
34-87369
Oct. 21, 2019
SR-Phlx-2019-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility Comments Due: Exhibit 5 Federal Register version (84 FR 57535)
34-87371
Oct. 21, 2019
SR-GEMX-2019-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility Comments Due: Exhibit 5 Federal Register version (84 FR 57516)
34-87368
Oct. 21, 2019
SR-BX-2019-038
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility Comments Due: Exhibit 5 Federal Register version (84 FR 57509)
34-87370
Oct. 21, 2019
SR-NASDAQ-2019-086
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility Comments Due: Exhibit 5 Federal Register version (84 FR 57513)
34-87373
Oct. 21, 2019
SR-MRX-2019-23
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility Comments Due: Exhibit 5 Federal Register version (84 FR 57525)
34-87372
Oct. 21, 2019
SR-ISE-2019-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility Comments Due: Exhibit 5 Federal Register version (84 FR 57497)
34-87367
Oct. 21, 2019
SR-CboeEDGX-2019-062
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGX Rule 11.15, Clearly Erroneous Executions, to the Close of Business on April 20, 2020 Comments Due: Exhibit 5 Federal Register version (84 FR 57519)
34-87366
Oct. 21, 2019
SR-CboeEDGA-2019-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGA Rule 11.15, Clearly Erroneous Executions, to the Close of Business on April 20, 2020 Comments Due: Exhibit 5 Federal Register version (84 FR 57538)
34-87365
Oct. 21, 2019
SR-CboeBZX-2019-089
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BZX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on April 20, 2020 Comments Due: Exhibit 5 Federal Register version (84 FR 57540)
34-87364
Oct. 21, 2019
SR-CboeBYX-2019-018
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to BYX Rule 11.17, Clearly Erroneous Executions, to the Close of Business on April 20, 2020 Comments Due: Exhibit 5 Federal Register version (84 FR 57528)
34-87377
Oct. 21, 2019
SR-CBOE-2019-099
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend and Consolidate Various Exchange Rules Relating to Trading Permit Holder Membership, Registration and Participants and Move Those Rules From the Currently Effective Rulebook to Proposed Chapter 3 of the Shell Structure for the Exchange's Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges Comments Due: Exhibit 5 Federal Register version (84 FR 57500)
34-87375
Oct. 21, 2019
SR-BOX-2019-31
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule IM-7170-1, To Make Permanent the Exchange Rule That Is Linked to the Equity Market Plan To Address Extraordinary Market Volatility Comments Due: Exhibit 5 Federal Register version (84 FR 57506)
34-87345
Oct. 18, 2019
SR-NYSEAMER-2019-45
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility Comments Due: Exhibit 5 Federal Register version (84 FR 57065)
34-87354
Oct. 18, 2019
SR-NYSEAMER-2019-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10E Comments Due: Exhibit 5 Federal Register version (84 FR 57139)
34-87356
Oct. 18, 2019
SR-Phlx-2019-44
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Phlx Rule 3312 Comments Due: Exhibit 5 Federal Register version (84 FR 57133)
34-87352
Oct. 18, 2019
SR-NYSENAT-2019-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 Comments Due: Exhibit 5 Federal Register version (84 FR 57063)
34-87351
Oct. 18, 2019
SR-NYSECHX-2019-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related To Article 20, Rule 10 and Rule 7.10 Comments Due: Exhibit 5 Federal Register version (84 FR 57068)
34-87346
Oct. 18, 2019
SR-NYSEArca-2019-76
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility Comments Due: Exhibit 5 Federal Register version (84 FR 57059)
34-87355
Oct. 18, 2019
SR-NYSEARCA-2019-75
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10-E Comments Due: Exhibit 5 Federal Register version (84 FR 57094)
34-87353
Oct. 18, 2019
SR-NYSE-2019-56
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 Comments Due: Exhibit 5 Federal Register version (84 FR 57087)
34-87359
Oct. 18, 2019
SR-BX-2019-037
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to BX Rule 11890 Comments Due: Exhibit 5 Federal Register version (84 FR 57131)
34-87358
Oct. 18, 2019
SR-NASDAQ-2019-085
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Nasdaq Rule 11890 Comments Due: Exhibit 5 Federal Register version (84 FR 57129)
34-87362
Oct. 18, 2019
SR-PEARL-2019-32
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, Interpretation and Policy .01, and Exchange Rule 530, Limit Up-Limit Down Comments Due: Exhibit 5 Federal Register version (84 FR 57135)
34-87361
Oct. 18, 2019
SR-MIAX-2019-44
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, Interpretation and Policy .01, and Exchange Rule 530, Limit Up-Limit Down Comments Due: Exhibit 5 Federal Register version (84 FR 57072)
34-87357
Oct. 18, 2019
SR-LTSE-2019-03
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Set the Date of the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.280 and To Move the Limit Up-Limit Down Mechanism, Authority To Initiate Trading Halts, and Procedure for Initiating and Terminating a Trading Halt Into Separate Rules for Clarity Comments Due: Exhibit 5 Federal Register version (84 FR 57070)
34-87344
Oct. 18, 2019
SR-FINRA-2019-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities) Comments Due: Exhibit 5 Federal Register version (84 FR 57076)
34-87347
Oct. 18, 2019
SR-CboeEDGX-2019-063
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Permanent an Options Market Rule Linked to the Equity Market Plan To Address Extraordinary Market Volatility Comments Due: Exhibit 5 Federal Register version (84 FR 57083)
34-87349
Oct. 18, 2019
SR-CboeBZX-2019-090
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Permanent an Options Market Rule Linked to the Equity Market Plan To Address Extraordinary Market Volatility Comments Due: Exhibit 5 Federal Register version (84 FR 57078)
34-87343
Oct. 18, 2019
SR-CboeBYX-2019-017
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.18 Comments Due: Exhibit 5 Federal Register version (84 FR 57104)
34-87341
Oct. 18, 2019
SR-CBOE-2019-100
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Extend the Pilot Period Related to the Market-Wide Circuit Breaker in Rule 5.22 Comments Due: Exhibit 5 Federal Register version (84 FR 57081)
34-87342
Oct. 18, 2019
SR-C2-2019-022
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to the Market-Wide Circuit Breaker in Rule 6.32.01 Comments Due: Exhibit 5 Federal Register version (84 FR 57102)
34-87348
Oct. 18, 2019
SR-C2-2019-021
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility Comments Due: Exhibit 5 Federal Register version (84 FR 57096)
34-87329
Oct. 17, 2019
SR-NYSE-2019-54
Notice of Filing of Proposed Rule Change To Permit the Exchange To List and Trade Exchange Traded Products Comments Due: Exhibit 5 Federal Register version (84 FR 56864)
34-87330
Oct. 17, 2019
SR-NYSE-2019-53
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Add an Additional Step Up Credit Tier Comments Due: Exhibit 5 Federal Register version (84 FR 56860)
34-87328
Oct. 17, 2019
SR-NASDAQ-2019-059
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Requirements for the Nasdaq Capital and Global Markets Applicable to Direct Listings Comments Due: View Received Comments Federal Register version (84 FR 56868)
34-87331
Oct. 17, 2019
SR-ICEEU-2019-021
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Futures and Options Risk Procedures (the "F&O Risk Procedures").1 Comments Due: Federal Register version (84 FR 56871)
34-87339
Oct. 17, 2019
SR-CboeEDGX-2019-061
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.16 Comments Due: Exhibit 5 Federal Register version (84 FR 56882)
34-87335
Oct. 17, 2019
SR-CboeEDGA-2019-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.16 Comments Due: Exhibit 5 Federal Register version (84 FR 56858)
34-87336
Oct. 17, 2019
SR-CboeBZX-2019-088
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.18 Comments Due: Exhibit 5 Federal Register version (84 FR 56868)
34-87337
Oct. 17, 2019
SR-CBOE-2019-092
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Minor Amendments to and Relocate Certain Rules Related to the Listing of Index Options (Including Binary and Range Options) From the Currently Effective Rulebook to Proposed Chapter 4, Section B of the Shell Structure for the Exchange's Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges Comments Due: Exhibit 5 Federal Register version (84 FR 56879)
34-87338
Oct. 17, 2019
SR-CBOE-2019-094
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule To Modify Certain Processes and Requirements Relating to the Submission of Rebate Requests Comments Due: Exhibit 5 Federal Register version (84 FR 56873)
34-87317
Oct. 16, 2019
SR-NYSEAMER-2019-42
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Certificate of Incorporation of Intercontinental Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (84 FR 56507)
34-87314
Oct. 16, 2019
SR-NYSENAT-2019-23
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Certificate of Incorporation of Intercontinental Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (84 FR 56489)
34-87318
Oct. 16, 2019
SR-NYSECHX-2019-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation of Intercontinental Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (84 FR 56511)
34-87313
Oct. 16, 2019
SR-NYSEArca-2019-72
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation of Intercontinental Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (84 FR 56504)
34-87322
Oct. 16, 2019
SR-NYSE-2019-55
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Certificate of Incorporation of Intercontinental Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (84 FR 56491)
34-87319
Oct. 16, 2019
SR-CBOE-2019-087
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Move Certain Rules in Chapter XXIII of the Currently Effective Rulebook to Proposed Section G of Chapter 4 of the Shell Structure for the Exchange's Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform Comments Due: Exhibit 5 Federal Register version (84 FR 56496)
34-87320
Oct. 16, 2019
SR-CBOE-2019-095
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Relocate Various Exchange Rules From the Currently Effective to the Shell Structure for the Exchange's Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform Comments Due: Exhibit 5 Federal Register version (84 FR 56501)
34-87321
Oct. 16, 2019
SR-CBOE-2019-089
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Move Certain Rules in Chapter XXIX of the Currently Effective Rulebook to Proposed Section E of Chapter 4 of the Shell Structure for the Exchange's Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform Comments Due: Exhibit 5 Federal Register version (84 FR 56509)
34-87301
Oct. 15, 2019
SR-NYSEArca-2019-39
Notice of Filing of Amendment No. 1 to Proposed Rule Change To Amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and To List and Trade Shares of the United States Bitcoin and Treasury Investment Trust Under NYSE Arca Rule 8.201-E Comments Due: View Received Comments Federal Register version (84 FR 56219)
34-87308
Oct. 15, 2019
SR-PEARL-2019-31
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 56215)
34-87298
Oct. 15, 2019
SR-IEX-2019-11
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend IEX Rule 11.280 To Extend the Pilot Period for the Market-Wide Circuit Breaker to the Close of Business on October 18, 2020 and To Clarify That the Remaining Parts of Rule 11.280 Are Not Subject to Any Pilot Period Comments Due: Exhibit 5 Federal Register version (84 FR 56255)
34-87297
Oct. 15, 2019
SR-ICC-2019-007
Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework Comments Due: View Received Comments Federal Register version (84 FR 56270)
34-87300
Oct. 15, 2019
SR-CboeBZX-2019-023
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 14.11(c) (Index Fund Shares) To Adopt Generic Listing Standards for Index Fund Shares Based on an Index of Municipal Securities Comments Due: View Received Comments Federal Register version (84 FR 56209)
34-87306
Oct. 15, 2019
SR-CboeBZX-2019-087
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Institute a Derived Data API Service Comments Due: Exhibit 5 Federal Register version (84 FR 56258)
34-87312
Oct. 15, 2019
SR-CboeBZX-2019-086
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program Comments Due: Exhibit 5 Federal Register version (84 FR 56235)
34-87299
Oct. 15, 2019
SR-CboeBYX-2019-016
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to BYX Rules 15.1(a) and (c) Comments Due: Federal Register version (84 FR 56231)
34-87305
Oct. 15, 2019
SR-CboeBYX-2019-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program Comments Due: Exhibit 5 Federal Register version (84 FR 56210)
34-87303
Oct. 15, 2019
SR-CBOE-2019-080
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 56276)
34-87304
Oct. 15, 2019
SR-CBOE-2019-082
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule in Connection With Migration Comments Due: View Received Comments Exhibit 5a , Exhibit 5b Federal Register version (84 FR 56240)
34-87309
Oct. 15, 2019
SR-CBOE-2019-085
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Move Certain Rules in Chapter XXVIII of the Currently Effective Rulebook to Proposed Section D of Chapter 4 of the Shell Structure for the Exchange's Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform Comments Due: Exhibit 5 Federal Register version (84 FR 56265)
34-87310
Oct. 15, 2019
SR-CBOE-2019-086
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Move Certain Rules in Chapter XXI of the Currently Effective Rulebook to Proposed Section F of Chapter 4 of the Shell Structure for the Exchange's Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform Comments Due: Exhibit 5 Federal Register version (84 FR 56263)
34-87311
Oct. 15, 2019
SR-CBOE-2019-049
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility Comments Due: View Received Comments Federal Register version (84 FR 56267)
34-87292
Oct. 11, 2019
SR-NYSEArca-2019-70
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (84 FR 55603)
34-87293
Oct. 11, 2019
SR-CboeEDGX-2019-060
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Institute a Derived Data API Service Comments Due: Exhibit 5 Federal Register version (84 FR 55616)
34-87295
Oct. 11, 2019
SR-CboeEDGX-2019-059
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program Comments Due: Exhibit 5 Federal Register version (84 FR 55624)
34-87294
Oct. 11, 2019
SR-CboeEDGA-2019-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program Comments Due: Exhibit 5 Federal Register version (84 FR 55638)
34-87291
Oct. 11, 2019
SR-CBOE-2019-049
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan To Address Extraordinary Market Volatility Comments Due: View Received Comments Federal Register version (84 FR 55643)
34-87287
Oct. 11, 2019
SR-BOX-2019-19
Notice of Filing of Proposed Rule Change Related To Adopt Rules To Govern the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as the Boston Security Token Exchange LLC Comments Due: View Received Comments Exhibit 5a , Exhibit 5b Federal Register version (84 FR 56022)
34-87277
Oct. 10, 2019
SR-NYSEArca-2019-60
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the KFA Global Carbon ETF Under NYSE Arca Rule 8.600-E Comments Due: View Received Comments Federal Register version (84 FR 55658)
34-87278
Oct. 10, 2019
SR-NYSEArca-2019-68
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Listing and Trading of Shares Under NYSE Arca Rule 8.600-E of the Overlay Shares Large Cap Equity ETF, Overlay Shares Small Cap Equity ETF, Overlay Shares Foreign Equity ETF, Overlay Shares Core Bond ETF and Overlay Shares Municipal Bond ETF Comments Due: Federal Register version (84 FR 55665)
34-87270
Oct. 10, 2019
SR-BX-2019-033
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Rules at Chapter VI, Section 6 Comments Due: Exhibit 5 Federal Register version (84 FR 55631)
34-87271
Oct. 10, 2019
SR-BX-2019-035
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Fees at Equity 7, Section 118(a) Comments Due: Exhibit 5 Federal Register version (84 FR 55621)
34-87276
Oct. 10, 2019
SR-NASDAQ-2019-084
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend The Nasdaq Options Market LLC ("NOM") Pricing Schedule at Options 7, Section 2 Comments Due: Exhibit 5 Federal Register version (84 FR 55644)
34-87279
Oct. 10, 2019
SR-PEARL-2019-28
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519, MIAX PEARL Order Monitor Comments Due: Exhibit 5 Federal Register version (84 FR 55601)
34-87280
Oct. 10, 2019
SR-MIAX-2019-41
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 519, MIAX Order Monitor Comments Due: Exhibit 5 Federal Register version (84 FR 55675)
34-87282
Oct. 10, 2019
SR-MIAX-2019-43
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Comments Due: Exhibit 5 Federal Register version (84 FR 55658)
34-87275
Oct. 10, 2019
SR-ICEEU-2019-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ICE Clear Europe Clearing Rules and Procedures Comments Due: Exhibit 5-1 , Exhibit 5-2 , Exhibit 5-3 Federal Register version (84 FR 55649)
34-87286
Oct. 10, 2019
SR-CboeBZX-2019-076
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Clearbridge Small Cap Value ETF Under Currently Proposed Rule 14.11(k) Comments Due: Federal Register version (84 FR 55608)
34-87272
Oct. 10, 2019
SR-CBOE-2019-090
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Move the Rules in Chapter V of the Currently Effective Rulebook to Proposed Section A of Chapter 4 of the Shell Structure for the Exchange's Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform Comments Due: Exhibit 5 Federal Register version (84 FR 55663)
34-87273
Oct. 10, 2019
SR-CBOE-2019-091
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Name of a Reporting Authority for Certain Indexes on Which the Exchange May List Options Comments Due: Federal Register version (84 FR 55671)
