34-88676
April 17, 2020
SR-Phlx-2020-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 6, Section 5, Titled Transfer of Positions Comments Due: Exhibit 5 Federal Register version (85 FR 22762)
34-88684
April 17, 2020
SR-Phlx-2020-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Non-Standard Pilot Program Comments Due: Exhibit 5 Federal Register version (85 FR 22781)
34-88677
April 17, 2020
SR-NYSE-2019-54
Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Permit the Exchange To List and Trade Exchange Traded Products Comments Due: Federal Register version (85 FR 22767)
34-88685
April 17, 2020
SR-NASDAQ-2020-021
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit a Longer Period of Time for Companies To Regain Compliance With the Bid Price and Market Value of Publicly Held Shares Continued Listing Requirements by Tolling the Compliance Periods Through and Including June 30, 2020 Comments Due: Federal Register version (85 FR 22777)
34-88681
April 17, 2020
SR-ISE-2020-17
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Nonstandard Expirations Pilot Program Comments Due: Exhibit 5 Federal Register version (85 FR 22775)
34-88683
April 17, 2020
SR-ISE-2020-18
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot on the Nasdaq 100 Reduced Value Index Comments Due: Exhibit 5 Federal Register version (85 FR 22768)
34-88678
April 17, 2020
SR-CBOE-2020-033
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 22770)
34-88671
April 16, 2020
SR-GEMX-2020-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule Titled Transfer of Positions Within Options 6, Section 5 Comments Due: Exhibit 5 Federal Register version (85 FR 22489)
34-88672
April 16, 2020
SR-BX-2020-006
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule Titled Transfer of Positions Within Options 6, Section 5 Comments Due: Federal Register version (85 FR 22493)
34-88666
April 16, 2020
SR-NASDAQ-2020-020
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the First Trust Tactical High Yield ETF Comments Due: Federal Register version (85 FR 22502)
34-88668
April 16, 2020
SR-NASDAQ-2020-016
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule Titled Transfer of Positions Within Options 6, Section 5 Comments Due: Exhibit 5 Federal Register version (85 FR 22466)
34-88660
April 16, 2020
SR-MRX-2020-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 8 Relating to the Options Opening Process Comments Due: Exhibit 5 Federal Register version (85 FR 22482)
34-88669
April 16, 2020
SR-MRX-2020-10
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule Titled Transfer of Positions Within Options 6, Section 5 Comments Due: Exhibit 5 Federal Register version (85 FR 22498)
34-88670
April 16, 2020
SR-ISE-2020-16
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule Titled Transfer of Positions Within Options 6, Section 5 Comments Due: Exhibit 5 Federal Register version (85 FR 22470)
34-88665
April 16, 2020
SR-ICEEU-2020-003
Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the ICE Clear Europe Rules and Procedures Comments Due: Federal Register version (85 FR 22892)
34-88663
April 16, 2020
SR-CboeEDGX-2020-010
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend EDGX Rule 11.8(g), Which Describes the Handling of MidPoint Discretionary Orders Entered on the Exchange Comments Due: View Received Comments Federal Register version (85 FR 22474)
34-88664
April 16, 2020
SR-CboeEDGA-2020-005
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Amend EDGA Rule 11.8(e), Which Describes the Handling of MidPoint Discretionary Orders Entered on the Exchange Comments Due: View Received Comments Federal Register version (85 FR 22465)
34-88673
April 16, 2020
SR-CBOE-2020-035
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Renew an Existing Pilot Program Until November 2, 2020 Comments Due: Federal Register version (85 FR 22507)
34-88674
April 16, 2020
SR-CBOE-2020-036
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Operation of Its SPXPM Pilot Program Comments Due: Federal Register version (85 FR 22479)
34-88654
April 15, 2020
SR-OCC-2020-004
Notice of Filing of Proposed Rule Change To Modify the Sequence for Processing Options Transactions Comments Due: Exhibit 3a , Exhibit 3b , Exhibit 3c , Exhibit 5 , Exhibit 3a , Exhibit 3b , Exhibit 3c , Exhibit 5 Federal Register version (85 FR 22197)
34-88648
April 15, 2020
SR-NYSEArca-2020-32
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New NYSE Arca Rule 8.900-E Comments Due: Exhibit 5 Federal Register version (85 FR 22200)
34-88637
April 15, 2020
SR-NSCC-2020-008
Notice of Filing of Proposed Rule Change To Modify the Clearing Agency Model Risk Management Framework Comments Due: Exhibit 5 Federal Register version (85 FR 22222)
34-88636
April 15, 2020
SR-FICC-2020-004
Notice of Filing of Proposed Rule Change To Modify the Clearing Agency Model Risk Management Framework Comments Due: Exhibit 5 Federal Register version (85 FR 22228)
34-88639
April 15, 2020
SR-DTC-2020-008
Notice of Filing of Proposed Rule Change To Modify the Clearing Agency Model Risk Management Framework Comments Due: Exhibit 5 Federal Register version (85 FR 22191)
34-88644
April 15, 2020
SR-CboeEDGX-2019-059
Notice of Withdrawal of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program Comments Due: Federal Register version (85 FR 22191)
34-88645
April 15, 2020
SR-CboeEDGX-2019-048
Notice of Withdrawal of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program Comments Due: Federal Register version (85 FR 22190)
34-88642
April 15, 2020
SR-CboeEDGA-2019-015
Notice of Withdrawal of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program Comments Due: Federal Register version (85 FR 22233)
34-88643
April 15, 2020
SR-CboeEDGA-2019-013
Notice of Withdrawal of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program Comments Due: Federal Register version (85 FR 22216)
34-88640
April 15, 2020
SR-CboeBZX-2019-086
Notice of Withdrawal of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program Comments Due: Federal Register version (85 FR 22191)
34-88646
April 15, 2020
SR-CboeBZX-2019-069
Notice of Withdrawal of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program Comments Due: Federal Register version (85 FR 22217)
34-88641
April 15, 2020
SR-CboeBYX-2019-015
Notice of Withdrawal of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program Comments Due: Federal Register version (85 FR 22216)
34-88647
April 15, 2020
SR-CboeBYX-2019-012
Notice of Withdrawal of a Proposed Rule Change To Introduce a Small Retail Broker Distribution Program Comments Due: Federal Register version (85 FR 22212)
34-88638
April 15, 2020
SR-CBOE-2020-032
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 22212)
34-88630
April 14, 2020
SR-NYSE-2020-26
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Price List To Eliminate Certain Obsolete Fees Comments Due: Exhibit 5 Federal Register version (85 FR 21899)
34-88628
April 14, 2020
SR-ICC-2020-007
Notice of Proposed Rule Change Relating to the ICC Clearing Rules Comments Due: Exhibit 5 Federal Register version (85 FR 21907)
34-88633
April 14, 2020
SR-ICC-2020-006
Notice Relating to ICC's Treasury Operations Policies and Procedures Comments Due: Exhibit 5 Federal Register version (85 FR 21911)
34-88632
April 14, 2020
SR-CboeBZX-2020-033
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend its Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 21902)
34-88634
April 14, 2020
SR-BOX-2019-19
Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as the Boston Security Token Exchange LLC Comments Due: View Received Comments Federal Register version (85 FR 21906)
34-88626
April 13, 2020
SR-Phlx-2020-19
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx's Pricing Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 21490)
34-88625
April 13, 2020
SR-NYSEArca-2019-81
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt NYSE Arca Rule 5.2-E(j)(8) Governing the Listing and Trading of Exchange-Traded Fund Shares Comments Due: View Received Comments Federal Register version (85 FR 21479)
34-88622
April 13, 2020
SR-CBOE-2020-014
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Adopt a Delta-Adjusted at Close Order Instruction Comments Due: View Received Comments Federal Register version (85 FR 21490)
34-88621
April 10, 2020
SR-NYSEARCA-2020-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges Comments Due: Exhibit 5 Federal Register version (85 FR 21049)
34-88617
April 10, 2020
SR-CboeBZX-2020-032
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.8(e) Related to the Exchange's Lead Market Maker Program and To Make Corresponding Changes to its Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 21056)
34-88611
April 9, 2020
SR-NYSENAT-2020-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 To Specify the Exchange's Source of Data Feeds From the Long-Term Stock Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (85 FR 21047)
34-88610
April 9, 2020
SR-NYSEARCA-2020-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37-E To Specify the Exchange's Source of Data Feeds From the Long-Term Stock Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (85 FR 21033)
34-88613
April 9, 2020
SR-NYSE-2020-33
Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Certain Changes and Corrections to the NYSE Rule 9000 Series Comments Due: Exhibit 5 Federal Register version (85 FR 21035)
34-88615
April 9, 2020
SR-NSCC-2020-802
Notice of Filing of Advance Notice to Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Make Certain Other Changes to Procedure XV Comments Due: View Received Comments Commission's Request for Additional Information , Response to the Commission's Request for Additional Information Federal Register version (85 FR 21037)
34-88614
April 9, 2020
SR-ICC-2020-005
Notice of Filing of Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures Comments Due: Federal Register version (85 FR 21052)
34-88589
April 8, 2020
SR-NYSEAMER-2020-22
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10E Comments Due: Exhibit 5 Federal Register version (85 FR 20769)
34-88594
April 8, 2020
SR-NYSEAMER-2020-26
Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 20799)
34-88595
April 8, 2020
SR-NYSEAMER-2020-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 20737)
34-88605
April 8, 2020
SR-NYSEAMER-2020-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37E To Specify the Exchange's Source of Data Feeds From the Long-Term Stock Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (85 FR 20735)
34-88593
April 8, 2020
SR-NYSENAT-2020-13
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 Comments Due: Exhibit 5 Federal Register version (85 FR 20728)
34-88591
April 8, 2020
SR-NYSECHX-2020-09
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 Comments Due: Exhibit 5 Federal Register version (85 FR 20771)
34-88604
April 8, 2020
SR-NYSECHX-2020-12
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7.37 To Update the Exchange's Source of Data Feeds From the Long-Term Stock Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (85 FR 20741)
34-88590
April 8, 2020
SR-NYSEARCA-2020-25
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related To Rule 7.10-E Comments Due: Exhibit 5 Federal Register version (85 FR 20791)
34-88596
April 8, 2020
SR-NYSEArca-2020-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 20796)
34-88601
April 8, 2020
SR-NYSE-2020-31
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.37 To Specify the Exchange's Source of Data Feeds From the Long-Term Stock Exchange, Inc. Comments Due: Exhibit 5 Federal Register version (85 FR 20798)
34-88602
April 8, 2020
SR-NYSE-2020-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Price List To Respond to the Current Volatile Market Environment That Has Resulted in Unprecedented Average Daily Volumes and the Temporary Closure of the Trading Floor Comments Due: Exhibit 5 Federal Register version (85 FR 20730)
34-88587
April 8, 2020
SR-NASDAQ-2020-015
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4759 Comments Due: Exhibit 5 Federal Register version (85 FR 20794)
34-88600
April 8, 2020
SR-FINRA-2020-011
Notice of Filing of a Proposed Rule Change To Address Brokers With a Significant History of Misconduct Comments Due: View Received Comments Federal Register version (85 FR 20745)
34-88586
April 8, 2020
SR-CBOE-2020-028
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule in Connection With Migration Comments Due: View Received Comments Exhibit 5a , Exhibit 5b Federal Register version (85 FR 20773)
34-88574
April 7, 2020
SR-NYSEAMER-2020-24
Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 20545)
34-88581
April 7, 2020
SR-Phlx-2020-17
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Phlx's Pricing Schedule at Options 7, Section 4 Comments Due: Exhibit 5 Federal Register version (85 FR 20548)
34-88583
April 7, 2020
SR-Phlx-2020-15
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rules 3301A and 3301B Comments Due: Exhibit 5 Federal Register version (85 FR 20533)
34-88576
April 7, 2020
SR-NYSEARCA-2020-27
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 20543)
34-88580
April 7, 2020
SR-NYSE-2020-24
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program Related to Rule 7.10 Comments Due: Exhibit 5 Federal Register version (85 FR 20551)
34-88579
April 7, 2020
SR-NSCC-2020-009
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove Access to the Fund/SERV Service by Data Services Only Members in Rule 52 and Revise the Defined Term for Fund/SERV in the NSCC Rules Comments Due: Exhibit 5 Federal Register version (85 FR 20556)
34-88575
April 7, 2020
SR-CBOE-2020-025
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Interpretation and Policy .01 to Rule 5.24 in Connection with Business Continuity and Disaster Recovery Testing Comments Due: Exhibit 5 Federal Register version (85 FR 20558)
34-88577
April 7, 2020
SR-C2-2020-003
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 6.34 in Connection With Business Continuity and Disaster Recovery Testing Comments Due: Exhibit 5 Federal Register version (85 FR 20553)
34-88572
April 6, 2020
SR-NYSE-2020-30
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Waive the Application of Certain of the Shareholder Approval Requirements in Section 312.03 of the NYSE Listed Company Manual Through June 30, 2020 Subject to Certain Conditions Comments Due: Federal Register version (85 FR 20323)
34-88568
April 6, 2020
SR-NASDAQ-2020-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the First Trust California Municipal High Income ETF and the First Trust Municipal High Income ETF Comments Due: Federal Register version (85 FR 20309)
34-88569
April 6, 2020
SR-CboeEDGX-2020-015
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 20328)
34-88566
April 6, 2020
SR-CboeBZX-2019-097
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Adopt BZX Rule 14.11(l) Governing the Listing and Trading of Exchange-Traded Fund Shares Comments Due: View Received Comments Federal Register version (85 FR 20312)
34-88570
April 6, 2020
SR-CboeBYX-2020-011
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Trading Hours Applicable to Managed Portfolio Shares To Include All Trading Sessions Comments Due: Exhibit 5 Federal Register version (85 FR 20326)
34-88560
April 3, 2020
SR-EMERALD-2020-04
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 20006)
34-88562
April 3, 2020
SR-NYSE-2020-29
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Commentary .03 to Rule 7.35C Comments Due: Exhibit 5 Federal Register version (85 FR 20002)
34-88561
April 3, 2020
SR-NASDAQ-2019-090
Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4, To Adopt Nasdaq Rule 5704 Governing the Listing and Trading of Exchange Traded Fund Shares Comments Due: View Received Comments Federal Register version (85 FR 19984)
34-88554
April 3, 2020
SR-PEARL-2020-05
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fee Schedule Comments Due: Exhibit 5 Federal Register version (85 FR 19996)
34-88556
April 3, 2020
SR-FINRA-2020-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Compliance Date for SR-FINRA-2019-014 Comments Due: Federal Register version (85 FR 20013)
34-88557
April 3, 2020
SR-FICC-2020-002
Notice of Filing of Proposed Rule Change To Amend the Government Securities Division Rulebook Relating to the Legal Entity Identifier Requirement Comments Due: Exhibit 5 Federal Register version (85 FR 19979)
34-88553
April 3, 2020
SR-CboeEDGX-2020-014
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Trading Hours Applicable to Managed Portfolio Shares To Include All Trading Sessions Comments Due: Exhibit 5 Federal Register version (85 FR 19994)
34-88555
April 3, 2020
SR-CboeEDGA-2020-010
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Trading Hours Applicable to Managed Portfolio Shares To Include All Trading Sessions Comments Due: Exhibit 5 Federal Register version (85 FR 19982)
34-88551
April 3, 2020
SR-CboeBZX-2020-029
Notice of Filing of a Proposed Rule Change To List and Trade Shares of the JPMorgan Large Cap Growth ETF Under Rule 14.11(k), Managed Portfolio Shares Comments Due: View Received Comments Federal Register version (85 FR 19971)
34-88559
April 3, 2020
SR-BOX-2020-08
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC ("BOX") Facility To Reflect Certain Pricing Changes That Will Be in Effect While the BOX Trading Floor Is Inoperable Comments Due: Exhibit 5 Federal Register version (85 FR 19968)
34-88546
April 2, 2020
SR-NYSE-2020-28
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Commentary .03 to Rule 7.35A To Provide That, for a Temporary Period, the Exchange Would Permit a DMM Limited Entry To the Trading Floor To Effect Manually a Core Open Auction in Connection With a Listed Company's Post-IPO Public Offering Comments Due: Exhibit 5 Federal Register version (85 FR 19782)
34-88543
April 2, 2020
SR-MIAX-2020-06
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Extend Certain Filing Requirements Comments Due: Exhibit 5 Federal Register version (85 FR 19788)
34-88545
April 2, 2020
SR-ICC-2020-004
Notice Relating to the ICC CDS Instrument On-Boarding Policies and Procedures Comments Due: Federal Register version (85 FR 19785)
34-88542
April 2, 2020
SR-BOX-2020-04
Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend the Provisions of the Limited Liability Company Agreement and Bylaws To Accommodate the Exchange's Regulation of Multiple Facilities Comments Due: Federal Register version (85 FR 19787)
34-88541
April 1, 2020
SR-NYSENAT-2020-12
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Add the Exchange's Supervision Rules to the List of Minor Rule Violations in Rule 10.9217 Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 19549)
34-88533
April 1, 2020
SR-NYSEArca-2019-95
Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Adopt NYSE Arca Rule 8.601-E To Permit the Listing and Trading of Active Proxy Portfolio Shares and To List and Trade Shares of the Natixis ETF Under Proposed NYSE Arca Rule 8.601-E Comments Due: View Received Comments Exhibit 5 Federal Register version (85 FR 19526)
34-88534
April 1, 2020
SR-NYSEArca-2019-96
Notice of Filing of Amendment No. 2 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Two Series of Active Proxy Portfolio Shares Issued by the American Century ETF Trust Under Proposed NYSE Arca Rule 8.601-E Comments Due: View Received Comments Federal Register version (85 FR 19519)
34-88535
April 1, 2020
SR-NYSEArca-2019-92
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Four Series of Active Proxy Portfolio Shares Issued by T. Rowe Price Exchange-Traded Funds, Inc. Under Proposed NYSE Arca Rule 8.601-E Comments Due: View Received Comments Federal Register version (85 FR 19554)
34-88539
April 1, 2020
SR-NYSENAT-2020-03
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections Between the Mahwah, New Jersey Data Center and Other Data Centers File Nos.: Comments Due: View Received Comments Federal Register version (85 FR 19553)
34-88539
April 1, 2020
SR-NYSEArca-2020-08
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections Between the Mahwah, New Jersey Data Center and Other Data Centers File Nos.: View Received Comments Federal Register version (85 FR 19553)
34-88539
April 1, 2020
SR-NYSECHX-2020-02
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections Between the Mahwah, New Jersey Data Center and Other Data Centers File Nos.: Comments Due: View Received Comments Federal Register version (85 FR 19553)
34-88539
April 1, 2020
SR-NYSE-2020-05
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Establish a Schedule of Wireless Connectivity Fees and Charges With Wireless Connections Between the Mahwah, New Jersey Data Center and Other Data Centers File Nos.: Comments Due: View Received Comments Federal Register version (85 FR 19553)
34-88540
April 1, 2020
SR-NYSEArca-2020-15
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services File Nos.: Comments Due: View Received Comments Federal Register version (85 FR 19562)
34-88540
April 1, 2020
SR-NYSEAMER-2020-10
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services File Nos.: Comments Due: Federal Register version (85 FR 19562)
34-88540
April 1, 2020
SR-NYSECHX-2020-05
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Wireless Connectivity Services File Nos.: Comments Due: View Received Comments Federal Register version (85 FR 19562)
