Comments on NSCC Rulemaking
Notice of Filing of Advance Notice to Enhance National Securities Clearing Corporation’s HaircutBased Volatility Charge Applicable to Illiquid Securities and UITs and Make Certain Other Changes to Procedure XV
[Release No. 34-88615; File No. SR-NSCC-2020-802]
Submitted Comments |
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| Nov. 20, 2020 | Wilson-Davis & Co., Inc. |
| Oct. 16, 2020 | James Nygard, Director and Assistant General Counsel, DTCC |
| Sep. 9, 2020 | James Nygard, Director and Assistant General Counsel, DTCC |
| Sep. 3, 2020 | Timothy J. Cuddihy, Managing Director, DTCC Financial Risk Management |
| Apr. 30, 2020 | Charles Lek, Lek Securities Corporation |