Comments on NSCC Rulemaking

Notice of Filing of Advance Notice to Enhance National Securities Clearing Corporation's HaircutBased Volatility Charge Applicable to Illiquid Securities and UITs and Make Certain Other Changes to Procedure XV

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Date Received
Date Letter Type Commenter Name
Public Comment Wilson-Davis & Co., Inc.
Public Comment James Nygard, Director and Assistant General Counsel, DTCC
Public Comment James Nygard, Director and Assistant General Counsel, DTCC
Public Comment Timothy J. Cuddihy, Managing Director, DTCC Financial Risk Management
Public Comment Charles Lek, Lek Securities Corporation

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NSCC-2020-802
Release Number
34-88615
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