Comments on NASDAQ Rulemaking

Notice of Filing of Proposed Rule Change to Amend IM-5101-1 (Use of Discretionary Authority) to Deny Listing or Continued Listing or to Apply Additional and More Stringent Criteria to an Applicant or Listed Company Based on Considerations Related to the Company's Auditor or When a Company's Business is Principally Administered in a Jurisdiction That is a Restrictive Market

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Date Received
Date Letter Type Commenter Name
Public Comment Arnold Golub, Vice President, General Counsel, Nasdaq, Inc.
Public Comment Amma Anaman, Assistant General Counsel, Nasdaq
Public Comment Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors
Public Comment Antonio N. Sagansay, III
Public Comment Annemarie Tierney, Founder and Principal, Liquid Advisors, Inc.
Public Comment Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASDAQ-2020-028
Release Number
34-88987
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